Epstein Files Search

EFTA01471811Set 10

2014-12-3159p26,097w

Buyer to Seller, with a simultaneous agreement by Buyer to sell to Seller Securities equivalent to such Securities at a date certain or on demand against the payment ... agreed to by the parties; "Distributions", the meaning specified in subparagraph (w) below; "Equivalent Margin Securities", Securities equivalent to Securities previously transferred as Margin Securities; "Equivalent Securities", with respect ... Transaction, Securities equivalent to Purchased Securities under that Transaction. If and to the extent that such Purchased Securities have been redeemed, the expression shall mean a sum of money equivalent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471811.pdf

EFTA01282501Set 10

46p27,026w

Paying Securities) against the payment of the to sell to Seller Securiti es equivalent to such Securities at a date simultaneous agreement by Buyer ase price by Seller to Buyer ... panics; (q) "Distributions- , the meaning specified in subparagraph (w) below: (r) "Equivalent Margin Securities", Securities equivalent to Securities previously transferred as Margin Securities: (s) - Equivalent Securities". with respect ... Transaction, Securities equivalent to Purchased Securities under that Transaction. If and to the extent that such Purchased Securities have been redeemed. the expression shall mean a sum of money equivalent

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282501.pdf

EFTA00200645Set 9

86p15,621w

Amount Debited $-2.760.53 Net Cash Activity 15.450.28 ClosingBatance $80.376.36 Portfolio Composition Cash/Cash Equivalent 3.498,171 Equities 4.046,710 Your Portfolio Fixed Income 2.000,000 Cash Balance Summary Allocation ... Cash 64.926.08 80.376.36 Net Cash Balance 364.926.08 $80,376.36 Cash 8 Equivalent 37% Equities 43% Fued Income—J 20% Undaded preens Canoe oat 014n.• *NW Or, woke, vetoes Tha elocalm ... THROUGH December 31.2002 Your Portfolio Holdings ACCOUNT NUMBER TAXPAYER NUMBER On FIN CASH & CASH EQUIVALENTS LAST STATEMENT November 29.2002 MARKET ESTIMATED CURPENT DESCRPTION S•SIECL C.SLP QUANTITY PRICE VALUE AA.N.W

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200645.pdf

EFTA00197688Set 9

81p12,469w

Amount Credited $4#276.54 Money Fund -828.12 Portfolio Composition Amount Debited $828.12 CastirCash Equivalent 1.413,487 Net Cash Activity 43.448.42 Equities 18.116.298 ClosingBalance 5738 561.03 Total $19.529.785 Your Portfolio Cash ... THROUGH December 31.2002 Your Portfolio Holdings ACCOUNT NUMBER TAXPAYER NLAV3ER On File CASH & CASH EQUIVALENTS LAST STATEMENT November 29.2002 1AVIXET ESTIMAIED CuRPENT DESCRIPTION SMBOLCuSiP QUANTITY PACE OWE NP/UAL INCO1/E VELD ... MARKET PORTFOUO CL Y DIVIDEND RENVESTED TOTAL CASH & CASH EQUIVALENTS $1.413,487 $8.774 EQUITIES Equities & Options ACCT MARKET ESTRUM/ CURREN' DESCRPTION SYMBOLEUSIP PPE OUANTITT PACE VALUE ANNUAL INCOME

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197688.pdf

EFTA00198828Set 9

1994-08-3064p10,319w

Glance Market Value of Your Portfolio Important Message II any information regarding Cash 8 Equivalent H I $9.460,332 2002interest. dividends. NET CREDIT BALANCE 113,829 $9,449,358 miscellaneous ... ClosingBalance $113.828.97 Total $10,973.85 $49.864.66 Your Portfolio Portfolio Composition Allocation Cash,Cash Equivalent 9.460.332 Total 59.460.332 Your Portfolio Holdings CASH & CASH EQUIVALENTS MARKET ESTIMATED CRENT VELDT DESORPTION c iNIRCL ... December 31.2002 Your Portfolio Holdings (continued) ACCOUNT NUMBER TAXPAYER NUMBER On File CASH & CASH EQUIVALENTS (continued) LAST STATEMENT Novemtes 29.2002 IMRKE1 ESTIMATED CURRENT DESCRCTION SYMBOUCUSIP OUANTIN PAYE VALUE AMU& INCOME

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198828.pdf

EFTA00199020Set 9

1994-08-3063p10,136w

Credited $71.790.16 Money Fund -65.290.16 Funds Withdrawn -6.500.00 Portfolio Composition Amount Debited $-71.790.16 Cashreash Equivalent 20.673.428 Closing Balance $0.00 Total $20.673.428 Your Portfolio Holdings Your Portfolio Allocation Independent, third-party ... request that a copy of this research be sent to them. CASH & CASH EQUIVALENTS WAND ESIIMAIED WRP£NT DESCRATION STAIBWCUSIP OLIAIMPI PRICE VALUE RONAL INCOME VELD MI DREYFUS CASH MANAGEMENT ... INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 4,1100% TOTAL CASH 8 CASH EQUIVALENTS $20,673,428 $785,590 Cash & EquIvalenl 100% UntimOod proms denote 000* balance omit, shod maim

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199020.pdf

EFTA00198956Set 9

1994-08-3064p10,574w

Deposited 6,000.00 Amount Credited $51,205.91 Portfolio Composition Money Fund -39,205.91 CashCash Equivalent 27.342,121 Funds Withdrawn -12.000.00 Total 527.342,121 Amount Debited $-51.205.91 Closing Balance $0.00 Your ... request that a copy of this research be sent to them, CASH & CASH EQUIVALENTS MARXET ESTIMATED CURRENT DESCRIPTION SYMBOUOISIP QUANTITY PRICE VALUE ANVIL INCOME YELD B44 DREYFUS CASH MANAGEMENT ... INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 2.0100% TOTAL CASH & CASH EQUIVALENTS $27,342,121 $464.816 Cash A. Equivalent- I 00% UnOogool romans eon,µ eel 0lonce onto* Or, male

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198956.pdf

EFTA00196656Set 9

78p13,777w

Amount Debited $-66.00 Net Cash Activity 16%208.40 Portfolio Composition Closing Balance $672.183.06 CashiCash Equivalent 672,183 Same Oaf Tannin a eat, bemoan actor. Rpm Ana me maxim ... STATEMENT PERIOD November 29.2003 THROUGH December 31.2003 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER AVUSER On Foe LAST STATEMENT November 28.2003 IMAXE1 ESTIMAIED buRPENT DESORPTION SYMBOLCUSIP OUNiliTY ... VALUE ANWOL INCOME VELD IY4 CASH BALANCE 672.183 TOTAL CASH & CASH EQUIVALENTS $672.183 EQUITIES Equities & Options AOCT TWEET MIMED aJVeT DESORPTION SYMBOJOUSIP TYPE OUANTITY PRICE VALUE ANNUAL INCOME

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196656.pdf

EFTA00197608Set 9

80p13,586w

Cash Activity 1.286.963.10 Portfolio Composition Closing Balance $1,309,037.42 CashCash Equivalent 1.309.037 Equities 21.096,865 Total $22.40$902 Cash Balance Summary OM. NG CLOSING Cash ... STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCCUNT muesli CASH & CASH EQUIVALENTS TAXPAYER WEBER On File LAST STATEMENT NOYEMICer 30.2001 MARKET ESTIMATED CURRENT DESCRPRON SYMBCtiCUSIP DUANTITY PACE ... VALUE AANUN. INCOME YEW rst CASH BALANCE 1.309.037 TOTAL CASH & CASH EQUIVALENTS $1.309.037 EQUITIES Equities & Options ACCT MANCE1 ESTIMATED EARIFENT DESCRriON SYAIEDUCUSIP TYPE OUAMITY PRCE VALUE ANNUAL INCOME

https://www.justice.gov/epstein/files/DataSet%209/EFTA00197608.pdf

EFTA00198048Set 9

2003-12-0370p10,827w

Amount Credited $19.379.40 Money Fund -19.379.40 Amount Debited S-19.379.40 Portfolio Composition CashiCash Equivalent 26.067.710 Closing Balance $1.389.54 Total $26.067.710 Cash Balance Summary OPEAhO CLOSING Your Portfolio Cash ... STATEMENT PERIOD Novemter 1.2003 THROUGH Novernter 28.2003 Your Portfolio Holdings ACCCUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER NUMBER On File LAST STATEMENT WOW 31.2003 MARXE7 ESTIMATED CURREN/I' DESCRIPTION SIMBOLCUSIP QUANTITY PRICE ... INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD .8900% TOTAL CASH & CASH EQUIVALENTS $26,067,710 $234,597 YOUR TOTAL ESTIMATED ANNUAL INCOME $234,597 YOUR PRICED PORTFOLIOHOLDINGS

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198048.pdf

EFTA00196824Set 9

108p21,527w

Glance Market Value of Your Portfolio II any information regarding 2005interest. dividends. Cash & Equivalent aiiie 24 miscellaneous income, gross TOTAL VALUE OF SECURITIES THIS PERIOD ... Fund -6.103,605.54 Funds Withdrawn -12.000.000.00 Portfolio Composition Amount Debited 5.18,103,605.54 Casttreash Equivalent 9.438.024 Equities 37.445.002 Closing Balance $0.00 Total 546.883.026 Your Portfolio Allocation Cash & Equivalent 21% Equities ... TAXPAYER MAWR OR PIM LAST STATEMENT Noyernter 30. 2005 Your Portfolio Holdings CASH & CASH EQUIVALENTS MARKET ESTIMATED CURREAS DESCRPRON SYMEICIJCVSIP Owurnw PRICE VALUE MIRAN. INCOME VELD I%) DREYFUS CASH MANAGEMENT

https://www.justice.gov/epstein/files/DataSet%209/EFTA00196824.pdf

EFTA01321366Set 10

90p15,999w

STATEMENT nano November 30.2032 ildiOucm December 31.2002 Your Portfolio Holdings ACCOUNT 'OMER CASH & CASH EQUIVALENTS TAXPAYER rawest On nk uET STATEMENT November 29.2002 MARKET (SMARM CURRENT DESERIPTIM verne:00.aw OLARTM ... INSTITUTIONAL SHARES EST. 30 DAY MG HEW 1.2200% TOTAL CASH & CASH EQUIVALENTS 53,208.413 532.637 -n EQUITIES C Equities & Options in 0ISCRPTOI S/1/00:1151P ACCT TYn %Remy 10101 WENT VALUE ... tneeasioas oat. 1. inesaalen Oral r Portfolio Composition LONG Equties CashaCash Equivalent 23.285.100 32% &Pas 489.500 11.007.864 USTS£00- 019- ANGS Total 5489.500 534,292 964 Carh & Equw.%-re Short

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321366.pdf

EFTA00195581Set 9

2006-09-0137p5,209w

STATEMENT PERIOD December 1.2006 THROUGH December 29.2006 Your Portfolio Holdings ACCOLM NUMBER CASH & CASH EQUIVALENTS TAAPAYER NUMBER en File LAST STATEMENT September 29.2006 MARKET ESTIMATED CuRRENT DESCRP-i0u SmieCuOdSti OtoraTI ... PACE VALUE JNVJJL ITICOME TO.01,c) CASH BALANCE TOTAL CASH & CASH EQUIVALENTS Your messages As part of the National Association of Securities Dealers (NASD) Investor Education Program, you may obtain ... PERIOD Septeoter 1,2006 THROUGH Septeoter 29.2006 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER MAURER On File LAST STATEMENT August 31.2006 imPxEr ESMAA1ED CuRPENT DESCRP-i0u SymECL,OdSti

https://www.justice.gov/epstein/files/DataSet%209/EFTA00195581.pdf

EFTA01456250Set 10

1p669w

same issue and are of an identical type and description as those Equivalent Securities or Equivalent Margin Securities, and that the non-Defaulting Party elects to treat as the Default ... therewith (provided Drat, where the Securities sold are not identical in amount to the Equivalent Securities or Equivalent Margin Securities, the non-Defaulting Party may either (x) elect to treat ... divided by the amount of Securities sold and multiplied by the amount of the Equivalent Securities or Equivalent Margin Securities as the Default Market Value or (y) elect to treat

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456250.pdf

EFTA01456453Set 10

1p669w

same issue and are of an identical type and description as those Equivalent Securities or Equivalent Margin Securities, and that the non-Defaulting Party elects to treat as the Default ... therewith (provided that, where the Securities sold are not identical in amount to the Equivalent Securities or Equivalent Margin Securities, the non-Defaulting Party may either (x) elect to treat ... divided by the amount of Securities sold and multiplied by the amount of the Equivalent Securities or Equivalent Margin Securities as the Default Market Value or (y) elect to treat

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456453.pdf

EFTA00168559Set 9

2019-06-2732p8,856w

Grade 4 110 Student Teacher Ratio 1:14.4 Grade 5 111 Full Time Equivalent Administrators 55 Total 708 API Store WA ELLA BAKER SCHOOL Address 317 EAST 67TH ST Prekindergarten ... Grade 3 37 Student Teacher Ratio 1:15.6 Grade 4 32 Full Time Equivalent Administrators 21 Grade 5 25 API Score WA Grade 6 22 Grade 7 22 Grade ... Total 1111 Grades Grade 6 - Grade 8 Student Teacher Ratio 1:16.0 Full Time Equivalent Administrators 76.68 API Score WA MANHATTAN INTERNATIONAL HIGH SCHOOL Address 317 EAST 67TH ST Grade

https://www.justice.gov/epstein/files/DataSet%209/EFTA00168559.pdf

EFTA00731015Set 9

2010-02-0427p10,511w

court."); 5 Fed.Prac. & Proc. Civ. 3d §1280 Effect of Failure to of privilege as equivalent to a Self-Incrimination ("...court must treat the defendant's claim dants in civil actions ... federal court."); 5 Fed.Prac. & Proc. Civ. 3d §1280 Effect of claim of privilege as equivalent to a Self-Incrimination ("...court must treat the defendant's Defendants in civil actions ... LUTTIER gh004/014 Self-Incrimination ("...court must treat the defendant's claim of privilege as equivalent to a specific denial."). See also 24 Flaiur,2d Evidence §592. Defendants in civil actions

https://www.justice.gov/epstein/files/DataSet%209/EFTA00731015.pdf

EFTA00796744Set 9

2019-03-07114p64,823w

Series A co % Non-Cumulative Perpetual Preferred Stock, $25,000 stated amount per share (equivalent to $25.00 per Depositary Share) (the a "Series A Preferred Stock"), of American International Group ... equal to $25,500 per share of the Series A 5 15 Preferred Stock (equivalent to $25.50 per Depositary Sham), plus (except as provided below) an amount equal ... redemption price equal to 425.000 per share of the Series A Preferred Stock (equivalent to $25.00 per Depositary Share), plus (except 8 as provided below) an amount equal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796744.pdf

EFTA01360245Set 10

1p656w

that the non-Defaulting Party has determined the Net Value of the relevant Equivalent Securities or Equivalent Margin Securities (which shall be specified) and that the non-Defaulting Party elects ... treat such Net Value as the Default Market Value of the relevant Equivalent Securities or Equivalent Margin Securities, then the Default Market Value of the relevant Equivalent Securities or Equivalent ... given a Default Valuation Notice, the Default Market Value of the relevant Equivalent Securities or Equivalent Margin Securities shall be an amount equal to their Net Value at the Default

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360245.pdf

EFTA00804385Set 9removed from DOJ

2011-10-2673p27,731w

PREMIUM $6,000.00 PLANNED PREMIUM FREQUENCY Monthly MINIMUM ANNUAL INTEREST RATE 3.00% (decimal monthly equivalent 0.0024662698) (decimal daily equivalent 0.0000809863) LOAN INTEREST RATE (See Interest On Loans in Part ... TEST INFORMATION (Cont.) YEAR 1 GUARANTEED DEATH BENEFIT MEASURE INTEREST FACTOR 13.00% ! Decimal monthly equivalent 0.0102368444 Decimal daily equivalent 0.0003348989 YEARS 2 AND LATER GUARANTEED DEATH BENEFIT MEASURE BAND ... INTEREST FACTOR 13.00% Decimal monthly equivalent 0.0102368444 Decimal daily equivalent GUARANTEED DEATH BENEFIT MEASURE BAND 2 INTEREST FACTOR 0.0003348989 3.08% Decimal monthly equivalent 0.0025311312 Decimal daily equivalent 0.0000831136 TABLE

https://www.justice.gov/epstein/files/DataSet%209/EFTA00804385.pdf