EFTA01395758Set 10
342p99,190w
Confidential — Private Placement Memorandum
Glendower Access Secondary Opportunities IV (U.S.), L.P.
An "Access Fund" into Glendower Capital Secondary Opportunities Fund IV,
LP
Offering of
Limited Partner Interests
January 2018
Important ... Glendower Access Secondary
Opportunities IV (U.S.), L.P., a Delaware limited partnership (the "Access
Fund"). The Access Fund expects
to invest substantially all of its assets in Glendower Capital Secondary
Opportunities ... Fund IV, LP, an English
private fund limited partnership (together with its parallel funds and
alternative investment vehicles, if
applicable, the "Underlying Fund").
The Confidential Private Placement Memorandum
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395758.pdf
EFTA01444246Set 10
138p25,658w
solicitation ofan offer to buy an interest in
Glendower Capital Secondary Opportunities Fund IV, LP (the "Underlying
Fund") or
Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Access
Fund ... private offering of interests in the Access Fund will be made only
pursuant to the Access Fund's Private Placement Memorandum (the "Offering
Memorandum"), which will be furnished only ... reference to the Offering Memorandum, which contains more
detailed
information about the Access Fund's investment objective, terms and
conditions and also contains tax information and risk disclosures that
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444246.pdf
EFTA01440797Set 10
40p12,714w
GLDUS138 Ian Slome
GLENDOWER ACCESS SECONDARY OPPORTUNITIES FUND IV (U.S.), L.P.
CONFIDENTIAL
Glendower Access Secondary Opportunities IV (U.S.), L.P. will invest
substantially all of its investable assets into Glendower Capital ... Secondary
Opportunities Fund IV, L.P. (the
"Underlying Fund").
ACCESS & UNDERLYING FUND TERMS
ACCESS FUND
GLENDOWER ACCESS SECONDARY
OPPORTUNITIES IV (U.S.), L.P.
GENERAL PARTNER
Glendower Access Secondary Opportunities ... INVESTMENT MANAGER
iCapital Advisors, LLC
STRUCTURE
Delaware Limited Partnership
STRATEGY
The Access Fund will invest substantially all of its investable assets into
the
Underlying Fund
MINIMUM COMMITMENT
$250,000
FUND
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440797.pdf
EFTA01396934Set 10
2018-03-3061p17,659w
update to Item 8 relating to
the scope of diligence
conducted on certain Funds, and an update to Item 14 relating to iCapital's
business relationship
with Fidelity Brokerage Services ... Capital Network,
Inc., the parent company of iCapital, acquired the U.S. private equity
access fund platform from the
Asset Management division of Deutsche Bank. iCapital took over as the
investment ... manager of
these private equity access funds.
Item 3: Table of Contents
Item I: Material
Changes
Item 3: Table of
Contents
Item 4: Advisory
Business
Item 5: Fees and
Compensation
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf
EFTA01429535Set 10
138p25,724w
solicitation ofan offer to buy an interest in
Glendower Capital Secondary Opportunities Fund IV, LP (the "Underlying
Fund") or
Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Access
Fund ... private offering of interests in the Access Fund will be made only
pursuant to the Access Fund's Private Placement Memorandum (the "Offering
Memorandum"), which will be furnished only ... reference to the Offering Memorandum, which contains more
detailed
information about the Access Fund's investment objective, terms and
conditions and also contains tax information and risk disclosures that
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429535.pdf
EFTA01442709Set 10
40p12,737w
GLDUS139 Third Lake Capital
GLENDOWER ACCESS SECONDARY OPPORTUNITIES FUND IV (U.S.), L.P.
CONFIDENTIAL
Glendower Access Secondary Opportunities IV (U.S.), L.P. will invest
substantially all of its investable assets into Glendower ... Capital Secondary
Opportunities Fund IV, L.P. (the
"Underlying Fund").
ACCESS & UNDERLYING FUND TERMS
ACCESS FUND
GLENDOWER ACCESS SECONDARY
OPPORTUNITIES IV (U.S.), L.P.
GENERAL PARTNER
Glendower Access Secondary Opportunities ... INVESTMENT MANAGER
iCapital Advisors, LLC
STRUCTURE
Delaware Limited Partnership
STRATEGY
The Access Fund will invest substantially all of its investable assets into
the
Underlying Fund
MINIMUM COMMITMENT
$250,000
FUND
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442709.pdf
EFTA01428879Set 10
2018-03-3061p17,701w
update to Item 8 relating to
the scope of diligence
conducted on certain Funds, and an update to Item 14 relating to iCapital's
business relationship
with Fidelity Brokerage Services ... Capital Network,
Inc., the parent company of iCapital, acquired the U.S. private equity
access fund platform from the
Asset Management division of Deutsche Bank. iCapital took over as the
investment ... manager of
these private equity access funds.
Item 3: Table of Contents
Item 2: Material
Changes
2
Item 3: Table of
Contents
2
Item 4: Advisory
Business
2
Item
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf
EFTA01444206Set 10
40p12,724w
GLDUS128 Patrick Gerschel
GLENDOWER ACCESS SECONDARY OPPORTUNITIES FUND IV (U.S.), L.P.
CONFIDENTIAL
Glendower Access Secondary Opportunities IV (U.S.), L.P. will invest
substantially all of its investable assets into Glendower Capital ... Secondary
Opportunities Fund IV, L.P. (the
"Underlying Fund").
ACCESS & UNDERLYING FUND TERMS
ACCESS FUND
GLENDOWER ACCESS SECONDARY
OPPORTUNITIES IV (U.S.), L.P.
GENERAL PARTNER
Glendower Access Secondary Opportunities ... INVESTMENT MANAGER
iCapital Advisors, LLC
STRUCTURE
Delaware Limited Partnership
STRATEGY
The Access Fund will invest substantially all of its investable assets into
the
Underlying Fund
MINIMUM COMMITMENT
$250,000
FUND
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444206.pdf
EFTA01443654Set 10
2018-04-11132p33,160w
General
Partner.
6
3.4.3 Outside
Business.
7
Alternative Investment
Vehicles.
8
Parallel Access Funds or Feeder
Funds.
10
ARTICLE 4 - INVESTMENTS AND
ACTIVITIES
10
4.1
Investment
Guidelines
10
Borrowings ... Partnership is to make, hold and dispose of an
investment in the Underlying
Fund and to engage in any activities incidental thereto, including holding
funds in cash or investment
funds ... Limited Partners'
Subscriptions to the Partnership for investment into the Underlying Fund.
Such reserved commitment
amounts may be used in accordance with 6.1.3. However, the General Partner
is not required
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443654.pdf
EFTA01428940Set 10
2018-04-11132p33,224w
General
Partner.
6
3.4.3 Outside
Business.
7
Alternative Investment
Vehicles.
8
Parallel Access Funds or Feeder
Funds.
10
ARTICLE 4 - INVESTMENTS AND
ACTIVITIES
10
4.1
Investment
Guidelines
10
Borrowings ... Partnership is to make, hold and dispose of an
investment in the Underlying
Fund and to engage in any activities incidental thereto, including holding
funds in cash or investment
funds ... Limited Partners'
Subscriptions to the Partnership for investment into the Underlying Fund.
Such reserved commitment
amounts may be used in accordance with 6.1.3. However, the General Partner
is not required
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428940.pdf
EFTA01597009Set 10
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several market cycles)
Short-Term Liquidity Needs No
Sweep Account Election a
Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT a
Sweep Cap Election Yes
Cap Amount $250000.00
Secondary Sweep ... Fund UBS AG DEPOSIT ACCOUNT
U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority ... Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization.
Source of Funds in the Account
You have indicated the following as the source of
funds for this
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597009.pdf
EFTA01419666Set 10
52p9,321w
Paul Barrett
ALKEON CAPITAL MANAGEMENT, LLC
Alkeon Growth PW Partners, LP
Alkeon Growth Offshore Fund, Ltd.
www.alkeoncapital.com
New York I Boston I Hong Kong
ALKEON CAPITAL MANAGEMENT
Private &
Confidential
Page ... representation of the merits or risks associated with an
investment in any of the funds and accounts (the "Alkeon Funds") managed by
Alkeon Capital Management, LLC ("Alkeon").
Consideration ... investment in any fund managed by Alkeon or its
affiliates (the "Alkeon Funds") should only be given after a careful
review of the necessary offering documents by a prospective investor
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419666.pdf
EFTA01397337Set 10
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whom an investment in Glendower Access Secondary
Opportunities IV (U.S.),
L.P. (the "Onshore Fund") and Glendower Access Secondary Opportunities IV
(International), L.P. (the
"Offshore Fund" and together with the Onshore ... Fund, the "Access Funds" and
each an "Access Fund")
may be suitable and to use reasonable efforts to solicit such persons for
potential subscription of interests
in the Access Funds ... Interests") The Solicitation Agent is not
affiliated with the Access Funds,
iCapital or Glendower. Capitalized terms used but not defined herein shall
have the meanings ascribed to
them
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397337.pdf
EFTA01597213Set 10
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years or the like.
Short-Term Liquidity Needs No
Sweep Account Election
Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT
Sweep Cap Election Yes 'NE
Cap Amount $250000.00
Secondary Sweep ... Fund UBS AG DEPOSIT ACCOUNT
U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority ... Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization.
Source of Funds in the Account
You have indicated the following as the source of
funds for this
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597213.pdf
EFTA01597187Set 10
26p14,466w
Leader of a
Sweep Account Election major religious organaetion,
or the Ike.
Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT
Sweep Cap Election Yes 'MN
Cap Amount $250000.00
Secondary Sweep ... Fund UBS AG DEPOSIT ACCOUNT
U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial
owner, trustee, power of attorney, or other individual with authority ... Religious Group/Organization.
SDNY_GM_00009499
3
CONFIDENTIAL 3
EFTA01597189
Source of Funds in the Account
You have indicated the following as the source of
funds for this account:
Other Income
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597187.pdf