professionally serve the interests of its clients. To do so,
Client Facing Professionals' (CFPs) should establish and maintain business relationships only with persons who satisfy
our high standards of suitability ... client must be appropriately
documented by the CFP. It is the responsibility of CFPs to demonstrate that they know their client both at the inception of
a relationship ... ongoing basis.
'CFPs include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc.
DECLARATION BY ALL SIGNERS OF THIS FORM
To the best of my knowledge and belief
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460009.pdf
professionally
serve the interests of its clients. To do so,
Client Facing Professionalsl
(CFPs) should establish and maintain business relationships only with
persons who satisfy
our high standards of suitability ... client must be appropriately
documented by the CFP. It is the responsibility of CFPs to demonstrate that
they know their client both at the inception of
a relationship ... ongoing basis.
1
CFPs include: Relationship Managers, Wealth Advisors, Product Officers,
Brokers, Client Managers, etc.
DECLARATION BY ALL SIGNERS OF THIS FORM
To the best of my knowledge and belief
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477866.pdf
EFTA01295042Set 10
2013-08-1923p6,193w
professional)), serve the interests ofits clients. To do so,
Client Facing Professionalsl(1) (CFPs) should establish andmaintain business relationships only with
persons who sail* our high standards qfsuitability, backgroundand character
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295042.pdf