EFTA00410733Set 9
2012-06-225p1,541w
Research: MainFirst initiates construction sector (GEBN VX, AFGN SW, SIK SW, WIE AV,
STR AV)
Key Research: Exane initiates European Retailers (Apparel)
Reporting Pre-Open: CCL, DRI, MOC
Economic Data
https://www.justice.gov/epstein/files/DataSet%209/EFTA00410733.pdf
EFTA02145737Set 10
8p1,904w
conviction buy, downgrade CNP FP, AOIL SS
• MS assume VER AV (uw), DB upgrade WIE AV, HSBC downgrade SRP LN, PFG SJ
Espirito downgrade HSV LN, ABN upgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145737.pdf
EFTA02149039Set 10
2013-01-308p1,848w
BofAML downgrade SPM IM, ANTO LN, HSBC downgrade SOW GY, HOLN VX, MT NA, WIE AV,
SGO FP, CRH ID
Nomura downgrade SAZ GY, upgrade SSBA SS, JPM downgrade AMAG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA02129741Set 10
2013-08-228p2,017w
SocGen downgrade TIT IM, CRH ID, Berenberg upgrade DRI GY, SESG FP
- UBS d/d WIE AV, add CRH ID to least pref list, add WOS LN to most pref - remove
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02129741.pdf
EFTA02131269Set 10
2013-08-209p2,085w
initiate AAL PW (b), Citi upgrade BVS LN, downgrade SZG GY, KepChev downgrade WIE AV
• DNB positive ALGETA NO, DBK upgrade BBY LN, LAD LN, MainFirst downgrade CON GY
Sarasin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131269.pdf
EFTA02111491Set 10
8p1,850w
least
preferred
Kepler upgrades ADP FP, BofA downgrades TTKOM TI, Exane downgrades WIE AV, Espirito
upgrades IMI LN
Rabobank upgrades GTO NA,DB downgrades GOG LN, HSBC upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02111491.pdf