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Corpus: 1990-03-17 – 2025-12-01

January 2021

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EFTA00090355Set 9

2021-01-2061p21,004w

KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg Still going strong here Janey. Massive,ongoing, SEC facilitated fraud EFTA00090355 Wait, I thought the SEC shut Bag Man Jaclin down ... Results (sec.gov) man, he's GOOD! Quite the list of selling shareholders for the SEC approved Balance Labs IPO https://www.sec.gov/Archives/edgar/data/1632121/000161577415000554/s100789 sl.htm SEC.gov I HOME 1111 Lincoln Road ... principal executive offices) viww.secgov Farkas knows how to pick em! Think the grossly corrupt SEC KNEW this when they brought their Jaclin complaint? Anton & Chia LLP et al. (sec.gov) UNITED

https://www.justice.gov/epstein/files/DataSet%209/EFTA00090355.pdf

EFTA00069276Set 9

2012-08-0134p14,214w

leaked ... www.reuters.com Janey, EFTA00069276 Even though you admit not distributing my information within the SEC, I was busy distributing it myself to others. Carl baby, I'm afraid this means ... TIMES from a commercial fax machine: ALSO MY INFORMATION https://www.sec.gov/enforce/34-84828-s SEC.gov I SEC Charges UBS Financial Services Inc. with Anti-Money Laundering Violations ADMINISTRATIVE PROCEEDING File ... customer accounts. UBS agreed to pay a $5 million civil penalty to resolve the SEC's charges, and separately agreed to pay $10 million to the U.S. Treasury ... www.sec

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069276.pdf

EFTA00070565Set 9

2020-11-2548p18,014w

agents: do they teach derivatives at the FBI? Otkritie majority holder of SEC fully reporting/NASDAQ traded QIWI 20-F (sec.gov) HOW QIWI ever went public ... Introduces a New Payment Interface www.netelement.com As I have repeatedly asked the grossly corrupt SEC: NETE has "IT" in both Miami and Moscow. Miami address(es) are office buildings. WHERE ... NETE US servers hosted???? In SEC reviewed filings: North American "payment processing" accounts for 90% of NETE transactions processed. Yet, no disclosures as to WHERE these servers are hosted

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070565.pdf

EFTA00096058Set 9

2021-05-0774p24,487w

posession of information that clearly indicates a long standing and corrupt relationship between the SEC and Handler/Jefferies. Kamensky was set up. I will be contacting Mr Kamensky directly ... NITE converting worthless certs to real money and dumped on the investing public the SEC is MANDATED to protect. ACTIVELY facilitated and perpetuated by the grossly corrupt SEC: reverse splits ... Goldman,JPM,Jefferies et al bail out NITE more than once? WHY has the SEC repeatedly bailed out criminal NITE? The most recent Earnings call for NITE was remarkable: SELL

https://www.justice.gov/epstein/files/DataSet%209/EFTA00096058.pdf

EFTA00069109Set 9

2020-07-2838p15,022w

KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization, run by criminals, to support cfriminal activity while screwing whistleblowers like ... Farkas: Michael: is a prolific Bag Man well known to the SEC. Farkas chose a Jaclin money laundering shell INTENTIONALLY. Blink Charging (BLNK) is ANOTHER SEC facilitated fraud ... public the SEC is MANDATED to protect. Other Farkas money laundering shell: i Incubator https://www.sec.gov/egi-bin/browse-edgar?ClK=1044693 As is SOP for the grossly corrupt SEC: Revoked AFTER this massive fraud

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069109.pdf

EFTA00071747Set 9

2012-08-0140p15,530w

Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal ... Schwarzy is also connected to Kushner and Epstein. Schwarzy is most definitely on the SEC's "Do not investigate List" A stroll down the record Janey: Around the same time ... back to 40. As is typical Trump/grifters/ and his criminal Clayton led SEC: the public hasn't seen a 8K filed by KODK to detail this incredible "transformation". The SEC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00071747.pdf

EFTA00097481Set 9

2021-05-2796p29,166w

EFTA00097481 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member ... EDGAR Filing Documents for 0001493152-17-003810 (sec.gov) and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov) Today, Therapix ... Sparc Ltd SEC approved offerings done By Aegis SEC FORM D Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction

https://www.justice.gov/epstein/files/DataSet%209/EFTA00097481.pdf

EFTA00071284Set 9

2021-08-10148p42,885w

KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf Judge Ramos, SDNY, NY Supreme Court, NJ Judges et al MORE SEC facilitated fraud on your courts. Blatant and egregious Judge Ramos. So, while under Mrs Rusty ... Wing/ criminal indictment and Peavler/ SEC Dallas related action, Trevor uPillar Milton sold $100 million in Nikola stock and transfered tens of million in stock to his spouse. It PAYS ... indicted by the SONY DoJ and SEC Nikola's Indicted Ex-Chairman Milton Sells $77 Million of Stock (yahoo.com) Nikola's Indicted Ex-Chairman Milton Sells $77 Million of Stock

https://www.justice.gov/epstein/files/DataSet%209/EFTA00071284.pdf

EFTA01727278Set 10

2007-05-0896p28,767w

Call Record& for 1 of 95 can Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller / Called PTN 27-Nov-2004 12:00 AM 32 Outbound ... Call Records for 2 of 95 Call Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller Called PTN 27-Nov-2004 3:35 PM 86 Inbound ... Call Records for 3 of 95 Call Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Call • - . • TN E 28-Nov-2004 11:17 AM 46 Outbound

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01727278.pdf

EFTA01710761Set 10

2007-05-10100p31,768w

Call Records for 57 of 440 Call Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller / Called PTN _ 13-Jan-2005 4:53 PM 0 Outbound ... Call Records for 1 58 of 440 Call Initiation Duration Customer PTN Date Time - (sec) Type Forwarded 911 International Caller / Called PTN _ 14-Jan-2005 3:48 PM 31 Outbound ... Call Records for 59 of 440 Call Initiation Duration Customer PM Date Time (sec) Type Forwarded 911 International Caller / Called PTN 15-Jan-2005 1:19 PM 7 Inbound

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01710761.pdf

EFTA01299047Set 10

2013-05-2910p3,181w

Entity Name: Southern Financial Services, Inc. Address: Boca Raton. Florida, UNITED STATES Event: SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 08/13/2003, The SEC filed civil charges ... described Dicom as an investment. Source Information RDC URL: https://orid.rdc.com/wss/entity.html?entityld=9af0405228d562185d3f3d53eb3413cc4 Source Name: SEC Litigation Releases - 2003, 11/14/2012 Source URL: httpliWww.sec.govilitigation/litreleases/litrelarchivefikarthlve2003.shtml Entity URL: • httplAmAny sec.gov/itigation.itreleases.r18286.htm • tgtp:/Avwxv ... sec gov/litigation/complaints/comp18286.hbn Consatent wth the tarns and connect-isof your ROC Subsaba Agreemert nth:archon contaned m this &corneal is la alert outman only and is not tote used

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299047.pdf

EFTA01708488Set 10

EFTA01708488 Call Records for 201 of 838 call Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller / Called PTN Originating Cell Site Terminating Cell Site NFL1543R ILAUSTRAIL ... EFTA01708489 Call Records for 202 of 838 call Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller / Called PTN Originating Cell Site Terminating Cell Site NFL1548R ILAUSTRAIL ... EFTA01708490 Call Records for 203 of 838 tan Initiation Duration Customer PTN Date Time (sec) Type Forwarded 911 International Caller / Called PTN Originating Cell Site Terminating Cell Site NFL151OR ILOT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01708488.pdf

EFTA01566306Set 10

2013-08-01161p15,732w

Sale High Cost PETROCHINA CO LTD ADR @ 117.5488 28,799.46 BROKERAGE 9.80 TAX &/OR SEC .51 ESI SECURITIES COMPANY (ID: 71646E-10-0) ISRAEL CHEMICALS LTD ADR @ 7.7855 6,734.46 BROKERAGE ... SEC .12 ESI SECURITIES EFTA01566405 COMPANY (ID: 465036-20-0) ROYAL DUTCH SHELL PLC ADR @ 66.9621 6,696.21 BROKERAGE 4.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT ... ISRAEL CHEMICALS LTD ADR @ 7.8068 5,386.69 BROKERAGE 13.80 TAX &/OR SEC .10 ESI SECURITIES COMPANY (ID: 465036-20-0) ROYAL DUTCH SHELL PLC ADR @ 67.1803 5,038.52 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566306.pdf

EFTA01546770Set 10

2013-07-01118p11,793w

part of your June statement insert, "J.P. Morgan Securities LLC, Important information and disclosures." SEC Regulation NMS Rule 607 - Payment for Order Flow JPMS LLC may pay from time ... Cost Sale High Cost LUXOFT HOLDING INC @ 18.55 9,275.00 BROKERAGE 20.00 TAX &/OR SEC .17 J.P. MORGAN SECURITIES LLC (ID: G57279-10-4) CDW CORP/DE @ 17.64 52,920.00 BROKERAGE ... SEC .93 J.P. MORGAN SECURITIES LLC (ID: 12514G-10-8) THERMO FISHER SCIENTIFIC INC @ 85.60 214,000.00 BROKERAGE 100.00 TAX &/OR SEC 3.73 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01546770.pdf

EFTA00598194Set 9

2011-07-209p3,778w

three specific requirements. Deductible DAF Donations: DAFs are maintained by Sec. 501(c)(3) public charities, and gifts are typically deductible to the 50O/O of AGI for cash ... Type III functionally integrated SOs. Exce88 Bu8ine88 Holdings: DAFs are subject to Sec. 4943 excess business holdings rules. Disaster Fund Not a DAF: After a natural disaster many companies create ... philanthropic goals in a flexible, tax-favored and cost-effective way. Sec. 4966 creates a comprehensive set of rules for DAFs. The DAF definition, distributions, donors, disqualified persons and deductible

https://www.justice.gov/epstein/files/DataSet%209/EFTA00598194.pdf

EFTA00265663Set 9

2019-07-0620p6,972w

CC.RT Nit:E511co- } . Ce "TS'ACtt; Pro= $ECReoistry Tos sFrAmbulance• a:QM; SEC:CHS- SFC:ContcAnator SEODefence: SEC:DRI. SliODPOICT- SFC-OpTI- SEC:Eimlneering; SEC;GRN; EC:Healttg SEOInfoManager SEC ... Local Gov- SEC:LocristicS/ SEC:Maw/PO' ›CIN.,))ED pissis-TA is% c z- SFC:AWS- SEC-Onsalananer• aff-FS$.4; SEC:Pollre- SEC-Pub/lank:. SFr•RecoVery elet; SfOSCC- bEC/SES- ... SAPOL:Staff Officers- Shan-nen. Joanne (SAMI; Wood. Crain (SAPOI 1: Worth Parer NAPOLI- SEC.:Ambulance; SEOBOM; SFC:CFg 515=2BabajgG SPODefence: SEC:DFM; SFC:11PC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00265663.pdf

EFTA01540244Set 10

2012-11-01111p12,458w

11/25/2034 DTD 10/29/2004 073879-LR-7 CCC /CA P WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT 12/25/2034 DTD 12/01/2004 ... 05/25/2035 DTD 04/27/2005 (ID: 61915R-AD-8) WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT 12/25/2034 DTD 12/01/2004 (ID: 949779-AD-4) SPOT CURRENCY TRANSACTION - SELL ... FIFO Redemption Pro Rata EFTA01540301 MPLX LP @ 26.0356 65,089.00 BROKERAGE 100.00 TAX &/OR SEC 1.46 J.P. MORGAN SECURITIES LLC (ID: 55336V-10-0) AMERICAN CAMPUS COMMUNITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01699336Set 10

2019-10-15100p16,150w

TYPE: 02 - EMPLOYER ADDR DATE: 08/03/2017 ADDRESS: CITY STATE: FL ZIP: OCCUPATION: DRIVER SOC SEC NO: OPER LIC NO: 1111111/14300 OPER LIC ST: FL OPER LIC YR: 2017 ORIG OFFENSE ... LAST KNOWN) ADDR DATE: 10/29/2010 EFTA01699389 ADDRESS: CITY STATE: LEESBURG, I ZIP: 34748 SOC SEC NO: OPER LIC NO: 11,1/1/10410 OPER LIC ST: FL OPER LIC YR: 2019 ORIG ... W990490813 HEIGHT: 511 WEIGHT: 190 EFTA01699390 HAIR COLOR: BLACK EYE COLOR: BROWN !WM SOC SEC NO: OPER LIC NO: OPER LIC ST: OK OPER LIC YR: 2014 WARRANT NO: 14CM001188

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01699336.pdf

EFTA00604816Set 9

2003-02-10125p40,614w

Partner E Partners identifying number 9bCollectibles (28%) gain (loss) 19 Distrtutions I 9cUnrecaptured sec 1250 gain F Partners name. address, city, state, and ZIP code I 20 Other information 10Net ... Involuntary conversions See the Partners Instructions J General category } Form 1118. Pan I C Sec 1256 connote 8 straddles Form6781. line 1 K Other D Mining exploration costs recapture ... Partner E Partners identifying number 9bCollectibles (28%) gain (loss) 19 Distrtutions I 9cUnrecaptured sec 1250 gain F Partners name. address, city, state, and ZIP code I 20 Other information 10Net

https://www.justice.gov/epstein/files/DataSet%209/EFTA00604816.pdf

EFTA01539195Set 10

2011-12-0164p7,223w

UNIT OF LIMITED EFTA01539231 PARTNERSHIP INT @ 30.50 38,125.00 BROKERAGE 100.00 TAX &/OR SEC .74 J.P. MORGAN SECURITIES LLC (ID: 29250R-10-6) RETAIL OPPORTUNITY INVESTMENTS CORP ... BROKERAGE 100.00 TAX &/OR SEC .24 J.P. MORGAN SECURITIES LLC (ID: 76131N-10-1) EUR PUT USD CALL FX EUROPEAN STYLE OPTION ... XEURPB-SD-Z) DOLLAR GENERAL CORP @ 39.10 459,425.00 BROKERAGE 587.50 TAX &/OR SEC 8.83 J.P. MORGAN SECURITIES LLC (ID: 256677-10-5) BANKRATE INC @ 18.17 28,617.75 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539195.pdf

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