EFTA01419198Set 10
2016-07-085p802w
Statements to all clients with title transfer
collateral arrangements (TTCAs) or securities collateral
agreements (SCAs), regardless of the products traded under them.
The Information statements will outline the potential risks ... that are in-scope are not limited to SFTs.
Contracts that are TTCAs and SCAs include, but are not limited to; ISDA/-
CSAs, GMRAs, Prime Brokerage Agreements and Structured Trade ... exhaustive) list of the types of agreement that may
constitute TTCAs
or SCAs and Appendix 3 of the Information Statement sets out alternative
disclosures that are applicable
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419198.pdf
exhaustive) list of the types of agreement that may constitute TTCAs
or SCAs and Appendix 3 of the Information Statement sets out alternative disclosures that are applicable ... only and does not amend or supersede the express terms of the TTCAs or SCAs or any rights
or obligations of the client under applicable law, create any rights ... Statement, which has been sent to a client, will apply to future TTCAs and SCAs entered into between DB and such client.
What will be required post 13th July
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372693.pdf
EFTA00584985Set 9
2011-11-2211p3,318w
Contents
Federal Library
Federal Source Materials
IRS Rulings & Releases
Private Letter Rulings & TAMs, FSAs, SCAs, CCAs, GCMs, AODs & Other FOIA Documents
Chief Counsel Advice
2012
CCA 201210026 -- Code
https://www.justice.gov/epstein/files/DataSet%209/EFTA00584985.pdf
EFTA00261100Set 9
2006-05-16100p14,788w
itigolirtnetaski. .-...,. . scas,..banateg
. a.e.ana•
PN".
EFTA00261100
l44 Want art Lass firiushigia Now &Ill °Waist 0,2/4-276-3Sn
Snits MO Kier-nor Emorssihsy Usher IM.,111.1266
Dsliss. TS 17721 Ism sitssiSetr
https://www.justice.gov/epstein/files/DataSet%209/EFTA00261100.pdf
EFTA00106257Set 9
50p10,258w
7/vi L. . C.,-OtA)FP KA:DA -scAs, .6sLk s. ..' > __. ii, c,,,, 6t....., - G.N1..., 66246- ay* IL': less
11244 r_/(Act., 6fti G,428,14-z_ $4,447 Iril
https://www.justice.gov/epstein/files/DataSet%209/EFTA00106257.pdf
EFTA01199338Set 9
2000-11-174p1,224w
Contents
Federal Library
Federal Source Materials
IRS Rulings & Releases
Private Letter Rulings & TAMs, FSAs, SCAs, CCAs, GCMs, AODs & Other FOIA Documents
Private Letter Rulings & Technical Advice Memoranda (1950 to Present
https://www.justice.gov/epstein/files/DataSet%209/EFTA01199338.pdf