EFTA01404439Set 10
2013-05-2915p3,093w
civil action entitled Securities and Exchange
Commission v. Southern Financial
Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F.
Hunter, Jr., Civil Action Number ... Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M.
Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://grid.rdc.com/wss/entity.html?-
entity1d=67b955a58510d8e75d3f3d53eb346cc4 ... Regulatory Action
•
06/17/2002, Securities and Exchange Commission v. Southern Financial Group,
Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and
Springdale Investments, Inc., Relief
Defendant
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404439.pdf
EFTA01299062Set 10
2013-05-2910p3,191w
civil action entitled Securities and Exchange Commission v. Southern Financial
Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number ... Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://oridsdc.cornNiss/entity.htmlernntityld=67b955a58510d8e75d3f3d53eb346ccA
Source Name ... Regulatory Action
06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299062.pdf
EFTA01299047Set 10
2013-05-2910p3,181w
civil action entitled Securities and Exchange Commission v. Southern Financial
Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number ... Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://prid.rdc.comNiss/entilv.htmlernntityld=67b955a58510d8e7543f3d53eb346ccA
Source Name ... Regulatory Action
06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299047.pdf
EFTA01371139Set 10
2017-06-151p734w
Complaint alleged that defendants Hunter, Southern Financial Group, Inc., Richard M. Wooten
and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of
short ... Division entered
Final Judgments as to Defendants Southern Financial Group, Inc.. Richard M. Wooten, and Charles
Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern ... Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on
behalf of UC Properties LLC; alleged that they operated these note offerings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371139.pdf
EFTA01364023Set 10
2017-06-151p733w
Complaint alleged that defendants Hunter, Southern Financial Group, Inc., Richard M. Wooten
and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of
short ... Division entered
Final Judgments as to Defendants Southern Financial Group, Inc.. Richard M. Wooten, and Charles
Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern ... Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on
behalf of UC Properties LLC; alleged that they operated these note offerings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364023.pdf
EFTA01416042Set 10
2017-06-1518p4,106w
Complaint alleged that defendants Hunter, Southern Financial
Group, Inc., Richard M. Wooten
and Charles Dennis McKittrick raised at least $25 million through a
fraudulent scheme involving the sale of
short ... Division entered
Final Judgments as to Defendants Southern Financial Group, Inc., Richard M.
EFTA01416043
Wooten, and Charles
Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald
F. Hunter, Jr., Southern ... Wooten raised at least $25 million through a fraudulent scheme involving the
sale of short-term notes on
behalf of UC Properties LLC; alleged that they operated these note offerings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01416042.pdf
EFTA01296179Set 10
2017-06-159p4,153w
Complaint alleged that defendants Hunter. Southern Financial Group, Inc., Richard M. Wooten
and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of
short ... Charleston Division entered
Final Judgments as to Defendants Southern Financial Group, Inc., Richard M Wooten, and Charles
Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern ... Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on
behalf of UC Properties LLC: alleged that they operated these note offerings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296179.pdf
EFTA01358158Set 10
2013-05-291p379w
Regulatory Action
06117/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant ... Regulatory Action
06/19/2002, Securities and Exchange Commission v. Southern Financial Group. Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant ... Regulatory Action
05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP. INC.,
RICHARD M. WOOTEN. CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER. JR., United States
District Court for the District
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358158.pdf
EFTA01404454Set 10
2009-04-071p236w
Regulatory Action
•
06/17/2002, Securities and Exchange Commission v. Southern Financial Group,
Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and
Springdale Investments, Inc., Relief
Defendant ... Regulatory Action
06/19/2002, Securities and Exchange Commission v. Southern Financial Group,
Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and
Springdale Investments, Inc., Relief
Defendant ... Regulatory Action
05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP,
INC.
RICHARD M. WOOTEN, CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR.,
United States
District Court for the District
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404454.pdf
EFTA00673207Set 9
2015-10-2534p11,593w
Clarke teamed up with fellow bass
titans Marcus Miller and Victor Wooten — collectively known as S.M.V. — and released Thunder, their
earth shaking debut collaboration. In 2012 he toured jazz festivals ... Clarke & George Duke — Funny how timeflies https://youtu.be/PZcDuWjzZYQ
Stanley Clarke, Marcus Miller & Victor Wooten (SMV) — Thunder --
story fbid=1663946803820329&id=1605844102963933& rdr
Stanley Clarke bass solo #1 live — School ... Days -- https:/Iyoutu.be/OOVasAri0kU
Stanley Clark, Marcus Miller & Victor Wooten — Beat It -- https://youtu.be/Jj5f7gRLVFQ
Stanley Clarke — Cruisin https://youtu.be/XvhOXYKi8FU
George Duke, Stanley Clarke — Sweet Baby -- https://youtu.be/d6Al-froSkfM
Stanley
https://www.justice.gov/epstein/files/DataSet%209/EFTA00673207.pdf
EFTA01118284Set 9
2016-01-224p898w
From: Richard Kohn
Subject:
Date: January 22, 2016 at 0 .47 AM
To:
S.T. Wooten's Policies and Procedures for FOB Asphalt Cement Pricing based on
the NCDOT Liquid Index ... Wooten Corporation has made a commitment to our customers to provide the mostedoirovical
price available for our asphalt materials by implementing a pricing structure based on the
Department of Transportation ... Asphalt Binder Price.
Because the Asphalt Cement Price changes on a monthly basis, S.T. Wooten Corporation reserves
the right to adjust, up or down, its prices in accordance with
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118284.pdf
EFTA01255805Set 9
2009-04-071p250w
Action
06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc.. Richard M. Wooten.
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant ... Action
06/19/2002, Securities and Exchange Commission v. Southern Financial Group, Inc.. Richard M. Wooten.
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments. Inc., Relief
Defendant ... Regulatory Action
05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC.,
RICHARD M. WOOTEN. CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR.. United States
District Court
https://www.justice.gov/epstein/files/DataSet%209/EFTA01255805.pdf
EFTA01360927Set 10
2009-04-071p251w
Regulatory Action
06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief
Defendant ... Regulatory Action
06/19/2002. Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten,
Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments. Inc., Relief
Defendant ... Regulatory Action
05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC.,
RICHARD M. WOOTEN, CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR.. United States
District Court
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360927.pdf
EFTA01404456Set 10
2004-12-221p116w
Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M.
Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://grid.rdc.com/wss/entity.html?-
entityId=67b955a58510d8e75d3f3d53eb346cc4
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01404456.pdf
EFTA01360933Set 10
2013-05-291p247w
Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://orid.rdc.conVwss/entity.html?entityld=67b955a58510d8e75d3f3d53eb346cc4
Source Name
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360933.pdf
EFTA01299058Set 10
2004-12-221p129w
Division, entered Final Judgments
as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles
Dennis McKittrick (McKittrick).
Source Information
RDC URL: https://grid.rdc.comAvss/entity.html?entityldr67b955a58510d8e75d3f3d53eb346cc4
Source Name
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299058.pdf