EFTA00400698Set 9
2012-11-286p1,678w
declares dividend — MRTN 75c dividend
CPRT eps inline, revs beat — KEX acquires Penn Maritime — YGE revs beat
Notable Options Activity Yesterday:
HLF ($46.52 -2.4%) there was a large amount ... Open: AEO, ANN, EXPR, GAGA, GLNG, JASO, JOSB, LEDS, MOV, NPD, SPH, TFM, WILC, YGE, POST
Reporting Post-Close: PLL, ARO, BLOX, CWTR, FSC, GES, GMAN, LZB, NWY, RUE, SMTC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400698.pdf
EFTA02129991Set 10
2013-08-3010p2,503w
Personal Income @ 8:30am. Chicago PMI @ 9:45am, Michigan Confidence @ 9:55am***
***BIG, SOL, YGE report earnings pre-market, MSCI reweight on the close***
EFTA_R1_00772434
EFTA02129991
***China ... initiate SCVB SS (ow)
r Oddo downgrade MMB FP
Reporting Pre-Open: BIG, SOL, YGE
Economic Data: Personal Income & Spending © 8:30am, ISM Milwaukee t 9am, Chicago PMI
9:45am
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02129991.pdf
EFTA00433695Set 9
2011-05-205p1,297w
sell loans - KNX 1OM share buyback - CEDC positive Stansberry
letter
VALE appoints ceo - YGE earnings light - DCI boosts FY11 eps guidance
BP, MOEX agree to $16 settlement - HWD biz relationship ... upgrades YELL.LN, Bernstein upgrades GILD
Reporting Pre-Open: ANN, CIS, DANG, DCI, HIBB, KIRK, YGE
Reporting Post-Close: BH
Economic Data: no major releases
Fed's Dudley speaks on economic
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433695.pdf
EFTA02121749Set 10
2013-11-089p2,318w
Deal Roadshows: CATM, DWRE, HGR, HIS, MXL, NDAQ, OSK, STML
Shareholder Meetings: PLCC, YGE, EDMC, EGAN
Equity/Mixed Shelfs: SWI, TMUS, NMM ($500M), HPJ ($50M), ADUS ($150M)
Other Newspaper Articles & Stories
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf
EFTA01398924Set 10
2013-01-0710p6,578w
2/25/2010 Arme
n Brash, Andrew Galivan, Michael J. Davis, Michael Jacoby US-Onshore
YGE Branding, LLC 00000452354 Rosemary Vrablic 2016 1 7/1/2010 Arme
n Brash, Andrew Galivan, Michael J. Davis
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398924.pdf
EFTA01630770Set 10
100p1,131w
EFTA01630840
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https://www.justice.gov/epstein/files/DataSet%2010/EFTA01630770.pdf
EFTA00425736Set 9
2011-10-185p1,618w
EFTA00425737
Conferences: Citi Greater China Investor (Beijing), BMC Life Sciences Summit (NYC)
Analyst/Investor Days: YGE, SFSF
Non-Deal Roadshows: AFSI, ALIM, ANW, ARAY, CBK, CLDX, CWH, END, NBIX, NUVA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425736.pdf
EFTA00370756Set 9
2014-04-247p2,191w
weak
Secondaries (announced/priced): CTXS ($1.25B convert), HEAR, NSLP, AGIO, HASI, SXCP, YGE, TNP, SRPT
IPO's: N/A
US Key Research:
DB upgrades MTB/MSTR (buy), Maxim initiates
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370756.pdf
EFTA02107482Set 10
2014-04-248p2,185w
weak
Secondaries (announced/priced): CTXS ($1.25B convert), HEAR, NSLP, AGIO, HASI, SXCP, YGE,
TNP, SRPT
IPO's: N/A
US Key Research:
• DB upgrades MTB/MSTR (buy), Maxim initiates
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02107482.pdf
EFTA02121969Set 10
2013-11-129p2,327w
SATS, SCLN, SCON, SJI, SNMX, SNSS, SRPT, SYMX,
SYPR, TPI, TPRE, UCP, USAT, WCIC, YGE, YONG, ZAZA, ZFC
EFTA_R1_00756460
EFTA02121972
Reporting Post-Close: ACFN, API, ATOS, BSOR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA01747177Set 10
2015-03-038p2,347w
18/02 Te.,Ni,1/2 Te.,%Ti,$44,%A<Yge.,Y21
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Te.,./STehTehlfiey-A D TLY2Ali,%-r D-c0 TLY2aTLY2ACTehk-I ffi,Ne.,NLYalte/Sj7{1 4
POWUA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01747177.pdf