EFTA01442887Set 10
2018-03-3061p17,672w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442887.pdf
EFTA01394988Set 10
2018-03-3061p17,706w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394988.pdf
EFTA01396261Set 10
2018-03-3061p17,732w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396261.pdf
EFTA01397607Set 10
2018-03-3061p17,672w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397607.pdf
EFTA01440262Set 10
2018-03-3061p17,665w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440262.pdf
EFTA01428879Set 10
2018-03-3061p17,701w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf
EFTA01395101Set 10
2018-03-3061p17,672w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395101.pdf
EFTA01439454Set 10
2018-03-3061p17,665w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439454.pdf
EFTA01443593Set 10
2018-03-3061p17,672w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443593.pdf
EFTA01438649Set 10
2018-03-3061p17,699w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438649.pdf
EFTA01396934Set 10
2018-03-3061p17,659w
Company") and have our principal place of
business in New
York, NY. iCapital Securities, LLC ("iCapital Securities"),
is a broker-dealer primarily
engaged in the private placement of securities ... registered with the
SEC and a member of
the Financial Industry Regulatory Authority. iCapital Securities serves as
the Firm's private
placement agent in respect of many Funds (as defined ... also a
wholly-owned subsidiary of the Company. For additional information on
iCapital Securities, see
Item 14 below.
iCapital provides investment advisory services to each of iCapital Carlyle
Property Investors
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396934.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364595.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393219.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353741.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354081.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390025.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355321.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394441.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391619.pdf
integrity of our management
Item 10: Other Financial Industry Activities and Affiliations
iCapital Securities, LLC ("iCapital Securities")
Affiliated Broker-Dealer. Institutional Capital Network, Inc., the parent company of iCapital ... sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with
the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry
Regulatory Authority, Inc. ("FINRA ... iCapital Securities is also registered as a limited purpose
broker-dealer with those state securities authorities where it services clients and is not
otherwise exempt from such registration. iCapital Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354945.pdf