EFTA01382725Set 10
2018-12-311p673w
each grant of stock options and restricted stock will be subject to performance-based vesting conditions. Subject to the recipient's
continued service with the Company through each applicable vesting ... date, one fourth of the shares subject to time-vesting stock options and time-
vesting restricted stock will vest on each of December 31. 2017, December 31, 2018, December ... Subject to the
recipient's continued service with the Company through the applicable vesting event, shares subject to performance-based stock options and
performance-based restricted stock will fully vest
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382725.pdf
EFTA00595953Set 9
2015-12-3132p8,833w
INFORMATION:
Income taxes paid $ 874 $ 383
Issuance of Class B common stock shares for vested
restricted stock units and exercised stock options 2,069 5,200
The accompanying notes ... trusts established for their benefit, certain directors of the
Company and key employees through vested awards made under the Rockefeller Financial
Services, Inc. Stock Incentive Plan (the "SIP") (see Note ... equity-based incentive awards (see Note 8).
Awards made through December 31, 2015 had vesting criteria ranging from immediate
vesting to a service-vesting criterion of up to 51 months
https://www.justice.gov/epstein/files/DataSet%209/EFTA00595953.pdf
EFTA01078984Set 9
2015-12-3132p8,813w
INFORMATION:
Income taxes paid $ 874 $ 383
Issuance of Class B common stock shares for vested
restricted stock units and exercised stock options 2,069 5,200
The accompanying notes ... trusts established for their benefit, certain directors of the
Company and key employees through vested awards made under the Rockefeller Financial
Services, Inc. Stock Incentive Plan (the "SIP") (see Note ... equity-based incentive awards (see Note 8).
Awards made through December 31, 2015 had vesting criteria ranging from immediate
vesting to a service-vesting criterion of up to 51 months
https://www.justice.gov/epstein/files/DataSet%209/EFTA01078984.pdf
EFTA01460382Set 10
1p1,032w
calendar year 2013
Guaranteed Incentive which is designated as the "Upfront Restricted Compensation" will vest immediately upon award but
will remain subject to Retention Periods, as that term is defined ... applicable Plan Rules, following vesting. The
Restricted Compensation Award of your calendar year 2013 Guaranteed Incentive that is not designated as Upfront
Restricted Compensation will vest ... Retention Periods, as that term is
defined in the applicable Plan Rules, following vesting. To the extent the Regulation is modified or any other laws, directives,
or regulations adopted
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460382.pdf
EFTA00293531Set 9
2009-12-3131p12,516w
expense recognized in the statements of operations is based
on options ultimately expected to vest, reduced by the amount of estimated forfeitures. Forfeitures
are estimated at the time of grant ... Black-Scholes option-pricing model, based on the fair value as these instruments vest.
Accordingly, at each reporting date. the Company revalues the unearned portion of the
stock-based compensation ... estimated fair value of the
shares on the date of grant. Options granted generally vest over four years and vest at a rate of
25% upon the first anniversary
https://www.justice.gov/epstein/files/DataSet%209/EFTA00293531.pdf
EFTA01074554Set 9
2008-12-3144p15,960w
compensation
of all participants. Additionally, the 401k Plan allows for voluntary employee contributions, which
vest immediately. Each employee is allowed to contribute 100% of his/her salary up to a maximum ... lesser of $15,500 or 100% of the employee's salary. The employer
contribution vests at 20% per year for each completed year of employment. The Company has made ... Company recognizes compensation costs for awards with only service conditions that have a graded
vesting schedule on a straight-line basis over the requisite service period for the entire award
https://www.justice.gov/epstein/files/DataSet%209/EFTA01074554.pdf
EFTA01382507Set 10
2015-01-301p724w
arrangement (collectively, the 'Safeway Equity
Incentive Plans"), whether or not then exercisable or vested, was accelerated, vested and cancelled and converted into the right to
receive an amount in cash ... granted pursuant to any Safeway Equity Incentive Plan, whether or not then exercisable or vested, automatically vested and all
restrictions thereon lapsed, and all such restricted shares were cancelled ... each a Performance Share Award") that was granted under any Safeway Equity Incentive Plan vested at the target
levels specified for each such award and was cancelled in exchange
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382507.pdf
EFTA00284339Set 9
2011-12-31151p40,819w
Pnvate Capital
BXP (Common) 82%
Fledge Funds - 82%
Municipal/Cor Municipal Direct
porate Securities BXP (Vested BXP (CPUs)
10.1% 311%
9.9% Options and LTIPs) BXP (Nonvested
14.6% to% Options and LTIPs ... OPUS) 731,293,721 763,649,136 31.1%
BXP (Vested Options and LTIPs) 23,929,390 25,039,999 1.0%
Family Businesses 529,679,866 535,497,412 21.8%
Notes ... NonVested LTIPX) 15,924,372 - 15,924,372
BXP (Non-Vested Options) 261,408 - 261,40B
BXP (OPUs) 619,043,282 139,977,043 759,05326
BXP (OPUS)- Cambridge Entities
EFTA00791821Set 9
2018-06-3043p17,945w
value of the original award immediately before the original award is modified.
2. The vesting conditions of the modified award are the same as the vesting conditions of the original ... these plans have a
maximum duration of 10 years , may be subject to certain vesting requirements, which are generally three to five years for officers, non-employee directors ... options, to be recognized as compensation expense over the requisite service period (generally
the vesting period) in the consolidated financial statements based on their grant date fair values. The Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA00791821.pdf