EFTA01405956Set 10
2015-10-0213p1,386w
Litchford
Date: Fri, 02 Oct 2015 13:10:35 -0400
To: Armen Brash
Vaishali-P Mehta
PWMUS AMLKYC Mir
Paul Morris <
Classification: For internal use only
I wanted to keep ... From: Armen Brash
Sent: Thursday, October 01, 2015 7:15 PM
To: Jj Litchford; Vaishali-P Mehta
EFTA01405956
Subject: RE: Account Re-opening [I]
Classification: For internal use only ... really
up to them.
Email Janice Franklin and Yoonsun Chung directly—cc me and vaishali.
Best,
Armen
fcid:image001.gif@OlDOFC7D.7DCA84001
Armen Brash
Deutsche Asset & Wealth Management
Head of Anti-Money
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405956.pdf
EFTA01403202Set 10
2015-10-058p805w
From: Jj Litchford <jj.litchford@db.com>
Date: Mon, 05 Oct 2015 13:38:01 -0400
To: Vaishali-P Mehta <vaishali-p.mehta@db.com>
Classification: For internal use only
Thanks
fcid:image001.gif@OlD02B3A.F8AC3FC01
JJ Litchford
Associate ... York, New York 10154
Tel. +1.212.454.2879
Mobile +1.407.342.5115
Email jj.litchford@db.com
{cid:image002.gif@OlD02B3A.F8AC3FC0}
From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:37 PM
To: Jj Litchford
Subject ... Classification: For internal use only
Either Kim or Andrew one of these 2
Vaishali Mehta
EFTA01403202
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403202.pdf
EFTA01402942Set 10
2015-10-057p721w
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
From: Vaishali-P Mehta
Date: Mon, 05 Oct 2015 13:37:26 -0400
To: Jj Litchford
Classification: For internal use only
Either ... Andrew one of these 2
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
60 Wall Street, 27th Floor ... image002.png@OlD030D6.03601EF01
From: Jj Litchford
Sent: Monday, October 05, 2015 1:37 PM
To: Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402942.pdf
EFTA01403101Set 10
2015-10-0110p1,133w
armen.brash@db.com>
Date: Thu, 01 Oct 2015 19:06:07 -0400
To: Jj Litchford <jj.litchford@db.com>,
Vaishali-P Mehta <vaishali-p.mehta@db.com>
Classification: For internal use only
Yeah, I searched that but I think ... From: Jj Litchford
Sent: Thursday, October 01, 2015 7:04 PM
To: Armen Brash; Vaishali-P Mehta
Subject: RE: Account Re-opening [I]
Classification: For internal use only
EFTA01403101
Yeah ... From: Armen Brash
Sent: Thursday, October 01, 2015 7:03 PM
To: Jj Litchford; Vaishali-P Mehta
Subject: RE: Account Re-opening [I]
Classification: For internal use only
Hello
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403101.pdf
EFTA01398709Set 10
2017-09-129p1,096w
Monday on high
risk KYC's [I]
Classification: For internal use only
EFTA01398709
From: Vaishali-P Mehta
Sent: Monday, September 11, 2017 9:10 AM
To: Adrienne Bull; Andrew Gallivan ... rate risk Trust clients.
Please let me know if anything else is required
Regards,
Vaishali
From: Adrienne Bull
Sent: Monday, September 11, 2017 8:43 AM
To: Andrew Gallivan Patrick ... Harris
ffi
Cc: Vaishali-P Mehta <SIMIIMIIMIPINNEllb; Rodrigo Quintero
<=NIMM NIS
Subject: RE: What are you presenting to the Risk committee Monday on high
risk KYC's [I]
EFTA01398710
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398709.pdf
EFTA01398899Set 10
2016-12-0113p810w
High Risk Clients [I]
From: Andrew Gallivan <
Date: Thu, 01 Dec 2016j illa
To: Vaishali-P Mehta <
Classification: For internal use only
Well aren't I the negligent one. Sorry ... having addressed this last
month. Approved
From: Vaishali-P Mehta
Sent: Thursday, December 01, 2016 9:36 AM
To: Andrew Gallivan
Subject: RE: MD Approval for ACUs for High Risk ... Could I please get one more approval? This is for last months ACUs.
Regards,
Vaishali Mehta
Head of Anti-Money Laundering Business Risk
Deutsche Bank Wealth Management
EFTA01398899
From: Vaishali
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398899.pdf
EFTA01402372Set 10
2015-10-056p655w
From: Jj Litchford ‹ >
Date: Mon, 05 Oct 2015 13:37:03 -0400
To: Vaishali-P Mehta ‹ >
Classification: For internal use only
Who should I pester about that? Kim?
fcid:image001.gif ... 24th Floor
New York, New York 10154
Tel.
Mobile
Email
{cid:image002.gif@OlD02B3A.F8AC3FC0}
From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:36 PM
To: Jj Litchford; PWMUS AMLKYC ... compliance as soon as it hits my queue — currently with
EFTA01402372
Office Director
Regards,
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402372.pdf
EFTA01402933Set 10
2015-10-019p972w
armen.brash@db.com>
Date: Thu, 01 Oct 2015 19:03:29 -0400
To: Jj Litchford <jj.litchford@db.com>,
Vaishali-P Mehta <vaishali-p.mehta@db.com>
Classification: For internal use only
Hello
You'll need ... From: Jj Litchford
Sent: Thursday, October 01, 2015 6:53 PM
To: Armen Brash; Vaishali-P Mehta
Subject: RE: Account Re-opening [I]
Classification: For internal use only
I believe ... From: Armen Brash
Sent: Thursday, October 01, 2015 5:44 PM
To: Jj Litchford; Vaishali-P Mehta
Cc: PWMUS AMLKYC
Subject: RE: Account Re-opening [I]
EFTA01402934
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402933.pdf
EFTA01419244Set 10
2017-06-153p226w
From: Stewart Oldfield < ›
Date: Thu, 15 Jun 2017 14:32:51 -0400
To: Vaishali-P Mehta
Cc: Cynthia Rodriguez
Vahe Stepanian
Bcc:
yes
From: Vaishali-P Mehta
Sent: Thursday, June ... assume that we are ok to offboard this company from Global
Markets ?
Vaishali Mehta
Deutsche Bank Wealth Management
101 California Street, Suite 2400, San Francisco, CA USA
Tel.
Mobil
Email ... From: Stewart Oldfield
EFTA01419244
Sent: Thursday, June 15, 2017 2:31 PM
To: Vaishali-P Mehta
Cc: Cynthia Rodriguez; Vahe Stepanian
Subject: RE: Nes LLC [I]
Thanks. I thought
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419244.pdf
EFTA01398734Set 10
2015-10-056p696w
24th Floor
New York, New York 10154
Tel.
Mobile
Email
{cid:image002.gif@OlD02B3A.F8AC3FC0}
From: Vaishali-P Mehta
Sent: Monday, October 05, 2015 1:36 PM
To: Jj Litchford; PWMUS AMLKYC ... compliance as soon as it hits my queue — currently with
Office Director
Regards,
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management ... Sent: Monday, October 05, 2015 1:19 PM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
Classification: For internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398734.pdf
EFTA01402226Set 10
2015-10-055p587w
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
From: Vaishali-P Mehta
Date: Mon, 05 Oct 2015 13:36:25 -0400
To: Jj Litchford
PWMUS AMLKYC
Cc: Armen Brash
Classification ... compliance as soon as it hits my queue — currently with
Office Director
Regards,
Vaishali Mehta
AVP Anti-Money Laundering Business Risk
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management ... Sent: Monday, October 05, 2015 1:19 PM
To: PWMUS AMLKYC
Cc: Armen Brash; Vaishali-P Mehta
Subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]
EFTA01402226
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402226.pdf
EFTA01428714Set 10
2017-04-0544p3,381w
Subject: RE: MD approval for ACUs completed for High Risk Clients [I]
From: Vaishali-P Mehta
Date: Wed, 05 Apr 2017 13:16:38 -0400
To: Joanne Jensen
Andrew Gallivan ... Therefore, this will not be
repeated.
I apologize for the distribution list below.
Regards,
Vaishali Mehta
Deutsche Bank Wealth Management
101 California Street, Suite 2400, San Francisco, CA USA
EFTA01428714 ... From: Joanne Jensen
Sent: Wednesday, April 05, 2017 1:15 PM
To: Vaishali-P Mehta; Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey;
Jennifer Shaw; Andrea
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428714.pdf
EFTA01419073Set 10
2016-08-197p465w
From: Andrew Gallivan
Date: Fri, 19 Aug 2016 08:22:50 -0400
To: Vaishali-P Me
Cc: Mark Gonzalez
Stewart Oldfield
Joseph Sabbagh
Classification: For internal use only
Approved
From ... Vaishali-P Mehta
Sent: Thursday, August 18, 2016 5:30 PM
To: Andrew Gallivan
Cc: Mark Gonzalez; Stewart Oldfield; Joseph Sabbagh
Subject: RE: MD approval required for ACUs completed ... Evening Andrew,
Could you please review the below ACUs and provide your approval ?
Regards,
Vaishali Mehta
Head of Anti-Money Laundering Business Risk
Deutsche Bank Wealth Management
101 California Street
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419073.pdf
EFTA01402998Set 10
2015-10-018p857w
jj.litchford@db.com>
Date: Thu, 01 Oct 2015 18:53:18 -0400
To: Armen Brash <armen.brash@db.com>,
Vaishali-P Mehta <vaishali-p.mehta@db.com>
Classification: For internal use only
I believe I have everything ... From: Armen Brash
Sent: Thursday, October 01, 2015 5:44 PM
To: Jj Litchford; Vaishali-P Mehta
Cc: PWMUS AMLKYC
Subject: RE: Account Re-opening [I]
EFTA01402998
Classification: For internal ... From: Jj Litchford
Sent: Thursday, October 01, 2015 5:42 PM
To: Armen Brash; Vaishali-P Mehta
Cc: PWMUS AMLKYC
Subject: RE: Account Re-opening [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402998.pdf
EFTA01356271Set 10
2016-11-091p181w
From: Vaishali-P Mehta
Sent: 1.2/1/2016 9:35:44 AM
To: Andrew Gallivan
Subject: RE: MD Approval for ACUs for High Risk Clients [I]
Classification: For 'Memel use only ... Could I please get one more approval? This is for last months ACUs.
Regards,
Vaishali Mehta
Head of Anti-Money Laundering Business Risk
Deutsche Bark Wealth Management
• • • n Francisco ... From: Vaishali-P Mehta
Sent: Wednesday, November 09, 2016 3:42 PM
To: Andrew Gallivan
Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez
Subject: RE: MD Approval
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356271.pdf
EFTA01398855Set 10
2017-04-0543p3,464w
Terri Sohrab <
Date: Wed, 05 Apr 2017 13:16:02 -0400
To: Joanne Jensen <
Vaishali-P Meht
Andrew Gallivan
Classification: For internal use only
Absolutely.
From: Joanne Jensen
Sent: Wednesday ... April 05, 2017 1:15 PM
To: Vaishali-P Mehta; Andrew Gallivan
Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey;
Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary ... approval for ACUs completed for High Risk Clients [I]
Classification: For internal use only
Vaishali,
For confidentiality purposes, I do not believe that this list should be
broadly distributed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398855.pdf
EFTA01415149Set 10
2017-06-152p198w
Subject: RE: Nes LLC [I
From: Vaishali-P Mehta
Date: Thu, 15 Jun 2017 14:31:46 -0400
To: Stewart Oldfield
Cc: Cynthia Rodriguez
Vahe Stepanian
Classification: For internal ... assume that we are ok to offboard this company from Global
Markets ?
Vaishali Mehta
Deutsche Bank Wealth Management
101 California Street, Suite 2400, San Francisco, CA USA
Tel.
Mobile
Email ... From: Stewart Oldfield
Sent: Thursday, June 15, 2017 2:31 PM
To: Vaishali-P Mehta
Cc: Cynthia Rodriguez; Vahe Stepanian
Subject: RE: Nes LLC [I]
Thanks. I thought we offboarded
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415149.pdf
EFTA01356356Set 10
2016-12-011p196w
From: Andrew Gallivan
Sent: 12/1/2016 9:55:011111 1
To: Vaishali-P Mehta
Subject: RE: MDApproval for ACUs for High Risk Clients [I]
Classification: For internal use only
Well aren ... negligent one. Sorry for not having addressed this last month. Approved
From: Vaishali-P Mehta
Sent: Thursday, December 01, 2016 9:36 AM
To: Andrew Gallivan
Subject: RE: MD Approval ... Could I please get one more approval? This is for last months ACUs.
Regards,
Vaishali Mehta
Head of Anti-Money Laundering Business Risk
Deutsche Bank Wealth Management
101 California Street
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356356.pdf