EFTA00237159Set 9
2012-06-206p3,066w
01/17/2014 12,007.00 01/2812015 12,192.33 185.33 1.54% L
XIUNX INC 983919101 XLNX 5.00 09/07/2012 174.23 08/26/2015 199.25 25.02 14.36% L
XILINX INC 983919101 XLNX 25.00 09/07/2012 869.27 0826/2015 ... XIUNX INC 983919101 XLNX 3.00 09/10/2012 103.98 08/26/2015 119.55 15.57 14.97% L
XIUNX INC 983919101 XLNX 37.00 09/10/2012 1,289.29 08/26/2015 1,474.42 185.13 14.36% L
XILINX INC 983919101 XLNX ... date amount :5 date amount .5. gaintloss; :5; gainkloss;.W Term
XIUNX INC 983919101 XLNX 18.00 09/12/2012 630.11 08/26/2015 717.29 87.18 13.84% L
XILINX INC 983919101 XLNX 21.00 09/13/2012
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237159.pdf
EFTA00387400Set 9
2013-07-177p1,921w
open'""
***AXP, EBAY, IBM, INTC, KMI, NE, SLM, SNDK, XLNX earnings after close"'
• CSX beat on solid quarter (operating ratio improved) despite coal headwinds (trading +2.5%)
• Yahoo! profits ... Reporting Post-Close: AXP, EBAY, IBM, INTC, KMI, NE, SLM, SNDK, XLNX, AF, ALB, BPFH, CATY, CCK, CLB, CNS,
CVA, CVBF, CYS, EPB, EWBC, GHL, HNI, JAKK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA02101572Set 10
2014-07-239p2,236w
EFTA02101574
• Barcap initiates TSE (ew), Bernstein downgrades RTN, Baird downgrades MCD/DRH
• BMO cuts XLNX, Canaccord cuts HXL, Goldman upgrades LIP (buy) & reinstates MW (buy)
• DB initiates ACT/ENDP/MNK/MYUPRGO/TEVA (buy) & HSP/SLXPNRX (hold ... cuts UNFI/TFM/WFM
• Wells initiates FLR/JEC (op) and EVHC/CBI (mp) & downgrades UTX, W Blair cuts XLNX (mp)
Europe Key Research:
• Exane downgrades DLG LN & upgrades ESUR LN, Barclays downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA02092911Set 10
2014-10-168p2,182w
open***
EFTA_R1_00692852
EFTA02092911
***COF,GOOG,SNDK,SLB, SYK,XLNX,AMD #'s post-closet—
• Netflix shares hit after hours after saying price increase had slowed subscriber growth (trading ... SYNT, TZOO, WBS, WGO, WNS
Reporting Post-Close: COF, GOOG, PBCT, SNDK, SLB, SYK, XLNX, AMD, ASBC, ATHN, BBNK,
CPHD, COBZ, CCK, CYT, EGP, INDB, QLGC, WDFC, WTFC
Economic Data
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02092911.pdf
EFTA00413694Set 9
2012-05-086p2,161w
MRCY, NE, OCZ, RVBD, S, SCAN, SIRO, SO, SPSC, TMK, TUP, UMBF, WDC, WRE, XLNX
Shareholder Meetings: MT, CVD, CRL, VIAS, CMLS, CNS, CNW, COKE, DEXO, DRC, FOR, NLSN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00433088Set 9
2011-06-034p1,259w
ACOM, AMAT, BDC, BOFI, BTI, CVA, CVX, DTEGY, MAS, MCHX, MOLX, N, STRI,
X, XLNX, EQIX, SNY
Shareholder Meetings: WMT, EXPR, SD, GRMN, SFSF, CAVM
Equity/Mixed Shelfs: BSS, CSII
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433088.pdf
EFTA00391981Set 9
2013-04-196p1,843w
Earnings (BA, ATI, DPS, GD, LO, MSI, S, WM, AFL, CLF, FFIV, QCOM, SYMM,
XLNX)
Thursday: Kansas City Fed Manufacturing Activity, Earnings (ABC, BIIB
https://www.justice.gov/epstein/files/DataSet%209/EFTA00391981.pdf