EFTA00010819Set 8
2021-11-27122p35,355w
Investment, LLC
(Release No. LR-24886; Sep. 3, 2020) - SEC.gov
The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and
companies he controls for acquiring ... Partners, LLC and Ironridge Global IV, Ltd. (sec.gov)
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934 ADMINISTRATIVE PROCEEDING
ORDER INSTITUTING ADMINISTRATIVE AND CEASE -AND - DESIST ... PROCEEDINGS PURSUANT TO SECTIONS 15(b) AND 21C OF THE
SECURITIES EXCHANGE ACT OF I. ,URQULGJH*OREDO3 DUWQHUV //&
,URQULGJH " II. - SEC.gov
3 Ironridge Develops a Finance Model Based
https://www.justice.gov/epstein/files/DataSet%208/EFTA00010819.pdf
EFTA00815394Set 9
2016-10-124p1,335w
From: Heather Gray
To: jeffrey E. <jeevacation@gmail.com>
CC: Richard Joslin -4
Subject: RE: 1031 exchanges
Date: Wed, 12 Oct 2016 19:37:32 +0000
Rich said ... purchases of the two Cezannes if not purchased as part of 1031
exchanges, and (ii) income tax due on the sales of the five works if not sold as part ... Jeffrey,
John said you were looking for a summary of the two 1031 exchanges that we are hoping to complete.
Attached are spreadsheets showing the proposed AP Narrows
https://www.justice.gov/epstein/files/DataSet%209/EFTA00815394.pdf
EFTA01465344Set 10
50p12,676w
becomes an
EFTA01465361
employee, member or immediate family
member of any securities exchange (or corporation of which any exchange owns
a majority of the capital stock).
Financial Industry Regulatory Authority ... purchase or sale of assets may be routed
to or executed through any exchange, market
or broker that DBSI selects.
4. Rules and Regulations. All transactions in Account(s) shali ... instruction) may, at any time and without prior notice,
EFTA01465364
sell, transfer, release, exchange, settle or otherwise dispose of or deal
with any or all such Collateral in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465344.pdf
EFTA00616851Set 9
2009-12-2870p21,875w
final distribution, which they may exercise as they deem advisable:
(1) To sell, purchase, exchange, invest and reinvest in bonds, preferred
or common stocks, mortgages, mutual funds or money market ... proceeding
by any corporation and, in that connection, to subscribe to new securities, to
exchange any property for any other property, and to pay any assessments or other ... credit receipts (including, but not limited to, gains from the sale
or exchange of property) and to charge expenditures and other disbursements to or
between income and principal in such
https://www.justice.gov/epstein/files/DataSet%209/EFTA00616851.pdf
EFTA01569421Set 10
2010-12-3156p7,571w
Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
Income
INFLOWS
Foreign Exchange - Inflows
Total Inflows
Ending Cash Balance
3,638.91
4,457.75
$8,096.66
$220,250.29
* Year ... ANNUM
DD 9/8/10
3/29
Spot FX
SPOT CURRENCY TRANSACTION - SELL
BUY USD SELL INR
EXCHANGE RATE 45.090000000
DEAL 03/29/11 VALUE 03/29/11
3/29
Corporate Interest
FHLB
MEDIUM TERM NOTE ... Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
Ending Cash Balance
* Year to date information is calculated on a calendar year basis
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569421.pdf