EFTA00944791Set 9
2018-06-253p674w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
$213K; P/L +$112K. I think KRE is well positioned given the regulatory tailwinds, strength ... Main
Street, no FICC reliance etc. Just to maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... position size. unrelaixzed gain or loss. if bac is small why allocate to Small kre
EFTA00944791
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett < > wrote:
Jeffrey
https://www.justice.gov/epstein/files/DataSet%209/EFTA00944791.pdf
EFTA00944585Set 9
2018-06-252p546w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure). $213K; +$112K. I
think KRE is well positioned given the regulatory tailwinds, strength ... Main Street, no FICC reliance etc. Just to
maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... position size. unrelaixzed gain or loss. if bac is small why allocate to Small kre
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett wrote:
Jeffrey,
New Trade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00944585.pdf
EFTA00944970Set 9
2018-06-253p777w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure). $213K; P/L
+$112K. I think KRE is well positioned given the regulatory tailwinds, strength ... Main Street, no FICC reliance
etc. Just to maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... position size. unrelaixzed gain or loss. if bac is small why allocate to Small kre
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett < > wrote:
Jeffrey,
New Trade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00944970.pdf
EFTA00945392Set 9
2018-06-255p1,050w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
$213K; P/L +$112K. I think KRE is well positioned given the regulatory tailwinds, strength ... Main Street, no FICC reliance etc. Just to maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... position size. unrelaixzed gain or loss. if bac is small why allocate to
Small kre
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett < > wrote:
Jeffrey,
New Trade
https://www.justice.gov/epstein/files/DataSet%209/EFTA00945392.pdf
EFTA02561406Set 11
2018-06-255p1,028w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regi=nal
bank exposure). $213K; P/L +$112K. I think KRE is well positioned given the regulato ... Street, no FICC reliance etc. Just to mainta=n Fins exposure. It would top KRE up to $memn.
3. MSFT, AVGO and Equinix — part of the data center theme ... Sell BAC. Also a very small position. Would rather re-allocate to KRE
(regi=nal bank exposure).
3. MSFT, AVGO and Equinix — part of the data center theme. I think
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02561406.pdf
EFTA00945350Set 9
2018-06-255p952w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
$213K; P/L +$112K. I think KRE is well positioned given the regulatory tailwinds, strength ... Main Street, no FICC reliance etc. Just to maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
3. MSFT, AVGO and Equinix — part of the data center theme. I think this
https://www.justice.gov/epstein/files/DataSet%209/EFTA00945350.pdf
EFTA00945176Set 9
2018-06-254p917w
Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
$213K; P/L +$112K. I think KRE is well positioned given the regulatory tailwinds, strength ... Main
Street, no FICC reliance etc. Just to maintain Fins exposure. It would top KRE up to $2MM.
3. MSFT, AVGO and Equinix — part of the data center theme ... position size. unrelaixzed gain or loss. if bac is small why allocate to Small
kre
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett < > wrote:
Jeffrey,
EFTA00945177
https://www.justice.gov/epstein/files/DataSet%209/EFTA00945176.pdf
EFTA01785100Set 10
2016-08-056p1,109w
delta) or sell JGBs.
2. Financials Outperformance: Buy Regional Banks Call. A Dec KRE, 103% Call ($42) costs 3.8% ($1.60, ref: $41.65, 23.0
vol, 36 delta ... Futures, 150.60 is an important level for all global fixed income.
Regional Bank ETF (KRE): Buy Calls on KRE
Short the BAML "Weak USD Winners Equity Custom Basket'
This chart
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01785100.pdf
EFTA02454603Set 11
2016-08-056p1,309w
delta) or sell JGBs.
2. Financials Outperformance: Buy Regional Banks Call. A Dec KRE, 103% Call ($42) costs 3.8% ($1.60, ref: $41.65, 23.0
vol, 36 delta ... Futures, 150.60 is an important level for all global fixed income.
Regional Bank ETF (KRE): Buy Calls on KRE
4
EFTA_R1_01556443
EFTA02454606
Short the BAML "Weak USD Winners
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454603.pdf
EFTA02455115Set 11
2016-08-057p1,560w
delta) or sell JGBs.
2. Financials Outperformance: Buy =egional Banks Call. A Dec KRE, 103% Call ($42) costs 3.8% ($1.60, ref: $41=65, 23.0
vol, 36 delta ... global fixed income.
4
EFTA_R1_01557500
EFTA02455118
<=span>
Regional Bank ETF =KRE): Buy Calls on KRE
Short the BAML =80 Weak USD Winners Equity Custom Basket"</=>
<=span>
This chart
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02455115.pdf
EFTA02454282Set 11
2016-08-055p980w
Times New Roman""> <=span>Financials =utperformance: Buy Regional Banks Call. A Dec
KRE, 103% Call ($42) costs 3=8% ($1.60, ref: $41.65, 23.0 vol, 36 delta)
<= style="line-height ... impor=ant level for all global fixed income.
<=span>
Regional Bank ETF (KRE): Buy Calls on KRE=span style="font-size:10.0pt;font-family:"Verdana","sans-=erif—>
Short
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454282.pdf
EFTA00268466Set 9
70p11,310w
slede/si-14-S . incurrh -A-\-4
re~rwin
.); 11 \ce r \\de, &sebt-i\ --kre~e_rrks .
recNi r \:),c4‘ext-t- .5 -
cx\ cj\ c) 11(P elekyvt ... REce p-rierA Pita,. I 7S
130.001Ptfly_. '6
t-1,
CA
14)
10
kre#14--s-40
Ern to `n•st A I tilt•I'- i
N-t.A.c.r.iCt:
V`ANWOv
https://www.justice.gov/epstein/files/DataSet%209/EFTA00268466.pdf
EFTA00811963Set 9
2019-02-287p2,059w
Cost Value Value Gain (Loss)
Southern Trust Co. - Equities (Merril°
<8W Regional Bank ETF KRE 11/16/17 9,000 503,167 476,640 509,490 6,323
Darvana CVNA 9/4/18 ... Regional Bank ETF KRE 3/26/18 20,000 1.210.847 1.059.200 1.172 000 -88.847
rota/ Southern Trust Co. - Equities (Interactive Brokers
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811963.pdf
EFTA00811866Set 9
2018-08-319p2,586w
Regional Bank ETF KRE 11/16/17 9,000 503,167 553,590 568.350 65,183
Facebook FB 7/26/18 20.000 3.559,596 3,451.600 3,514,600 -44,996
0111 Oi Services ... Regional Bank ETF KRE 326/18 20,000 1,210847 1.230,200 1,263,000 52,153
XLF Financial Sector XLF 11/16/17 10,000 262.800 279.500 283.300 20.500
XLF Financial Sector
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811866.pdf
EFTA00944171Set 9
2018-06-252p385w
position size. unrelaixzed gain or loss. if bac is small why allocate to Small kre
On Mon, Jun 25, 2018 at 7:49 PM, Paul Barrett < > wrote:
Jeffrey,
New Trade ... Sell BAC. Also a very small position. Would rather re-allocate to KRE (regional bank exposure).
3. MSFT, AVGO and Equinix — part of the data center theme. I think this
https://www.justice.gov/epstein/files/DataSet%209/EFTA00944171.pdf
EFTA00268269Set 9
66p15,383w
Asake _.*eAtMe--1C1--COMte--Akr---Snal
jr29 013 AreeSi‘l \1O-/ COO orri kre 401:1111?3
14. onAkr
deals e.._COKertUCECiQiCtharisiAnfcwprnkbn you
_ATha>_NLidejSaarialCan
p far AtakIr9 ... pe.ckoc-‘s verlkiced - or
cOnS)l-kory 10 ,C1 41.- + COCk
CCUCviri ned
4o kre c_otAorrers O. locce\%c->n
A- con\K-,-,4-‘ Ncnce
https://www.justice.gov/epstein/files/DataSet%209/EFTA00268269.pdf
EFTA00811705Set 9
2018-04-3010p3,046w
Regional Bank ETF (KRE) 3/26/18 20,000 1.210.847 1,182,755 1,232,800 21,953
XLF Financial Sector 11/16/17 ... 10/3/17 20,000 759.982 809,800 730,200 -29 782
KBW Regional Bank ETF (KRE) 11/16/17 9,000 503,167 643,610 554.760 51,593
ON Semiconductor 6/8/17
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811705.pdf
EFTA00811927Set 9
2018-11-307p2,137w
Southem Trust Co. - Equities (Merrill)
KBW Regional Bank ETF KRE 11/16/17 9,000 503,167 485,910 501,840 -1,327
Carvana CVNA 9/4/18 ... 5/7/18 2.400 491,880 420,096 420,816 -71,064
<SW Regional Bank ETF KRE 3/26/18 20,000 1,210.847 1.079.800 1.115.200 -95.647
Total Southem Trust Co. - Equities (Interactive Brokers
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf