""each Collateral Obligation"" — Epstein Files Search

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11 results for “"each Collateral Obligation"”

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EFTA01376336Set 10

that is structured as a participation will be treated as a Participation. "Permissible Replacement Collateral Obligation": Any Collateral Obligation (a) that (i) in the case of a Caa Collateral Obligation ... purchased with the Sale Proceeds of a Caa Collateral Obligation, (v) has a Moody's Obligation Rating no lower than the Collateral Obligation that was sold or otherwise disposed ... more of the Portfolio Principal Balance consists of Caa Collateral Obligations. such obligation has a rating of "Caal" and (ii) in the case of a CCC Collateral Obligation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376336.pdf

EFTA01376398Set 10

meaning specified in Section 5.17(c). "Unscheduled Principal Payments": With respect to a Collateral Obligation, any principal payments received during the relevant Collection Period as a result of redemptions, optional ... Weighted Average Fixed Rate Coupon": On any date of determination, with respect to any Collateral Obligations that bear interest at a fixed rate other than Defaulted Obligations, Deferring PIK Obligations ... percentage) thereof obtained by (i) multiplying the Aggregate Principal Balance of each such Collateral Obligation by the current interest rate of such Collateral Obligation, as of such date, (ii) summing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376398.pdf

EFTA01365486Set 10

Equity Security with the attributes of the Equity Workout Security or Collateral Obligation held by a Tax Subsidiary rather than its interest in that Tax Subsidiary. For purposes ... Issuer in connection with such Equity Workout Security equal the par amount of the Collateral Obligation with respect to which the Issuer received the Equity Workout Security (such par amount ... direct the Trustee to sell, as necessary, all or a substantial portion of the Collateral Obligations without regard to the restrictions in Section 12.1(a). (d) During the Reinvestment Period

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365486.pdf

EFTA01365576Set 10

Indenture. The Investment Manager agrees. and will be authorized, to (i) select the Collateral Obligations to be acquired by the Issuer, (ii) monitor the portfolio of Collateral Obligations ... ongoing basis and advise the Issuer as to which Collateral Obligations to sell and which Collateral Obligations to acquire. (iii) instruct the Trustee with respect to any disposition or tender ... Collateral Obligation or Eligible Investment by the Issuer, and (iv) assist the Issuer in the preparation of reports, orders and other documents to the extent required pursuant to the Indenture

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365576.pdf

EFTA01365217Set 10

2007-01-171p875w

Issuer that will be pledged to secure the Notes will consist solely of (i) Collateral Obligations and Eligible Investments acquired with the net proceeds from the issuance of the Notes ... Collateral Administration Agreement and (iv) certain payments or distributions received in respect of the Collateral Obligations and Eligible Investments (collectively, the "Collateral"). The Collateral will also secure the obligations ... manager (the "Collateral Manager") on behalf of the Issuer in selecting and managing the Collateral Obligations. It is a condition to the issuance of the Securities that the Class

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365217.pdf

EFTA01376095Set 10

2003-03-191p806w

Agreement place significant restrictions on the Collateral Manager's ability to purchase or sell Collateral Obligations and the Collateral Management Agreement will require the Collateral Manager to comply with such ... certain specified circumstances, the Collateral Manager may be unable to purchase or sell Collateral Obligations or to take other actions that the Collateral Manager might consider in the best interests

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376095.pdf

EFTA01365622Set 10

results in (a) any portion of any payment due from any issuer under any Collateral Obligation becoming subject to the imposition of U.S. or non-U.S. withholding tax (other ... amount equivalent to 5% or more of the aggregate scheduled interest distributions on Collateral Obligations during such Due Period. Withholding taxes imposed under Sections 1471 through 1474 of the Code ... acquisition. holding and disposition of (i) any such Equity Workout Securities or (ii) any Collateral Obligations in respect of which Equity Workout Securities are to be received by the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365622.pdf

EFTA01376312Set 10

Investment Manager determines that it would be advisable to sell Collateral Obligations to sources that may include its own account and any of its Affiliates or another client ... Investment Manager or for the Issuer to purchase Collateral Obligations from such sources, the Investment Manager will adhere to the restrictions and procedures as more fully set forth

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376312.pdf

EFTA01365228Set 10

been unable, for a period of 20 consecutive Business Days. to identify additional Collateral Obligations, which it deems appropriate in its discretion 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365228.pdf

EFTA01365564Set 10

Group currently manages over $9 billion in assets that arc substantially similar to the Collateral Obligations and Eligible Investments that it will manage for the Issuer across 16 portfolios, including

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365564.pdf

EFTA01376305Set 10

Group currently manages over $9 billion in assets that arc substantially similar to the Collateral Obligations and Eligible Investments that it will manage for the Issuer across 16 portfolios, including

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376305.pdf

Results by Dataset5 total

Set 10

5

Corpus: 1990-03-17 – 2025-12-01

December 2025

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