Epstein Files Search

EFTA01365426Set 10

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Subordinated Securities, issue additional Subordinated Securities without issuing additional Notes (an "Additional Equity Issuance")• provided that (x) the Issuer shall comply with the requirements of Sections ... afforded an opportunity to purchase additional Subordinated Securities. The proceeds of an Additional Equity Issuance will be treated as Interest Proceeds and/or Principal Proceeds at the discretion of the Investment ... Manager (on behalf of the Issuer). Subordinated Notes issued in connection with an Additional Equity Issuance will be issued pursuant to a supplemental indenture in accordance with Article VIII

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365426.pdf

EFTA01365568Set 10

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Subordinated Securities, issue additional Subordinated Securities without issuing additional Notes (an "Additional Equity Issuance"); provided that (x) the Issuer shall comply with the conditions set forth in the Indenture ... afforded an opportunity to purchase additional Subordinated Securities. The proceeds of an Additional Equity Issuance will be treated as Interest Proceeds and/or Principal Proceeds at the discretion of the Investment ... Manager (on behalf of the Issuer). Subordinated Notes issued in connection with an Additional Equity Issuance will be issued pursuant to a supplemental indenture. The Co-Issuers may issue Replacement

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365568.pdf

EFTA01422410Set 10

2011-06-22369p87,774w

Regulation D under the Securities Act. "Act": The meaning specified in Section 14.2. "Additional Equity Issuance": The meaning specified in Section 2.12(b). "Additional Securities": Any notes, combination securities ... Funded Letter of Credit Reserve Account as any proceeds of an Additional Equity Issuance that are designated by the Investment Manager as Interest Proceeds with respect to such Distribution Date

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf

EFTA01365583Set 10

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determination): (viii) providing for and/or facilitating the issuance of additional securities (including any Additional Equity Issuance) in accordance with the Indenture: (ix) taking any action necessary• or advisable

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365583.pdf

EFTA01376226Set 10

1p491w

issuance of Additional Securities to the extent permitted by Section 2.12 (including any Additional Equity Issuance) and to extend to such Additional Securities (to the extent explicitly provided herein

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376226.pdf

EFTA01365368Set 10

1p501w

Regulation D under the Securities Act. "Act": The meaning specified in Section 14.2. "Additional Equity Issuance": The meaning specified in Section 2.12(b). "Additional Securities": Any notes, combination securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365368.pdf

EFTA01376156Set 10

1p500w

Regulation D under the Securities Act. "Act": The meaning specified in Section 14.2. "Additional Equity Issuance": The meaning specified in Section 2.12(b). "Additional Securities": Any notes, combination securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376156.pdf

EFTA01376169Set 10

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Credit Reserve Account as Interest Proceeds; and (f) any proceeds of an Additional Equity Issuance that are designated by the Investment Manager as Interest Proceeds with respect to such Distribution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376169.pdf

EFTA01376346Set 10

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INDEX OF DEFINED TERMS Accredited Investor 88 Additional Equity Issuance 40 Administration Agreement 88 Administrative Expense Senior Cap 88 Administrative Expenses 88 Administrator 23 Advisers Act 88 Affected Class

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376346.pdf

EFTA01376337Set 10

2003-11-041p632w

proceeds from a Redemption Financing (if any): (d) any proceeds of an Additional Equity Issuance that arc designated by the Investment Manager as Principal Proceeds with respect to such Distribution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376337.pdf

EFTA01365619Set 10

2003-11-041p633w

proceeds from a Redemption Financing (if any): (d) any proceeds of an Additional Equity Issuance that arc designated by the Investment Manager as Principal Proceeds with respect to such Distribution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365619.pdf

EFTA01365615Set 10

1p711w

Leuer of Credit Reserve Account as Interest Proceeds: and any proceeds of an Additional Equity Issuance that are designated by the Investment Manager as Interest Proceeds with respect to such

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365615.pdf

EFTA01365398Set 10

1p365w

proceeds from a Redemption Financing (if any); (d) any proceeds of an Additional Equity Issuance that are designated by the Investment Manager as Principal Proceeds with respect to such Distribution

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365398.pdf