EFTA01165407Set 9
2011-06-0195p32,602w
SIFFERT: John Siffert, Lankler 09:07:53
Siffert & Wohl LLP, on behalf of Dan Zwirn
16 personally.
MR. O'BRIEN: William O'Brien from
17 Cooley LLP for the Zwirn ... given testimony before?
25 A. Yes. 09:08:48
Q. In connection with this Zwirn fund?
EFTA01165408
3
1 NONCERTIFIED ROUGH DRAFT - CONFIDENTIAL
2 A. Yes.
Q. How many times ... Prior to working at Colford, where did
you work?
13 A. Dan Zwirn & Co.
Q. How long of a gap was there between
14 when you left D.B. Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA01165407.pdf
EFTA00613904Set 9
2002-11-2636p10,478w
Counter-Claimants and Third-Party
Claimants
THIRD-PARTY RESPONDENTS'
v. PRE-HEARING BRIEF
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LW,
Counter-Respondent ... ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LW, and
DANIEL ZWIRN,
Third-Party Respondents
LANICLER SIFFERT & WOHL LLP COOLEY LLP
500 Fifth Avenue 1114 Avenue ... York, New York 10036
(212) 921-8399 (212) 479-6000
Attorneys for Daniel Zwirn Attorneys for D.B. Zwirn Partners, LLC,
D.B. Zwinz & Co., L.P., DBZ GP, LLC, and
Zwirn Holdings
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613904.pdf
EFTA01122915Set 9
2002-11-2636p10,457w
Counter-Claimants and Third-Party
Claimants
THIRD-PARTY RESPONDENTS'
v. PRE-HEARING BRIEF
ZWIRN SPECIAL OPPORTUNITIES
FUND, M. k/n/a FORTRESS VALUE
RECOVERY FUND I LW,
Counter-Respondent
and
ZWIRN PARTNERS ... ZWIRN & CO.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LW, and
DANIEL ZWIRN,
Third-Party Respondents
LANICLER SIEFERT & WOHL LLP COOLEY LLP
500 Fifth Avenue 1114 Avenue of the Americas
New York ... York, New York 10036
(212) 921-8399 (212) 479-6000
Attorneys for Daniel Zwirn Attorneysfor.. Zwirn Partners, LLC,
Zwinz & DBZ GP, LLC, and
Zwirn Holdings, LLC
EFTA01122915
Table
https://www.justice.gov/epstein/files/DataSet%209/EFTA01122915.pdf
EFTA01114935Set 9
2009-03-0358p16,017w
HEARING BRIEF
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., LP,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC, and
DANIEL ZWIRN,
Third ... There Was No
Promise 42
B. Jeepers Has No Claim for Fraud Because Mr. Zwirn Fully Disclosed
All Accounting Irregularities and Made No Misrepresentations to
Mr. Epstein 43
C. Jeepers ... Claim for Breach of Fiduciary Duty or Negligent
Misrepresentation Against Mr. Zwirn and the Other Zwirn Parties 47
III. JEEPERS IS NOT ENTITLED TO PRE-JUDGMENT INTEREST 47
Conclusion
https://www.justice.gov/epstein/files/DataSet%209/EFTA01114935.pdf
EFTA00613940Set 9
2009-03-0358p16,044w
HEARING BRIEF
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., LP,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC, and
DANIEL ZWIRN,
Third ... There Was No
Promise 42
B. Jeepers Has No Claim for Fraud Because Mr. Zwirn Fully Disclosed
All Accounting Irregularities and Made No Misrepresentations to
Mr. Epstein 43
C. Jeepers ... Claim for Breach of Fiduciary Duty or Negligent
Misrepresentation Against Mr. Zwirn and the Other Zwirn Parties 47
III. JEEPERS IS NOT ENTITLED TO PRE-JUDGMENT INTEREST 47
Conclusion
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613940.pdf
EFTA00722296Set 9
2003-08-018p2,959w
WORKING DRAFT OF ZWIRN CHRONOLOGY
• Initial Fund Investments by FTC (Does not Include Investment in lanuary
2005):
o 4/1/2002 $10 MM
o 9/1/2002 $10 MM
o 12/1/2002 ... borrow money on behalf of the Fund.
• August 1, 2003 Agreement - relating to Zwirn's transition out of direct
employment by Highbridge to serving as investment advisor ... which is attached.
• As of January 1, 2004 Advisory Agreement, effectuating transition described
in Zwirn's August 1, 2003 employment/transition agreement whereby HCM
(later known as Dubin Swieca Asset Management
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722296.pdf
EFTA00587947Set 9
2003-08-018p2,993w
WORKING DRAFT OF ZWIRN CHRONOLOGY
• Initial Fund Investments by FTC (Does not Include Investment in lanuary
2005):
o 4/1/2002 $10 MM
o 9/1/2002 $10 MM
o 12/1/2002 ... borrow money on behalf of the Fund.
• August 1, 2003 Agreement - relating to Zwirn's transition out of direct
employment by Highbridge to serving as investment advisor ... which is attached.
• As of January 1, 2004 Advisory Agreement, effectuating transition described
in Zwirn's August 1, 2003 employment/transition agreement whereby HCM
(later known as Dubin Swieca Asset Management
https://www.justice.gov/epstein/files/DataSet%209/EFTA00587947.pdf
EFTA01098657Set 9
2007-05-0127p8,631w
individual-having-an-offies-at-g45-Madisen
Ave., 33rd Floor, New York, NY 10022 ("Zwirn"). DANIEL B. ZWIRN, a natural person
("Zwirn") JEEPFRS INC a !hilted States Virgin Islands corporation ... Jeepers") and
JEFFREY EPSTEIN, a natural person ("Epstein").
RECITALS:
A. Zwirn is a limited partner in CCP LP. The General Partner is the sole general partner of
CCP LP. Zwirn ... would adversely affect such partner in any material respect.
B. CCP LP has advised Zwirn that CCP LP is now-governed by that certain Third-Fourth
Amended and Restated Limited
https://www.justice.gov/epstein/files/DataSet%209/EFTA01098657.pdf
EFTA01080721Set 9
2011-04-20174p37,105w
FORTRESS VALUE RECOVERY )
15 FUND I LLC, )
Counter-Respondents, )
16 )
vs. )
17 )
D.B. ZWIRN PARTNERS, LLC, )
18 D.B. ZWIRN & CO., L.P., )
DBZ GP, LLC, ZWIRN )
19 HOLDINGS, LLC, and DANIEL ... ZWIRN, )
20 Third-Party Respondents. )
)
21
22 April 20, 2011
23 9:35 a.m.
24
25 Deposition of ELISE HUBSHER.
VERITEXT REPORTING COMPANY
212-267-6868 www.veritext.com ... HARRY P. SUSMAN, ESQ.
18
19 COOLEY GODWARD KRONISH LLP
20 Attorneys for D.B. Zwirn Partners, LLC,
21 D.B. Zwirn Co. , L.P. , and DBZ GP, LLC
22 1114 Avenue
https://www.justice.gov/epstein/files/DataSet%209/EFTA01080721.pdf
EFTA01150049Set 9
2011-06-14272p47,421w
MATTER OF
4
5
6 FORTRESS
7
8 -against-
9
10 ZWIRN
11
12
13
14 The following transcript of
15 proceedings, or any portion thereof, in
16 the above ... arbitration
13 reference number 1425006537.
14 The name of the witness is
15 Daniel Zwirn.
16 At this time the attorneys will
17 identify themselves after which time ... Siffert and Wohl.
4 MR. SCHWARTZ: William Schwartz
5 from Cooley, LLP for the Zwirn
6 entities.
7 MR. O'BRIEN: Bill O'Brien also
8 of Cooley
https://www.justice.gov/epstein/files/DataSet%209/EFTA01150049.pdf
EFTA00299085Set 9
2011-04-20312p64,295w
FORTRESS VALUE RECOVERY )
15 FUND I LLC, )
Counter-Respondents, )
16 )
vs. )
17 )
D.B. ZWIRN PARTNERS, LLC, )
18 D.B. ZWIRN & CO., L.P., )
DBZ GP, LLC, ZWIRN )
19 HOLDINGS, LLC, and DANIEL ... ZWIRN, )
20 Third-Party Respondents. )
)
21
22 April 20, 2011
23 9:02 a.m.
24
25 Deposition of JEFFREY EPSTEIN.
VERITEXT REPORTING COMPANY
212-267-6868 www.veritext.com ... STEPHEN D. SUSMAN, ESQ.
17
18 COOLEY GODWARD KRONISH LLP
19 Attorneys for D.B. Zwirn Partners, LLC,
20 D.B. Zwirn Co. , L.P. , and DBZ GP, LLC
21 1114 Avenue
https://www.justice.gov/epstein/files/DataSet%209/EFTA00299085.pdf
EFTA01097561Set 9
2008-12-3145p16,499w
Zwirn Special
Opportunities Fund, L.P.
Consolidated Financial Statements
December 31, 2008
EFTA01097561
D.B. Zwirn Special Opportunities Fund, L.P.
Index
December 31, 2008
Page(s)
Report of Independent Auditors 1
Consolidated ... cash flows present fairly, in all
material respects, the consolidated financial position of D.B. Zwirn Special Opportunities Fund, L.P.
and its subsidiaries (collectively, the -Fund") at December ... which
resulted in c Mein changes. \s s
December 23, 2009
EFTA01097563
D.B. Zwirn Special Opportunities Fund, L.P.
Consolidated Statement of Assets, Liabilities and Partners' Capital
December
https://www.justice.gov/epstein/files/DataSet%209/EFTA01097561.pdf
EFTA01124983Set 9
2007-03-3127p6,985w
TRUST COMPANY, INC. and
JEEPERS,
Counter-Claimants and Third-Party Claimants
v.
§ Arbitrator:
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. len/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent ... ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
JEEPERS, INC.'S RESPONSE AND
FINANCIAL TRUST COMPANY ... Zwim Special Opportunities Fund,
L.P. k/n/a Fortress Value Recovery Fund I LLC, D.B. Zwirn Partners, LLC, D.B. Zwim & Co.,
L.P., DBZ GP, LLC, Zwim Holdings, LLC, and Daniel Zwirn.
Introduction
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124983.pdf
EFTA00587012Set 9
2007-03-3143p7,946w
Time:stamp: 7/20/2011 8:05 AM EDT
FTC/Jeepers vs. Zwirn: Opening Statement
This is in main part a breach of contract case. The dollars are
large, the circumstances complex ... solid.
Under the terms of the 2005 Letter Agreement between
FTC/Jeepers and the Zwirn Fund, FTC was entitled to withdraw its
"Capital Account" on March 31, 2007, so long ... notice before
December 1, 2006. Notice was given, after a discussion, with both Dan
Zwirn and the Fund's agent Glenn Dubin, to reduce his demand for a
total withdrawal
https://www.justice.gov/epstein/files/DataSet%209/EFTA00587012.pdf
EFTA01077368Set 9
2011-07-187p1,966w
Third-Party
Claimants
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., LP,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC, and
DANIEL ZWIRN ... Respondent's Exhibit List)
Memo to Ha Investors and Interested
301 Parties from Dan Zwirn re May 2002 6/5/2002 VRF 00000559
Update
D.B. Zwirn Special Opportunities
302 9/1/2002 DBZCO_FTC0001658 ... Opportunities Fund Presentation
Memo to H/Z Investors and Interested
304 Parties from Dan Zwirn re October 11/4/2002 VRF 00000565 — 00000566
2002 Update
Highbridge/Zwirn Special
305 Opportunities Fund, L.P. Subscription 12/1/2002
https://www.justice.gov/epstein/files/DataSet%209/EFTA01077368.pdf
EFTA00614024Set 9
2011-07-187p1,974w
Third-Party
Claimants
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., LP,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC, and
DANIEL ZWIRN ... Respondent's Exhibit List)
Memo to Ha Investors and Interested
301 Parties from Dan Zwirn re May 2002 6/5/2002 VRF 00000559
Update
D.B. Zwirn Special Opportunities
302 9/1/2002 DBZCO_FTC0001658 ... Opportunities Fund Presentation
Memo to H/Z Investors and Interested
304 Parties from Dan Zwirn re October 11/4/2002 VRF 00000565 — 00000566
2002 Update
Highbridge/Zwirn Special
305 Opportunities Fund, L.P. Subscription 12/1/2002
https://www.justice.gov/epstein/files/DataSet%209/EFTA00614024.pdf
EFTA00722250Set 9
2010-05-1320p5,331w
COMPANY, INC. and §
JEEPERS, INC.,
Counter-Claimants and Third-Party Claimants §
v.
§ Arbitrator:
D.B. ZWIRN SPECIAL OPPORTUNITIES §
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent ... ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
JEEPERS INC.'S RESPONSE AND
FINANCIAL TRUST COMPANY, INC. AND JEEPER ... Fund,
L.P. k/n/a Fortress Value Recovery Fund I LLC, Fortress VRF I LLC, D.B. Zwirn Partners,
LLC, D.B. Zwim & Co., L.P., DBZ GP, LLC, Zwim Holdings, LLC, and Daniel Zwirn
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722250.pdf
EFTA00731279Set 9
2006-10-0447p12,057w
Plaintiff, ECF CASE
v.
ANSWER AND COUNTERCLAIMS OF
DANIEL B. ZWIRN, D.B. ZWIRN & CO., DEFENDANTS D.B. ZWIRN & CO., L.P.
L.P. and D.B. ZWIRN PARTNERS, LLC, AND D.B. ZWIRN PARTNERS ... Paragraph 7.
2
EFTA00731280
8. Deny the allegations of Paragraph 8, except admit that Zwirn lives in New York,
New York, and at times was referred to as the "Managing ... Partner" of the Company; and aver
that Zwirn was the managing member of Zwim Holdings, LLC, which was the managing
member of DBZ GP, LLC, which was the general partner
https://www.justice.gov/epstein/files/DataSet%209/EFTA00731279.pdf
EFTA01127042Set 9
2007-03-3135p6,386w
7/181201 11:39 AM CST
FTC/Jeepers vs. Zwirn: Opening Statement
This is in main part a a-relatively-simple breach of contract case.
The dollars are large, the circumstances unusual ... class. jd
Under the terms of the 2005 Letter Agreement between
FTC/Jeepers and the Zwirn Fund, FTC was entitled to withdraw its
"Capital Account" on March 31, 2007, so long ... relevance to the contract claim.
Even if Jeffrey Epstein clearly never spoke to Dan Zwirn and Glenn
Dubin before making the $80 million demand, however that in and of
itself
https://www.justice.gov/epstein/files/DataSet%209/EFTA01127042.pdf
EFTA01149747Set 9
2007-03-3135p6,386w
7/181201 11:39 AM CST
FTC/Jeepers vs. Zwirn: Opening Statement
This is in main part a a-relatively-simple breach of contract case.
The dollars are large, the circumstances unusual ... class. jd
Under the terms of the 2005 Letter Agreement between
FTC/Jeepers and the Zwirn Fund, FTC was entitled to withdraw its
"Capital Account" on March 31, 2007, so long ... relevance to the contract claim.
Even if Jeffrey Epstein clearly never spoke to Dan Zwirn and Glenn
Dubin before making the $80 million demand, however that in and of
itself
https://www.justice.gov/epstein/files/DataSet%209/EFTA01149747.pdf