EFTA00198408Set 9
2002-09-03178p37,272w
06/19/02 06/14/02 SOLD CELESTICA INC CLS .900 23.80000 21,341.35
SUBORD VTG SHS
EXECUTION BY MS00
VS 900 03-28-02
COMMISSION 63,00
SEC FEE .65
barieib Otrive ... 06128/02 06/25/02 SOLD CELESTICA INC CLS .1200 22.33200 26.698.59
SUBORD VTG SHS
EXECUTION BY SSSH
VS 1200 04-08-02
COMMISSION 84.00
SEC FEE ,81
06/28/02 06/25/02 SOLD CITIZENS COMMUNICATIONS
https://www.justice.gov/epstein/files/DataSet%209/EFTA00198408.pdf
EFTA00197034Set 9
63p12,965w
CASH 130,000 121.2200 15.758,600 166,400 1.0559
BOMBARDIER INC-CL B SUB-VTG BMW CASH 20,000 6.0610 121,220
CHOICEPOINT INC CPS CASH ... STMEICILCUSIP owenw PRICE DEBIT AMOUNT GRECO' AMOUNT
07/13/07 07/10/07 BOUGHT BOMBARDIER INC.CL B SUB-VTG BDRBF 20,000 6.28500 125,700.00
I S 070710
•
. •
REPORTED PRICE
6,225000 DIFFERENCE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197034.pdf
EFTA00385970Set 9
2013-08-098p2,227w
LABL,
LACO, LIWA, MEA, MHR, MINI, MPAA, MRGE, RDNT, SARA, STRL, TLF, TPC, URRE, VTG, WWAV, YONG, ZUES
Reporting Post-Close: CDXS, CECO, EGY, TECUA, PBR
Economic Data: Wholesale Inventories
https://www.justice.gov/epstein/files/DataSet%209/EFTA00385970.pdf
EFTA00417991Set 9
2012-03-155p1,488w
HSOL,
HWCC, IVAN, LIWA, ORBC, PRST, ORE, ROIAK, SCHL, STON, TA, VAC, VITC, VTG, VVTV, WGO, YONG,
ARDNA, CLSN, KCAP, KITD
Reporting Post-Close: ACFN, AGM, COMV, CWCO, DOLE, GAIA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00390547Set 9
2013-05-106p1,832w
HZNP, LIWA, LMIA,
LXRX, MGA, PGNX, RDNT, SIRO, STRL, TRLG, URRE, USAT, VTG, WCRX, XIN, YONG
Reporting Post-Close: ADEP, ATEA, BSTC, SLW
Economic Data: Treasury Monthly Budget Statement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00402020Set 9
2012-11-096p1,838w
MEMP, MGI, MTG,
NPSP, NTRI, OMG, RDNT, SSP, STRAA, URRE, VSCP, VTG, WMC, XIN, XTEX, XTXI, YONG, HEK
EFTA00402022
Reporting Post-Close: CRDN, CWCO, LVB, MDVN, SYUT, TIGR, WAVX, XIDE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA00387192Set 9
2013-07-187p2,112w
Bernstein initiates FOXA (op), B. Riley initiates GUID (buy)
• Raja downgrades CTXS, RBC initiates VTG, DB upgrades LNC/MET (buy), Citi initiates HCN (neut)
• Wells initiates CHUY (mp) & FRGI (op) & cuts
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA02147513Set 10
2013-02-158p1,885w
IPGP, LECO, LPNT, LSE, MNTA, NGL, NHI, PPC, RUTH, SNH, TOWR,
TRW, UPL, VIAS, VTG, WBC
Reporting Post-Close: CYMI, HE
Economic Data: Empire Manufacturing @ 8:30am, TIC Flows
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147513.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
TREE, TTI, TW, TWTC, UAM, UHAL, USAC, USCR,
USPH, VC, VNDA, VRS, VTG, WD, WEN, WLK, WPX, WWAV
Reporting Post-Close: CFN, DIS, MNST, NVDA, PCLN, AAOI, AAON, ABTL, ACET
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf