EFTA02149039Set 10
2013-01-308p1,848w
downgrade SPM IM, GS Euro Advertising: (remain cony buy HAV FP, +ve WPP LN and PUB
FP)
BofAML downgrade SPM IM, ANTO LN, HSBC downgrade SOW GY, HOLN ... Kepler downgrade JEN GR, CFG SM, SPM IM
e JEFF upgrade WPP LN, Exane downgrade UBSN VX, SAND SS, TALV LN, Danske upgrade AURIB
DC
KBC downgrade GLPG BB, Intermonti
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA02135422Set 10
2013-06-128p2,020w
Industrials & Basic Materials (Chicago)
Analyst/Investor Days: EA, AXS, CODI, TAP, DSCI, EKTAB SS, WPP LN, ANTO LN, RHK GY, ASC
LN
Non-Deal Roadshows: AAWW, AIG, ANGI, AOS, BGC, BIOS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135422.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
TLTIV FH & FIXB SS, Investec downgrades HILS LN, Swedbank upgrades GN
DC
Numis downgrades WPP LN, RBC upgrades ITRK LN, SocGen downgrades SZG CY, UBS
downgrades SUN SW
• Commerzbank initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA02126625Set 10
2013-09-279p2,126w
LN, HELN SW, BOSS GY
• HSBC downgrade HEI GY, HOLN VX, upgrade HAV FP, WPP LN
• CS upgrade HMB SS, SocGen upgrade HMB SS, SK FP, JEFF upgrade ORNBV
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126625.pdf