EFTA00402020Set 9
2012-11-096p1,838w
downgrades HEI GY, BofA upgrades CPW LN
Reporting Pre-Open: AEE, COV, JCP, WCRX, ADY, APO, BAM, BTN, CEP, CRAY, CVU, DXYN, EPAM, ERF, FLO, FSS,
FWLT, FXEN, GEN, GNVC ... Shareholder Meetings: OTIV, SSN, GEN, NRG, EL, COPY, ADEP, EVI, HEK, EGAN
Equity/Mixed Shelfs: WCRX, OGXI ($100M), ACHN ($200M)
Other Newspaper Articles & Stories
Barron's positive: Honeywell (HON) Barron
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA02135450Set 10
2013-06-247p1,582w
CBOE/CME/GGG/POR & downgrades ITW/CNL
GS initiates Homebuilders - MTH/RYL/TOL (buys) & BZH/DHI/KBH/LEN/MDC/NVR/TMHC (neuts) &
HOV/PHM (sells)
• Jeff downgrades WCRX & cuts APPL pt, UBS upgrades DLR, FBR upgrades AMD, Leerink cuts AGN
e JPM downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135450.pdf
EFTA00414238Set 9
2012-05-046p1,839w
upgrades HNT (buy)
Reporting Pre-Open: AES, AON, DUK, EL, EXC, POM, PPL, SE, WCRX, WPO, ABR, ARCO, ARGN, BPL,
BPO, CBRX, CCO, CHD, CNIT, COWN, ELT, FSS, ITT, JOUT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414238.pdf
EFTA00390873Set 9
2013-05-078p2,555w
LULU, NAVB, NOAH, OFG, OSIS, SBNY, SEAC,
TFX, TWC
Shareholder Meetings: WCRX, ALU, NOK, CVD, FRF, CRL, BIOS, CNW, GEO, HUBB, ITT, KNL, MSA, NC, NLSN,
NWL, OZM, TRMK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00390547Set 9
2013-05-106p1,832w
HZNP, LIWA, LMIA,
LXRX, MGA, PGNX, RDNT, SIRO, STRL, TRLG, URRE, USAT, VTG, WCRX, XIN, YONG
Reporting Post-Close: ADEP, ATEA, BSTC, SLW
Economic Data: Treasury Monthly Budget Statement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00433604Set 9
2011-05-254p1,352w
NXPI, NXY, OTEX, PANL, PDLI, PWR, RDWR, SFG, SRDX, SUPX, TMK, TRGP, TTC, USPH,
WCRX, WM, XRX, ZA, IVAC
Shareholder Meetings: PSTB, DFT, RWC, SAM, BKCC, BOX, CMG, DG, NABI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433604.pdf
EFTA00433419Set 9
2011-05-244p1,388w
NXPI, PANL,
PDLI, PLAB, PWR, RDWR, ROCK, RP, SPSC, SRDX, SREV, SUPX, TROW, TTGT, WCRX, XNPT, IMAX
Shareholder Meetings: AMLN, VSCP, FIG, HEES, ZLCS, ARB, FOLD, MHS, RCL, SVNT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf