EFTA01221286Set 9
2013-08-0246p15,843w
written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
US1: 10302291.52 GPXPX00000000000000000011a3l9Y00
If WMorgan is the reporting party wider applicable U.S. law for this transattion, this transacion has been ... follows:
(a) General Terms:
Entemal Reference: 52049879
Trade Date: 7 August 2013
Buyer: WMorgan
Seiler: Countaparty
Currency Option Style: European
Currency Option Type: USD Put I GBP Call
Call Currency ... connection with this
Agreement and remains true and in effect.
USI 1030229152 GPXFXO00000000000000000HCZ3OR606
If WMorgan is the reporting party under applicable U.S. law for this transaction, this transaction has been
https://www.justice.gov/epstein/files/DataSet%209/EFTA01221286.pdf
EFTA00759133Set 9
2010-05-135p1,736w
West 57th Street, Floor 33
New York, NY 10019
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding ... West 57th Street, Floor 33
New York, NY 10019
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion
https://www.justice.gov/epstein/files/DataSet%209/EFTA00759133.pdf
EFTA00759120Set 9
2010-05-134p1,222w
West 57th Street, Floor 33
New York, NY 10019
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with the promotion, marketing
or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed herein or for the purpose of
avoiding ... West 57th Street, Floor 33
New York, NY 10019
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion
https://www.justice.gov/epstein/files/DataSet%209/EFTA00759120.pdf
EFTA01221701Set 9
2013-08-088p2,706w
confirmation (including any other written confirmation,
SWIFT M'T305 or phone/oral confirmation) issued by WMorgan in connection with this Transaction on or
prior to the date hereof.
Please confirm that ... written
SOUTHERN TRUST COMPANY, INC
Name:
Title:
Your Reference Number:
US!: 1030229152 GIXFX00000000000000000011C23PM101
If WMorgan is the reporting party under applicable U.S. Law for this transaction, this transaction has been ... Agreement shall govern this Confirmation except as
expressly modified below.
UM: 1030229152 GEXPX000000000000000000HCZ3MCBOO
If WMorgan is the reporting party under applicable U.S. law for this transaction, dais transaction has been
https://www.justice.gov/epstein/files/DataSet%209/EFTA01221701.pdf
EFTA01282044Set 10
2013-10-1626p8,907w
Booking Center (indicate DB location and account details):
2 Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, 'Jacques, ...):
What is the expected ... Booking Center (indicate DB location and account details):
El Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (spedfy cash, secuntes, cheques....):
What is the expected ... Booking Center (indicate DB location and account details):
1Z Other Institution (Indicate name & location): WMorgan. New York, NY
O Physical Deposits (specify cash, secuntes, cheques, ...):
What is the expected
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282044.pdf
EFTA01481141Set 10
2011-11-1836p14,915w
Form
JPMargan Account Over The Counter Derivatives Approval form
)PMorgan Exchange Traded Options Agreement
WMorgan Dodd Frank Regulated Derivatives
3PMorgan Standing Instructions (Cash Management) J.P.Morgan
pate ... Unlawful Internet Gambling
Enforcement Act of 2006 and applies to all commercial clients.
WMorgan Chase Bank, N,A, strictly prohibits the use of accounts to conduct
transactions, including ... explained in paragraph 16 of the Brokerage
Account Agreement
Custodian (if applicable)
0 WMorgan Chase', Bank, N.A. 0 Other (please specify)
t •
Margin Amount Requested? Options Trading (required for exchange
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01481141.pdf
EFTA01514059Set 10
2004-12-011p854w
Tang Distributors Inc. and Reich & Tang
Asset Managemeit L.P.. which are unalfiliatal with WMorgan. an: the finds' distributors and ilIVCAMtIO advisor. respectively. Reich & Tang
Distributors Inc is a member ... Large Cap Value Fund, JPMorgan US Equity Fund, 'Morgan Tax Aware US Equity Fund.
WMorgan Tax Amine Large Cap Growth Fund, WMorgan Mid Cap FAO. Fund. JPMorganTrost Small Cap Equity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01514059.pdf
EFTA01078519Set 9
2014-09-081p1,115w
Share Price: $46.43 Settlement: Cash or Physical
Number of Shares: 131,875 Bank Counterparty: WMorgan Chase Bank (London Branch)
Assumptions: Dividend Protection (based on a dividend schedule ... structure is terminated early, either due to an agreement between Counterparty and WMorgan or due to any termination
event (including certain merger events), the scenario above will not apply ... same underlying equity price at maturity. To determine any amounts payable under the structure WMorgan will take into account a number of variables,
including the time remaining on a structure
https://www.justice.gov/epstein/files/DataSet%209/EFTA01078519.pdf
Funds prospectuses carefully for details,
including fees and expanses• before investing or smiling money.
WMorgan Select Shares of the Connecticut Daily Tax Free Income Fund. Inc. and JPMorgan Select Shares ... Jersey Daily Municipal
Income fund, Inc. are not pan of, or affiliated with, the WMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang
Asset Management ... Stares of the 11)Morgan Bond Fund II. 113Morgan Short-Tenn Bond Fund II.
WMorgan Intermediate Bond Fund II. and NMorgan Large Cap Equity Fund held in Bank bust accounts
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01487909.pdf
EFTA00760343Set 9
2010-04-222p556w
West 57th Street, Floor 33
New York, NY 10019
T:
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00760343.pdf
EFTA00772708Set 9
2010-04-152p570w
West 57th Street, Floor 33
New York, NY 10019
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00772708.pdf
EFTA00757527Set 9
2010-09-082p559w
Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax
matters contained herein (including any attachments) is not intended ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00757527.pdf
EFTA00367439Set 9
2014-06-233p756w
privilege, and legal entity disclaimers, available
at http://www.jpmorgan.com/pages/disclosures/email.
IRS Circular 230 Disclosure: WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00367439.pdf
EFTA00679408Set 9
2010-04-132p395w
West 57th Street, Floor 33
New York, NY 10019
T:
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00679408.pdf
EFTA00756154Set 9
2010-09-241p148w
West 57th Street, Floor 33
New York, NY 10019
T:
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00756154.pdf
EFTA00748815Set 9
2010-06-162p548w
West 57th Street, Floor 33
New York, NY 10019
T:
IRS Circular 230 Disclosure:
WMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion ... used, in connection with
the promotion, marketing or recommendation by anyone unaffiliated with WMorgan Chase & Co. of any of the matters addressed
herein or for the purpose of avoiding
https://www.justice.gov/epstein/files/DataSet%209/EFTA00748815.pdf
EFTA00169108Set 9
2013-08-1914p5,010w
Other Booking Getter (indicate DB locaten and account details):
@ Other Instkotlon (Indicate name & location): .WMorgan Chase. New York, NY
O Physical Deposits (specify cash, seaters cheques, ...):
What is the expected ... Potential Amount to be invested with MUM ($): 300,00040
Other Known Financial IrtstRutions:
Institution: WMOrgan Country: USA at. Assets Under Mgt: 2,004000.00
Instrtubon: Camay: Est. Assets Under Mgt:
Institution
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169108.pdf