EFTA02126025Set 10
2013-10-108p1,951w
Pareto upgrades SCAB SS, SEB upgrades REC NO, SocGen initiates GL9 ID (sell), Vontobel,
upgrades PWTN SW
• CS downgrades MEDAA SS, SHP LN, GSK LN & upgrade IPN FP
Reporting
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf
EFTA00386261Set 9
2013-07-319p3,206w
line, net income below, automobile light, Faurecia ahead, net debt good (trading +6.7%)
• Vontobel H1 revs & net income ahead driven by wealth & asset management, positive outlook (trading +1.1%)
• Schneider
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA00406719Set 9
2012-08-146p1,737w
Bofa downgrades VALE, GS cuts DOM
LN
Key Research: Nomura upgrades ITV LN, Vontobel downgrades BAER VX, Canaccord downgrades AV/
LN
Key Research: Citi upgrades DELB BB, MS downgrades PSON
https://www.justice.gov/epstein/files/DataSet%209/EFTA00406719.pdf
EFTA00396443Set 9
2013-02-067p2,142w
downgrade BILIA SS, upgrade TEL2B SS, Cana upgrade HG/ LN
• Shore downgrade IPF LN, Vontobel upgrade WMN SW, ABN upgrade MHG NO
Reporting Pre-Open
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396443.pdf
EFTA02119766Set 10
2013-12-027p1,830w
initiate ANN GY (h), P1Z GY (b), Mainfirst downgrade SK FP, upgrade CON GY, Vontobel
downgrade KUNN SW
• DB downgrade CNA LN, KRA1V FI-1, LXS GY, TESB BB, upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02119766.pdf