EFTA00284666Set 9
2012-07-277p4,720w
CSFI3 0.00 184.00 69.00 115.00 0.00 USD PerUnil
RIV 7/27/2012 01'01,2012 Short WRLD WORLD ACCEPTANCE 1.750 69.8459 0.0400 122.157.50 NITA CSFI3 2.75 70.00 35.00 35.00 0.00 USD PerUnil ... 7/27/2012 01'01,2012 Short WRLD WORLD ACCEPTANCE 1.750 69.8459 0.0400 122.157.50 NITA GSCO 2.75 70.00 35.00 35.00 0.00 USD PerUnil
nn
RIV 7,27,2012 01'01,2012 Short ... WRLD WORLD ACCEPTANCE 750 69.7675 0.0400 52.294.45 REDI CSFI3 1.18 30.00 15.00 15.00 0.00 USD PerUnil
.....
RIV 7.27,2012 08.01,2012 Short WRLD WORLD ACCEPTANCE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284666.pdf
EFTA00811963Set 9
2019-02-287p2,059w
General Electric Co GTD 4.0% Dec 15 2065 1,707,170
Gratitude sold 10k WRLD @ 109.2641 1,092,641
)ividends, Interest Income & Other Distributions 948,500
3TC IB NGL Energy ... General Electric spinoff) WAB 2/25/19 118 9,081 - 8,645 -436
Vorld Acceptance Group WRLD 8/9/18 - 1 036 900
Wel gratitude America, LTD - Equities (Morgan Stanley
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811963.pdf
EFTA00407451Set 9
2012-08-016p2,004w
PBCT, PRK, PTEN, R, SO, SON,
SPNS, TFX, UTEK, CVLT
Shareholder Meetings: BRS, CA, WRLD, NATR, RJET
Equity/Mixed Shelfs: SAVE, CRL
Other Newspaper Articles & Stories
Barron's cautious: Coach
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00811948Set 9
2019-01-317p2,042w
9/6/18 10,000 212,233 151,500 153,200 -59,033
World Acceptance Group WRLD 8/9/18 10,000 1,111,107 1 022 600 1 036 900 -74 207
total
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811948.pdf
EFTA00417991Set 9
2012-03-155p1,488w
Research: CS initiates SYK/ZMH (op's), Piper initiates SPNC/GTIV (ow), FBR initiates
WRLD (mp), Sitfel upgrades AFFY (buy)
Key Research: DB upgrades VECO (buy), Baird downgrades RRMS, Susquehanna initiates MYL/WPI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00804107Set 9
2019-02-281p266w
General Electric Co GTD 4.0% Dec 15 2065 1,707,170
Gratitude sold 10k WRLD @ 109.2641 1,092,641
Dividends, Interest Income & Other Distributions 948,500
STC IB NGL Energy
https://www.justice.gov/epstein/files/DataSet%209/EFTA00804107.pdf
EFTA00811912Set 9
2018-10-317p2,226w
9/6/18 10,000 212,233 212,000 206,400 -5.833
World Acceptance Group WRLD 8/9/18 10,000 1,111,107 1 143 600 1 014 900 -96,207
Total Gratitude
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811912.pdf
EFTA02106578Set 10
2014-04-298p2,307w
SCOR, SLAB, ST, STAR, STBA, STCK, TRIB, TRS, TRW, TWIN, UDR, UTHR, VAC, WDR,
WRLD, WWW
EFTA_R1_00722827
EFTA02106581
Reporting Post-Close: AFL, BXP, CHRW, DNB, EBAY, EIX, ESRX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA02149039Set 10
2013-01-308p1,848w
MKTX, MTOR, NYCB, OW, PJC, SAIA, SEIC, SLAB, SMED, SPILL, STBZ, TCB, UTL, VLY,
WRLD
Reporting Post-Close: AMP, AVB, COP, CTXS, EA, FB, JDSU, MUR, O1, QCOM, AFOP, ALGN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA00811927Set 9
2018-11-307p2,137w
9/6/18 10,000 212,233 206,400 188,000 -24,233
Norld Acceptance Group WRLD 8/9/18 10,000 1,111,107 1 014 900 1 108 900 -207
rota! &nada
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf