Epstein Files Search

EFTA00316714Set 9

2009-02-27347p119,473w

SUBSTANTIVE ALLEGATIONS 9 A. Bear Stearns' Storied Past 9 B. The Boom in Debt Securitization 11 C. Bear Stearns' Securitization Business 13 I. Bear Stearns' Mortgage Origination and Purchasing Business ... Captive Originations: mortgages originated by BEARRES and ECC that were sent directly into the securitization process at Bear Steams. CAO: Center for Audit Quality. Cayne: James E. Cayne, a director ... Especially risky tranches of RMBS kept by Bear Stearns as a result of the securitization process. RSU: Restricted Stock Units. Sarbanes-Oxley Act: Sarbanes-Oxley Act of 2002. Schwartz: Defendant

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316714.pdf

EFTA01540244Set 10

2012-11-01111p12,458w

HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 G4715J-9D-3 BBB /BA1 GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/2004 378961-AH-9 BB- /CAA MASTR ... 11/02/12 (ID: 716550-9A-8) ENTRY REVERSED ON 11/09/2012 GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/2004 @ 80.50 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE ... 11/9 Accrued Int Paid TO REVERSE ENTRY OF 11/08/2012 GLOBAL MORTGAGE SECURITIZATION LTD 2004-A CL B3 5.250% 11/25/2032 DTD 11/01/2004 @ 80.50 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 11/05/12

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA00797688Set 9

2017-07-18177p83,195w

Severance 100 8.2.4 Agent's Right to Perform 101 ARTICLE 9 SALE AND SECURITIZATION OF MORTGAGE 101 Section 9.1 Sale of Mortgage and Securitization 101 Section 9.2 Securitization Indemnification ... Agent's sole discretion, and, if the Loan has been included in a Securitization, for which Agent has received a Rating Agency Confirmation from each applicable Rating Agency ... engaged by Agent or its designees in connection with, or in anticipation of, a Securitization. "Obligations" shall mean, collectively, Borrower's obligations for the payment of the Debt

https://www.justice.gov/epstein/files/DataSet%209/EFTA00797688.pdf

EFTA01430088Set 10

2018-12-01148p19,587w

Securit Identifier: I= CUSIP: 444,749.00 711,930.80 683,510.38 1,395,441.18 $1,395,441.18 Securit Identifier: CUSIP ... Number: 500.000 500.000 1,000.000 1,000.000 1,423.8620 1,367.0210 5,000.000 88.9500 Securit Identifier: I= CUSIP ... Securit Identifier: CUSIP: 29.2800 Securit Identifier: I= CUSIP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430088.pdf

EFTA00611654Set 9

2014-04-1650p20,780w

which have the same fundamental source. The quantification of credit risk, the invention of securitized debt, long-only floating-value mutual funds, and the size and liquidity of today ... securities. Index funds, money market funds, mutual funds, exchange-traded funds, and long-term securitized debt have created floating-value securities that are nonetheless information-insensitive and thus extremely liquid ... safer backing for short-term debt than any claim the private sector can securitize. These features give the government a natural monopoly in producing run-proof interest-paying money

https://www.justice.gov/epstein/files/DataSet%209/EFTA00611654.pdf

EFTA01415518Set 10

2010-07-21102p31,053w

those institutions. CRR Article 405 requires such institutions not to invest in any securitization position (as defined in CRR) unless the sponsor, originator or original lender has disclosed to investors ... that it will retain a specified minimum net economic interest in the securitization transaction. Prior to investing in a securitization position, and on an ongoing basis thereafter, the regulated institution ... able to demonstrate that it has a comprehensive and thorough understanding of the securitization transaction and its structural features by satisfying the due diligence requirements and ongoing monitoring obligations

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415518.pdf

EFTA01547159Set 10

2013-12-01104p11,276w

HELD BY EUROCLEAR ISIN XS0717735822 SEDOL B7FQXT1 G4715J-9D-3 BBB /BA1 GLOBAL MORTGAGE SECURITIZATION 2005-A CL B2 5.250% 04/25/2032 DTD 04/28/2005 378961-AV-8 B- /CAA SEQUOIA MORTGAGE ... Selection Method Income 10/22 Accrued Int Paid Description ENTRY REVERSED ON 10/29/2013 GLOBAL MORTGAGE SECURITIZATION 2005-A CL B2 5.250% 04/25/2032 DTD 04/28/2005 @ 92.00 JP MORGAN SECURITIES LLC (BIDL) TRADE ... XS0460546525 SEDOL BSBQGP8 (ID: 71668A-9B-9) TO REVERSE ENTRY OF 10/22/2013 GLOBAL MORTGAGE SECURITIZATION 2005-A CL B2 5.250% 04/25/2032 DTD 04/28/2005 AS OF 10/22/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547159.pdf

EFTA01079277Set 9

2016-03-30185p86,831w

hedge fund r liquidity fund a private equity fund r real estate fund r securitized asset fund r venture capital fund r Other private fund NOTE: For funds of funds ... hedge fund r liquidity fund r private equity fund r real estate fund r securitized asset fund r venture capital fund Other private fund LONG-ONLY INVESTMENT FUND NOTE ... hedge fund r liquidity fund r private equity fund r real estate fund r securitized asset fund r venture capital fund a Other private fund INVESTMENT FUND NOTE: For funds

https://www.justice.gov/epstein/files/DataSet%209/EFTA01079277.pdf

EFTA01378353Set 10

1p478w

Trade Idea: o Purchase class A2 Applebees/IHOP Funding ABS whole business securitization transaction which is essentially a secured corporate offering, with investment grade ratings to allow purchase by rating constrained ... franchise and development agreements and the related franchisee payments; franchisee notes and equipment leases; securitization IP and IP license agreements; contributed and new product sourcing agreements; contributed and new owned ... real property and franchisee lease payments; transaction accounts; membership interests in the securitization entities; and, interest reserve letter of credit o Credit enhancement: The class A2 notes are senior obligations

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378353.pdf

EFTA00592222Set 9

2015-03-316p2,328w

referred over $2.5 billion of loans and participated in approximately 23 new issue CMBS securitizations. C3CM primarily operates as a conduit lender, by originating loans through its borrower relationships ... selling those loans to securitization vehicles. C3CM also originates and retains floating rate loans on its balance sheet. Diversified Real Estate Services: C-III's Diversified Real Estate Services Division ... internationally. Insignia was also one of the original participants in the real estate debt securitization industry. From 1992 to 2003, Insignia was involved in refinancing transactions in which approximately

https://www.justice.gov/epstein/files/DataSet%209/EFTA00592222.pdf

EFTA01363155Set 10

2009-12-191p710w

annual report oi other official documents? If Yes Is the counterparty a "Securitization Special Purpose Vehicle" as defined in Sec. 2 (1) No. 7 in conjunction with ... KAGB, i.e. an entity whose sole purpose is to carry on a securitization or securitizations (within the meaning of Article 1(2) of Regulation (EC) No 24/2009 ... concerning statistics on the assets and liabilities of financial vehicle corporations engaged in securitization transactions) and other activities which are approprithe to accomplish that purpose? Securitization within the moaning

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363155.pdf

EFTA01376297Set 10

1p927w

actions in response to the financial crisis. European reforms related to the regulation of securitization markets include risk retention and due diligence requirements under a new Article 122a ... European Union (for example, banks) that invest in or hold positions in securitizations (including CLO transactions). Among other provisions, Article 122a restricts investments by EU-regulated credit institutions ... some cases, consolidated group entities) in securitizations that fail to comply with certain requirements concerning retention by the originator, sponsor or original lender of the securitized assets of a portion

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376297.pdf

EFTA01386878Set 10

2016-12-241p755w

Section 941 of the Dodd-Frank Act amended the Exchange Act to require the "securitizer" of asset-backed securities to retain at least 5% of the credit risk ... loan obligation transaction (such as the Portfolio Advisor) is the "sponsor" of a credit securitization transaction for the purposes of the U.S. Risk Retention Regulations) retain the required ... collateral managers active in the market, which may result in fewer new issue credit securitization transactions and reduce the liquidity provided by credit securitization transactions to the leveraged loan market

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386878.pdf

EFTA01124872Set 9

2010-06-28110p63,250w

take accounting in college? 13 securities? 14 A. No. 14 A. They packaged, securitized and sold. 15 Q. Did you take any accounting courses 15 Q. Did they also trade ... side of 22 Q. Were you involved in that process at 23 the business securitizing and structuring CMBS. 23 all? 24 Q. What did that job involve ... commercial mortgages, you pool them together and 15 loans applied? 16 they you securitize them and you tranche them 16 A. No. 17 out. There could be triple A securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA01124872.pdf

EFTA01069732Set 9

2011-07-057p4,848w

private markets (banks, insurance companies) and by public markets (e.g., rated property-backed debt, securitized commercial real estate loans). It almost doubled as a percentage of GDP from ... sector. The details: how mezzanine financing opportunities may benefit front the collapse in securitized property loans Securitization of bank-originated commercial real estate loans was behind the explosion of commercial ... delinquencies and estate pronounced reduction in investor protections foreclosures on commercial S in the securitized debt markets property; decline in public and private real estate vehicles 2000s Greece Massive erosion

https://www.justice.gov/epstein/files/DataSet%209/EFTA01069732.pdf

EFTA00602118Set 9

2010-04-2017p6,060w

Order Compelling Discovery has not been entered. Plaintiff is a securitized trust and standing/real-party-in-interest issues are very relevant to the case. Without this information concerning the plaintiffs alleged status ... Performing/Non-Conforming Loan In Default. The plaintiff is the trustee of a securitized trust, governed by a Pooling and Servicing Agreement (PSA) that sets forth the powers and limitations ... investors, the res of the trust consisting of mortgages and promissory notes. These securitized trusts are subject to strict regulation to qualify for favorable tax treatment as a REMIC under

https://www.justice.gov/epstein/files/DataSet%209/EFTA00602118.pdf

EFTA01413178Set 10

2014-07-2947p7,718w

direct investments Client-to-Client interaction Special opportunities Debt participation Deal sourcing Structured Finance Securitization Municipal finance and Lending Supply chain finance Commercial real estate Loans vs. illiquid collateral Deutsche ... Lending Loans vs. illiquid collateral Commercial real estate Supply chain finance Municipal finance Securitization Capital Markets Futures & Options Commodities Equities Credit Rates FX Alternative Investments Real estate Private equity funds ... producers —Mature field acquisitions: stretch first lien + second lien — New developers: PUD margin loans — Securitization: rated ABS distributed to Capital Markets — Logistics and infrastructure: structured PF debt — Metals & mining: refinancing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413178.pdf

EFTA01493686Set 10

2012-11-011p266w

Purchase ENTRY REVERSED ON 11/09/2012 GLOBAL MORTGAGE 1,750,000.000 33.829 (592,010.15) 11/8 SECURITIZATION LTD 2004-A CL B3 5.250% 11/2512032 DID 11/01/2004 ra 80.50 JP MORGAN SECURITIES ... REVERSE ENTRY OF 11/08/2012 GLOBAL MORTGAGE (1,750,000000) 33.829 592,010.15 11/9 SECURITIZATION LTD 2004-A CL B3 5.250% 115512032 DTD 11/01/2004 C 80.50 JP MORGAN SECURITIES LLC (BIDL ... Purchase ENTRY REVERSED ON 11/15/2012 GLOBAL MORTGAGE 1,750,000.000 33.829 (502,010.15) 11/9 SECURITIZATION LTD 2004-A CL 83 5.250% 11/25/2032 DTD 11)01/2004 di 80.50 JP MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493686.pdf

EFTA01113930Set 9

2010-04-2017p6,061w

Order Compelling Discovery has not been entered. Plaintiff is a securitized trust and standing/real-party-in-interest issues are very relevant to the case. Without this information concerning the plaintiffs alleged status ... Performing/Non-Conforming Loan In Default. The plaintiff is the trustee of a securitized trust, governed by a Pooling and Servicing Agreement (PSA) that sets forth the powers and limitations ... investors, the res of the trust consisting of mortgages and promissory notes. These securitized trusts are subject to strict regulation to qualify for favorable tax treatment as a REMIC under

https://www.justice.gov/epstein/files/DataSet%209/EFTA01113930.pdf

EFTA00607178Set 9

2014-07-2929p7,889w

participation Private FX Deal sourcing Markets Real estate Alternative Hedge funds Investments Infrastructure Structured Securitization Portable alpha Finance Municipal finance Alternative beta Supply chain finance and Lending Custom indices Commercial ... chain finance Equities Alternative beta Special opportunities Municipal finance Credit Custom indices Debt participation Securitization Rates Portable alpha Deal sourcing FX Infrastructure Hedge funds Facilitate the sourcing, Provide industry leading ... contract monetization — New developers: PUD margin loans — Trophy asset financing with complex collateral pool — Securitization: rated ABS distributed to Capital Markets — Transformational financings (novocure cancer therapy, — Logistics and infrastructure: structured

https://www.justice.gov/epstein/files/DataSet%209/EFTA00607178.pdf