Epstein Files Search

EFTA01114935Set 9

2009-03-0358p16,017w

Statement of Facts 4 The Parties 4 The Highbridge/Zwirn Special Opportunities Fund 5 Withdrawal Rights Under the Partnership Agreement 5 Jeepers's Five Subscriptions for Investments in the Fund ... Change to Three-Year Lock-Ups 11 Summary: Jeepers's Withdrawal Schedule 12 Table 1 — Jeepers' s Investment/Subscription Dates and Eligible Withdrawal Periods 12 The Parties' Conflicting Positions About When ... Investments May Be Withdrawn 12 Table 2 — Jeepers's Theories of Withdrawal Periods 14 The 2005 Confidential Memorandum 15 The Fund's Discovery and Disclosure of Accounting Irregularities 16 Jeepers

https://www.justice.gov/epstein/files/DataSet%209/EFTA01114935.pdf

EFTA00239188Set 9

2013-09-23269p127,446w

limited purposes such as (i) for temporary or emergency purposes or in connection with withdrawals by an Investor, (ii) to invest in the Underlying Fund pending the receipt of capital ... Investor (including capital contributions made at the beginning of such fiscal period) less aggregate withdrawals made by, and distributions to, such Brokerage Sub-Class Investor, in each case with respect ... discretion. The AlphaKeys Fund does not expect to permit mid-month investments or withdrawals. If the AlphaKeys Fund or the Administrator permits an Investor to make a capital contribution

https://www.justice.gov/epstein/files/DataSet%209/EFTA00239188.pdf

EFTA01108276Set 9

2003-07-0153p25,836w

Loss Recovery Account (as defined below), subject to certain adjustments for interim- year withdrawals or dissolution, as described below. The Partnership maintains a memorandum loss recovery account (a "Loss Recovery ... Loss Recovery Account. The amount which must be recovered is adjusted for withdrawals of capital. In the event that the Partnership is dissolved other than ... fiscal year, or the effective date of a Limited Partner's complete withdrawal is other than fiscal year end, then for purposes of determining the Incentive Allocation with respect

https://www.justice.gov/epstein/files/DataSet%209/EFTA01108276.pdf

EFTA00722250Set 9

2010-05-1320p5,331w

response to initial revelations of certain irregularities at the Fund, Epstein demanded the complete withdrawal of FTC's capital account in the Fund. FTC's investment was worth approximately ... relevant time. FTC had signed an agreement with the Fund that permitted FTC to withdrawal its capital account on March 31, 2007 by giving 120-days notice—Le., by December ... management employed a combination of misrepresentations and contrived legal arguments to thwart FTC's withdrawal. 1043197v1/011585 2 EFTA00722251 6. To help convince Epstein to change his mind, Zwirn sought

https://www.justice.gov/epstein/files/DataSet%209/EFTA00722250.pdf

EFTA00124648Set 9

2019-02-015p1,926w

NYMCU® Online Banking. (C($ ))) Login and select alerts. PRIMARY SHARE S 01 Date Transaction Withdrawals Deposits Balance Feb 01 Previous Balance 5.50 Feb 28 New Balance 5.50 FASTRACK CHECKING ... Date Transaction Withdrawals Deposits Balance Feb 01 Previous Balance 2,141.11 Feb 01 Withdrawal - VISA - Visa Purchase -20.00 2,121.11 www.nymcu.org EFTA00124648 0968053 000056568 OMCUOA 0630100 MCU Account # Statement Period ... 02/01/19 - 02/28/19 Page 2 of 5 FASTRACK CHECKING (continued) S 02 Date Transaction Withdrawals Deposits Balance 0901 2030 SUNRISE GAS INC MERRICK NY Feb 01 Withdrawal - VISA - Visa Purchase

https://www.justice.gov/epstein/files/DataSet%209/EFTA00124648.pdf

EFTA00124683Set 9

2019-04-015p1,807w

NYMCU® Online Banking. (( 4 )) Login and select alerts. PRIMARY SHARE S 01 Date Transaction Withdrawals Deposits Balance Apr 01 Previous Balance 7,832.31 Apr 04 Withdrawal - Online Transfer To Share ... Withdrawal - Online Transfer To Share 02 -2,800.00 5,002.31 Apr 20 Deposit - Online Transfer From Share 02 1,500.00 6,502.31 Apr 29 Withdrawal - Online Transfer To Share ... Withdrawal - Online Transfer To Share 02 -2,300.00 4,102.31 Apr 30 New Balance 4,102.31 Totals For This Period: -5,230.00 1,500.00 www.nymcu.org EFTA00124683 0301366 000088253 OMCUOA

https://www.justice.gov/epstein/files/DataSet%209/EFTA00124683.pdf

EFTA00804385Set 9removed from DOJ

2011-10-2673p27,731w

this policy; • Change the Face Amount; • Change the Death Benefit Option; • Make loans; • Make withdrawals; and • Surrender this policy. This policy also includes a number of Payment Options. They provide ... Policy Debt 18 Monthly Charges 9 Surrendering This Policy And Making Administrative Charge 9 Withdrawals 19 Face Amount Charge 9 Right To Surrender 19 Insurance Charge 9 Net Surrender Value ... Rider Charge 11 Making Withdrawals 19 Grace Period And Termination 11 How We Pay 21 Grace Period 11 Reinstating This Policy 21 Grace Period Notification 11 When Policy

https://www.justice.gov/epstein/files/DataSet%209/EFTA00804385.pdf

EFTA01419565Set 10

2016-06-0127p8,030w

contribution to the Partnership and on each date next following the date of any withdrawal of capital or EFTA01419565 retirement from the Partnership, and the prior Fiscal Period shall ... identical rights except for different "Management Fees" in accordance with Section 4.03 and different withdrawal rights in accordance with Section 8.02. Limited Partner will be required to designate whether ... Partnership may issue other series of limited partnership interests with different fee and/or withdrawal terms in the future. (b) At the time of any capital contribution by a Limited Partner

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419565.pdf

EFTA01394894Set 10

2018-09-2636p17,724w

Accounting Basis 22 9.3 Reports. 22 9.4 Tax Information 22 10. TRANSFERS AND WITHDRAWALS 22 10.1 Restrictions on Transfers of Interest. 23 10.2 Assignees. 23 10.3 Substituted Members ... Transfer of Interests by the Manager 24 10.5 Withdrawals 25 II. WINDING UP, DISSOLUTION AND LIQUIDATION OF THE FUND 25 11.1 Winding UP 25 11.2 Procedure for Dissolution ... BANK HOLDING COMPANY REGULATORY COMPLIANCE 27 15.1 Non-Voting Interests 27 15.2 Withdrawals of Non-Permitted Interests 27 16. CONFIDENTIALITY 28 16.1 Confidentiality 28 16.2 Confidential Information 28 16.3 Disclosure

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394894.pdf

EFTA00194605Set 9

2007-09-1382p20,678w

offenses identified in paragraph 1 and that the defendant may not withdraw the plea solely as a result of the sentence imposed. 3. The defendant further understands and acknowledges that ... acknowledges, as previously acknowledged in paragraph 2 above, that the defendant may not withdraw his plea based upon the Court's decision not to accept a sentencing recommendation made ... violation of the terms of this Plea Agreement would not EFTA00194609 entitle him to withdraw his guilty plea. [ EFTA00194610 14. This is the entire agreement and understanding between the United

https://www.justice.gov/epstein/files/DataSet%209/EFTA00194605.pdf

EFTA01384704Set 10

2018-07-011p632w

have such Limited Partner's Related Investors' interests included in the calculation of its Withdrawal Date Value for any Withdrawal Date. The Partnership's Withdrawal Request Form, which ... Applicable Percentage limit, a Limited Partner with Related Investors may be entitled to withdraw more than the Applicable Percentage of its Capital Account at a time when the Applicable Percentage ... limitation is implemented if its Related Investors are withdrawing less than the Applicable Percentage of the net asset value of their Capital Account balances. However, under no circumstances will

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384704.pdf

EFTA01430023Set 10

2019-03-0165p11,943w

Specialist: ALAN BRODY Commission Amount: $5,000.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT ... Yield: 2.29% Activity Ending: 05/13/19 05/01/19 05/13/19 05/14/19 05/14/19 05/14/19 05/13/19 Opening Balance Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period ... base currency) Credits This Period Securities Securities Sold Total Securities Dividends and Interest Cash Withdrawals Total Cash Totals 0.00 $0.00 $650.18 0.00 $0.00 EFTA01430029 $650.18 Debits This Period Net This

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430023.pdf

EFTA00314773Set 9

70p29,088w

mailed to the Fund at the address set forth above. I I. Requests for Withdrawals. An investor desiring to request a withdrawal of all or a portion of their capital ... account should do so by completing and executing the Request for Withdrawal Form attached to this Booklet as Exhibit G. A copy of the completed and executed Request for Withdrawal ... original mailed to the Fund at the address set forth above. Please note that withdrawals are subject to a number of significant restrictions and limitations. For more information, please

https://www.justice.gov/epstein/files/DataSet%209/EFTA00314773.pdf

EFTA00124783Set 9

2018-12-1526p11,054w

SEND CASH THROUGH TI1E MAIL DEPOSITS MAY NOT BE AVAILABLE FOR IMMEDIATE WITHDRAWAL) afxflWFlfraa— MARK "C TO CHANGE Cneciong ACOFtESSORCER ITEMS ON REVERSE Savings NFCU MERRIFIELD VA 22119-3100 Navy ... updated debit card disclosures at navyfederal.org. Summary of your deposit accounts Previous Deposits? Withdrawals/ Ending YTD Balance Credits Debits Balance Dividends isaiirecking 1.044 62 $3.128.66 $2.070.86 $2.102.42 $0.04 SW Savings ... SEND CASH THROUGH THE MAIL DEPOSITS MAY NOT BE AVAILASLE FOR IMMEDIATE WITHDRAWAL) afxflWFlfrFR- MARK *re TO CHANGE Checlong ADORESSADRIXR ITEMS ON REVERSE Savois NFCU MERRIFIELD VA 22119-3100 Navy

https://www.justice.gov/epstein/files/DataSet%209/EFTA00124783.pdf

EFTA00805983Set 9

2018-04-0853p24,471w

DURATION OF THE PARTNERSHIP 21 9.1 Term of Partnership. 21 9.2 Dissolution Upon Withdrawal of General Partner 21 EFTA00805984 CONFIDENTIAL 9.3 Dissolution by Partners. 21 ARTICLE X LIQUIDATION OF ASSETS ... Returns 22 10.6 Post-Dissolution Investments 22 ARTICLE XI LIMITATIONS ON TRANSFERS AND WITHDRAWALS OF PARTNERSHIP INTERESTS 23 11.1 Transfer of General Partner's Interest 23 11.2 Transfers of Limited ... Limited Partners. 25 11.4 Non-Compliant Transfer. 26 11.5 Multiple Ownership. 26 11.6 No Withdrawal Rights. 26 ARTICLE XII EXCULPATION AND INDEMNIFICATION 26 12.1 Exculpation 26 12.2 Indemnification

https://www.justice.gov/epstein/files/DataSet%209/EFTA00805983.pdf

EFTA01428940Set 10

2018-04-11132p33,224w

Capital Calls; Rescission or Postponement. 15 6.1.5 Offsets Against Distributions; No Interest or Withdrawals. 15 6.1.6 General Partner's Authority to Reduce Subscriptions. 15 6.1.7 Subscription of the General Partner ... ARTICLE 9 - DURATION OF THE PARTNERSHIP 26 9.1 Term of Partnership. 26 Dissolution Upon Withdrawal of General Partner. 26 Dissolution by the General Partner. 26 ARTICLE 10 - LIQUIDATION OF ASSETS ... General. 27 10.5.2 Limited Partner Obligations. 27 ARTICLE 11 - LIMITATIONS ON TRANSFERS AND WITHDRAWALS 27 11.1 Transfers of Limited Partnership Interests. 27 11.1.1 General. 27 11.1.2 Consent of General Partner

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428940.pdf

EFTA01429870Set 10

2019-02-0152p9,407w

ZEMAN (212) 250-0432 Commission Amount: $196.00 BEGINNING ACCOUNT VALUE Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Net Change in Portfoliol ENDING ACCOUNT ... Activity Ending: 02/06/19 02/01/19 02/04/19 02/05/19 02/07/19 02/07/19 02/07/19 02/06/19 Opening Balance Deposit Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period ... base currency) Credits This Period Securities Securities Sold Total Securities Dividends and Interest Cash Withdrawals Total Cash Totals Process/ Settlement Date Transactions by Type of Activity Trade/ Transaction Date Activity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429870.pdf

EFTA01144269Set 9

2014-07-010p12,898w

Dividends and interest receivable 1,660,300 Capital contributions receivable 227,496 Capital withdrawals receivable 496,878 Other assets 98,857 Total assets 341,954,509 Liabilities and partners' capital ... brokers 51,564,506 Advance capital contributions 839,018 Capital withdrawals payable 1,681,203 Dividends and interest payable 406,876 Accrued expenses and other liabilities 1,374,994 Total ... Partner Partners Capital Capital contributions $ 175,192 $ 118,035,371 $ 118,210,563 Capital withdrawals (4,060,632) (4,060,632) Allocation of net income Pro rata allocation

https://www.justice.gov/epstein/files/DataSet%209/EFTA01144269.pdf

EFTA01275407Set 10

2014-03-02180p103,681w

foreword $0.00 Mar 4 Dopmx UBS BANK USA DEPOSIT ACCOUNT 250000 00 Mar 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 -250,000.00 Mar 7 Deposit UBS BANK ... 03/06114 0.14 Mar 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.50 Mar II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/10/14 -1.64 Mar 31 Closing UBS Book USA Deposit ... forward $0.00 Mar 4 Deposit UBS AG CEPOSIT ACCOUNT 2,734.030 58 Mar 7 Withdrawal UBS AG CEP097 ACCOUNT AS OF 03/0614 .2,734030 58 Mar 7 Deposal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01275407.pdf

EFTA01125010Set 9

2006-11-137p1,111w

other things, Zwim never promised Jeffrey Epstein ("Epstein") that the Fund would honor a withdrawal request for $80 million, or any withdrawal request that was not made in accordance with ... Party Claimants did not reference such a promise in any subsequent communications concerning their withdrawal requests, and never documented the promise in any of their communications with any Third-Party ... Epstein communicated to the Fund GP that the November 13, 2006 request for partial withdrawal (the "Partial Withdrawal Request") from the D.B. Zwirn Special Opportunities Fund L.P. n/k/a/ Fortress Value

https://www.justice.gov/epstein/files/DataSet%209/EFTA01125010.pdf