EFTA00414284Set 9
2012-05-026p2,188w
ATNI, ATO, AVNW, AWH,
AWK, AXTI, BKD, BLDP, BSAC, CACC, CACI, CALD, CBEY, CENT, CLNY, CLR, CNQR, CRL, CSU, CVD,
CVGI, CXO, CXW, DCT, DHT, DK, DWA, DX, DXCM, EDMC ... SILC, SREV, TSEM, TWI, XOMA, XRX, INFY, DOW
Shareholder Meetings: VR, PODD, TCAP, TX, CLNY, CPK, GD, PEP, POOL, RGR, RNB, TREX, UFS,
ATR, ATRO, BWLD, FRT, INPH, KMPR, LUFK
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00638866Set 9
2016-09-226p1,474w
Lillian" , "Collins, William"
"Cina, Maurizio M"
Subject: RE: Trades
Richard,
You bought 50,000 CLNY @ 18.5366 Average
Kindly,
Kimberley Gato
Wealth Management Associate I The HBC Group
Assistant Vice President ... Cina,
Maurizio M
Subject: Re: Trades
Please buy 50,000 shares of colony capital (clny) in gratitude account with a 18.55 limit. Please work order as
stock does not seem
https://www.justice.gov/epstein/files/DataSet%209/EFTA00638866.pdf
EFTA00817322Set 9
2016-09-229p2,310w
Gato, Kimberley < > wrote:
Richard,
You bought 50,000 CLNY @ 18.5366 Average
Kindly,
Kimberley Gato
Wealth Management Associate I The HBC Group
Assistant Vice President
Morgan Stanley Wealth Management
1290 Avenue ... Wealth Mgmt MS)
Subject: Re: Trades
Please buy 50,000 shares of colony capital (clny) in gratitude account with a 18.55 limit. Please work
order as stock does not seem
https://www.justice.gov/epstein/files/DataSet%209/EFTA00817322.pdf
EFTA02145605Set 10
2013-03-068p1,922w
WRES
Reporting Post-Close: PETM, AACC, ACW, ALG, ALJ, AMTG, ASI, BIOL, BORN, CIX, CLNY,
CODI, COKE, CSU, DK, DRYS, ERII, FRP, FURX, GSX, HF, HPP, HTHT, IDSY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145605.pdf
EFTA00407579Set 9
2012-08-026p1,928w
ASEI, ATRC, ATSG, AWK, BAGL,
BES, BIRT, BODY, CACC, CADX, CALD, CEC, CERS, CLMS, CLNY, CPIX, CPT, CRDC, CSV, CUBE, CVCO,
CW, DCT, DEPO, DLB, DRC, EBS, ECPG, EGOV, EIHI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407579.pdf
EFTA00135302Set 9
7p1,459w
syacto, vuur 10 t,c, trVL ~Is (J,Jeier\-\Oa ) Cc")bl f-clni-
1,9“nci. MIA-
) nr,
nu (Y-xiOn Coruanb , g-tatuts)-cot .-ciYi\a-
‘‘ult4
https://www.justice.gov/epstein/files/DataSet%209/EFTA00135302.pdf
EFTA00394115Set 9
2013-03-067p1,938w
WRES
Reporting Post-Close: PETM, AACC, ACW, ALG,ALJ, AMTG, ASI, BIOL, BORN, CIX, CLNY, CODI, COKE, CSU, DK,
DRYS, ERII, FRP, FURX, GSX, HF, HPP, HTHT, IDSY
https://www.justice.gov/epstein/files/DataSet%209/EFTA00394115.pdf
EFTA02123600Set 10
2013-10-299p2,436w
calls bot earlier for .80 earnings 11.4
Secondaries (announced/priced): PCL, SLG, SHO, CLNY, ECOM, DATA, FNB, APAM, BKU, FSA IM
IPO's: Tarkett SA investor education begins, Numericable books covered
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
AVNR, BID, BIO, BKEP, BMR, BONE, BRP,
CAR, CBPO, CCRN, CDR, CHUY, CIA, CLMS, CLNY, COKE, CPIX, CSGS, CSOD, DCTH, DEI, DGI,
DHT, DKL, DPM, EMKR, ENOC, ENPH
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
BCEI, BEBE, BIC, BIOA, BKCC, BNFT, BNNY, BONE, BRS, CCIX, CCXI,
CDR, CEMI, CHKR, CLNY, CORT, CPST, CUBE, CYTX, DAR, DCIN, DMD, DVCR, EAC, EBS, ECPG,
EGOV, ELON, ENOC, ENSG
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf