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Corpus: 1990-03-17 – 2025-12-01

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EFTA01086276Set 9

2015-11-03108p35,449w

Morgan, which held $9,433 in cash, $3.9 million in Apollo Investment Corp.° stock (603,632 shares with a mean value of $6.46 per share), $759,020 in Environmental Solutions ... Worldwide (Ticker: ESWW)' stock, $1.1 million in AP Alternative Assets, LP6 stock (28,730 shares with a mean value of $36.59 per share). Finally, BFP held ... stock (66,704 shares with a mean value of $12.77 per share) as of the Valuation Date. Apollo Private Equity Investment Funds: BFP participated in Apollo's PE funds, specifically

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086276.pdf

EFTA00073389Set 9

2011-11-2233p10,084w

Incorporation. 1 EFTA00073390 ARTICLE IV The total number of shares of all classes of stock that the Corporation is authorized to issue is Ten Thousand (10,000) shares of common ... stock at $.01 par value; no preferred stock authorized. The minimum amount of capital with which the Corporation will commence business is One Thousand Dollars ($1,000). ARTICLE ... their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors

https://www.justice.gov/epstein/files/DataSet%209/EFTA00073389.pdf

EFTA01252022Set 9

2011-11-2233p10,626w

EFTA_00I21012 EFTA01252023 ARTICLE IV The total number of shares of all classes of stock that the Corporation is authorized to issue is Ten Thousand (10,000) shares of common ... stock at $.01 par value; no preferred stock authorized. The minimum amount of capital with which the Corporation will commence business is One Thousand Dollars ($1,000). ARTICLE ... their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors

https://www.justice.gov/epstein/files/DataSet%209/EFTA01252022.pdf

EFTA01143305Set 9

2012-12-2841p6,898w

AMENDMENT NO. 1 TO THE SERIES B PREFERRED STOCK PURCHASE AGREEMENT THIS AMENDMENT NO. 1 TO THE SERIES B CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT (this "Amendment") is made ... Company and the Initial Purchasers are parties to that certain Series B Convertible Preferred Stock Purchase Agreement, dated as of September 10, 2012, by and among the Company ... additional shares of the Company's Series B Convertible Preferred Stock, par value $0.0001 per share (the "Series B Preferred Stock"), to the Additional Purchasers; WHEREAS, the Company will, prior

https://www.justice.gov/epstein/files/DataSet%209/EFTA01143305.pdf

EFTA01121370Set 9

2011-06-1621p11,018w

certain of the Investors are purchasing shares of the Company's Series 5 Preferred Stock (the "Series S Preferred"), pursuant to that certain Series 5 Preferred Stock Purchase Agreement ... Investors (the "Prior Investors") are holders of the Company's Series 1-A Preferred Stock, the Company's Series I-B Preferred Stock, the Company's Series 1-C Preferred ... Stock (collectively, the "Series I Preferred"), the Company's Series 2 Preferred Stock (the "Series 2 Preferred"), the Company's Series 3 Preferred Stock (the "Series 3 Preferred

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121370.pdf

EFTA00200893Set 9

certain securities covered by the Firms Equity Research Department. The first rating represents the stock's total return relative to the other stocks covered by that Analyst ... stock rating values is as follows: 0 = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index ... GLENBOROUGH REALTY TRUST INC GUI CASH 2.000 18.1000 36.200 2,800 7.7348 BSC RATING: STOCK P(SECTOR MW NED DAVIS RESEARCH RATING: H GUMCHER REALTY TRUST-SBI GRT CASH

https://www.justice.gov/epstein/files/DataSet%209/EFTA00200893.pdf

EFTA01203437Set 9

2015-08-0315p5,492w

STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (the "Agreement') is made and entered into as of August 3, 2015 by and between Jeffrey Epstein with an address ... sole owner of all of the issued and outstanding shares of the capital stock (the "Stock") ofJEGE, INC., a Delaware corporation (the "Company"); and WHEREAS, the Company owns ... Seller, all of the Seller's right, title and interest in and to the Stock, so that, upon consummation of such sale and purchase, the Purchaser shall become the beneficial

https://www.justice.gov/epstein/files/DataSet%209/EFTA01203437.pdf

EFTA00298882Set 9

2012-12-2826p9,661w

Company"), Jonathan Leitersdorf (the "Common Holder"), and the holders of Series A Preferred Stock (the "Series A Stock") as set forth on Exhibit A hereto (the "Holder" or the "Investors ... RECITALS A. The Company and the Investors are parties to a Series A Preferred Stock Purchase Agreement of even date herewith (the "Series A Agreement'). B. In order to induce ... shares the same management company with, such individual or entity. 1.2 "Common Stock" means the common stock of the Company. 1.3 "Equity Securities" means (i) Common Stock, rights, options

https://www.justice.gov/epstein/files/DataSet%209/EFTA00298882.pdf

EFTA01120938Set 9

2011-06-1633p10,274w

ALIPHCOM SERIES 5 PREFERRED STOCK PURCHASE AGREEMENT June 16, 2011 December 7, 2011 Deember 15, 2011 May 29, 2012 June _,2012 1221982 v8/SF EFTA01120938 ALIPHCOM SERIES 5 PREFERRED STOCK PURCHASE ... AGREEMENT Tuts SERIES 5 PREFERRED STOCK PURCHASE AGREEMENT (the "Agreement') is made and entered into as of June 16, 2011 by and among AtotiCom, a California corporation (the "Company ... issuance of an aggregate of 11,500.000 shares of its Series 5 Preferred Stock (the -Shares") pursuant to this Agreement: and WHEREAS, Purchasers desire to purchase, and the Company desires

https://www.justice.gov/epstein/files/DataSet%209/EFTA01120938.pdf

EFTA00805860Set 9

2017-10-2342p9,147w

been provided for your reference. Values have been reported on the following basis: • Stock investments are valued based on Internal Revenue Code Section 409A valuations, most recent funding rounds (subsequent ... available or the Fund participated in the most recent funding round, then the stock investment is held at cost, which is equal to the stock purchase price ... extent a convertible promissory note has converted into stock, then it is equal to the convertible promissory note principal plus accrued interest. • Debt investments are valued at cost, which

https://www.justice.gov/epstein/files/DataSet%209/EFTA00805860.pdf

EFTA00039312Set 9

2005-01-1539p10,447w

Only the Chief Pharmacist and/or pharmacist-designee(s) will have access to the main stock of controlled substances. • The key ring for the off-shift duty provider will have ... pharmacy storeroom or any key which would allow them access to main stock medications. • Access to the controlled substances sub-stock is limited to the staff member who is responsible ... shift inventory of sub-stock. This staff member will sign the "sub-stock inventory certification sheet" for each shift. • Each institution will develop local procedures for conducting the sub-stock

https://www.justice.gov/epstein/files/DataSet%209/EFTA00039312.pdf

EFTA00316104Set 9

Issuers"). The shares of the Issuers were traded on the New York Stock Exchange throughout the period of the Wylys' scheme. 3. The apparatus of the fraud was an elaborate ... Scottish Re's board, continued covertly to hold more than 5% of its outstanding stock. French also established offshore entities of his own, which he used to control ... Schaufele also directly committed an insider trading violation by trading in Sterling Software common stock through his wife's accounts based upon non-public material information he learned 4 EFTA00316107

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf

EFTA01129958Set 9

2014-11-2095p54,256w

will apply for the listing of the debentures on the New York Stock Exchange (the "NYSE') under the symbol "WRB PR D." If approved for listing, we expect trading ... Fixed Charges 6 General Description of the Offered Securities 7 Description of Our Capital Stock 8 Description of the Depositary Shares 13 Description of the Debt Securities 16 Description ... Warrants to Purchase Common Stock or Preferred Stock 34 Description of the Warrants to Purchase Debt Securities 36 Description of Preferred Securities 37 Description of Preferred Securities Guarantees 48 Description

https://www.justice.gov/epstein/files/DataSet%209/EFTA01129958.pdf

EFTA00070722Set 9

2019-02-1599p30,064w

Release No. LR-24403; Feb. 15, 2019) SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason ... companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. I voArw.secgov Justin Keener/JMJ Justin ... Release No. LR-24779; Mar. 24, 2020) - SEC.gov I HOME SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070722.pdf

EFTA01382763Set 10

Table of Contents DESCRIPTION OF CAPITAL STOCK The following is a description of the material terms of, and is qualified in its entirety by. our amended and restated certificate ... organized under the DGCL. Upon the consummation of this offering, our authorized capital stock will consist of 1.600,000,000 shares of Class A common stock, par value ... share. 800,000,000 shares of Class B common stock. par value $0.01 per share and 100.000,000 shares of preferred stock. par value $0.01 per share. No shares

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382763.pdf

EFTA01785499Set 10

2016-08-1519p3,544w

convert preferred Ticker: AGN A Pfd Coupon: 5.5% Maturity: 3/1/2018 Pfd Price: 882.00 AGN stock ref: 251.50 Convert low strike: 288.00 (at maturity, if AGN is at or below ... above 352.7959, you get 2.8345 shares) Strip yield: 6.2% (versus common stock which pays no dividend) BofAML price target: $294 (Buy, US-1top picks list) Upside to BofAML price target ... hold pref to maturity and stock is up 25%: 22.3% If hold pref to maturity and stock is down 25%: -16.2% 2 EFTA_R1_00107681 EFTA01785500 WA-eligible: No Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01785499.pdf

EFTA00069109Set 9

2020-07-2838p15,022w

certs dumped on the public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN! NOPE. BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht ... hundred charging stations in VA,MD,DC. This pr drove the stock up almost 30% at 1 point and closed 15% higher on almost 8x avg volume. A most certainly ... file an SEC reviewed 8K for this material, definitive agreement that has the stock up 27% on 5x normal volume at 10:30 EST In fact, the last filing with

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069109.pdf

EFTA00067932Set 9

2021-06-01103p31,101w

Release No. LR-24403; Feb. 15, 2019) SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason ... companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VA'AV.SeCgOV Justin Keener/JMJ Justin ... Release No. LR-24779; Mar. 24, 2020) - SEC.gov I HOME SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin

https://www.justice.gov/epstein/files/DataSet%209/EFTA00067932.pdf

EFTA02414238Set 11

2010-10-264p752w

FROM: GVD PRIORITY STATUS: Routine COPIES TO: JEE SUBJECT: FTC/JEE Bear Stearns Stock Transaction This memorandum is intended to summarize the facts and accounting treatment of the above ... about July 14, 2005, FTC purchased 100,000 shares of Bear Stearns ("BS") stock at a cost of $10,626,000 (106.26 per share). 2. On or about October ... pursuant to instructions from JEE, transferred the 100,000 shares of BS stock to GM. 3. The transfer to GM has been recorded by FTC on its books as "Stock

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02414238.pdf

EFTA00098380Set 9

2020-07-0829p13,262w

messages show Cannabis investors Defrancesco & Serruya allegedly Colluded with Clarus Securities' Christodoulis in Multiple Stocks; High Times Admits SEC Filing is Wrong: Stormy Simon off the Board - www.teribuhl.com Where ... after Keener/JMJ related to my information AGAIN 17.5 BILLION shares of money laundering penny stocks. https://www.sec.gov/litigation/litreleases/2020/Ir24779.htm Justin W. Keener d/b/a JMJ Financial (Release ... Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March

https://www.justice.gov/epstein/files/DataSet%209/EFTA00098380.pdf

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Results by Dataset992 total

Set 8

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432

Set 10

455

Set 11

98