Epstein Files Search

EFTA01397607Set 10

2018-03-3061p17,672w

update to Item 8 relating to the scope of diligence conducted on certain Funds, and an update to Item 14 relating to iCapital's business relationship with Fidelity Brokerage Services ... Capital Network, Inc., the parent company of iCapital, acquired the U.S. private equity access fund platform from the Asset Management division of Deutsche Bank. iCapital took over as the investment ... manager of these private equity access funds. Item 3: Table of Contents Item 2: Material Changes 2 Item 3: Table of Contents 2 Item 4: Advisory Business 2 Item

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397607.pdf

EFTA00614659Set 9

2015-03-0942p11,174w

TABLE OF CONTENTS Page ARTICLE I GENERAL PROVISIONS Section 1.01 Formation 1 Section 1.02 Fund Name and Address 1 Section 1.03 Registered Agent and Registered Office 1 Section 1.04 Term ... Purpose 10 Section 4.02 Authorized Activities 11 Section 4.03 Borrowings 12 ARTICLE V FUND INTERESTS AND CAPITAL 13 Section 5.01 General Partner 13 Section 5.02 Limited Partners and Classes ... Liability for Acts and Omissions; Indemnification 21 Section 7.05 Return of Certain Distributions to Fund Indemnification 23 Section 7.06 Fund Costs and Expenses 23 DOC ID - 263540603 EFTA00614660 Section

https://www.justice.gov/epstein/files/DataSet%209/EFTA00614659.pdf

EFTA00587012Set 9

2007-03-3143p7,946w

solid. Under the terms of the 2005 Letter Agreement between FTC/Jeepers and the Zwirn Fund, FTC was entitled to withdraw its "Capital Account" on March 31, 2007, so long ... Notice was given, after a discussion, with both Dan Zwirn and the Fund's agent Glenn Dubin, to reduce his demand for a total withdrawal of $133 million to only ... regard the details of these conversations . However Dan Zwirn, the general partner, of the fund had just been notified of gross irregulaties in the Fund and an impending SEC investiation

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587012.pdf

EFTA00078337Set 9

46p19,984w

through several market cycles)' Short-Term Liquidity Needs No Sweep Account Election Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT Sweep Cap Election Yes Cap Amount 5250000.00 Secondary Sweep Fund ... Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this ... President a rye President Cabinet Member, Sweep Account Election Supreme COO/11156M Primary Sweep Fund UBS BANK USA DEPOSIT ACCOUNT member of the Joint thiers Staff, Member of Congress or Sweep

https://www.justice.gov/epstein/files/DataSet%209/EFTA00078337.pdf

EFTA01110478Set 9

122p66,004w

yield of our AUM or AUA; • the relative investment performance of company sponsored investment funds and other asset management products both in absolute terms and relative to competing offerings ... share; • costs associated with any credit support activities we engage in with regard to funds managed by our subsidiaries; • potential restrictions on the business of, and withdrawal of capital from ... provide investment management and related services to institutional and individual clients, company-sponsored mutual funds and other pooled investment vehicles. We offer these products and services directly and through various

https://www.justice.gov/epstein/files/DataSet%209/EFTA01110478.pdf

EFTA00199083Set 9

1994-08-3062p10,711w

Holdings 3 INTERESTS II DTD 08/30/94 Transaction Detail 4 FINCL TR CO INC TTEE Fund Activity 4 ATTN 6100 RED HOOK QUARTER STE B-3 Your Messages 4 ST THOMAS ... information regarding 2006interest. dividends. Cash & Equivalent H miscellaneous income, gross MONEY MARKET FUND BALANCE 6,209,753 $St128°39.476593 proceeds or original issue discount is required to be NET EQUITY ... DATE LAST STATEMENT November 30.2006 Opening Balance $0.00 Dividends 26284.69 370,482.32 Money Fund 26,284.69 Total $26,28429 $370,482.32 Amount Credited $26284.69 Money Fund -26.284.69 Portfolio Composition Amount

https://www.justice.gov/epstein/files/DataSet%209/EFTA00199083.pdf

EFTA01165407Set 9

2011-06-0195p32,602w

caption on 6 this case is Fortress VRF I LLC and Fortress Value Recovery Fund LLC versus JEEPERS, Inc., 7 respondent, and Financial Trust Company, Inc., and JEEPERS, Inc., counterclaimants ... testimony before? 25 A. Yes. 09:08:48 Q. In connection with this Zwirn fund? EFTA01165408 3 1 NONCERTIFIED ROUGH DRAFT - CONFIDENTIAL 2 A. Yes. Q. How many times ... will recognize Exhibit 63 was the promissory note from the onshore fund to the 12 offshore fund for the $108 million? A. Yes, I recognize this

https://www.justice.gov/epstein/files/DataSet%209/EFTA01165407.pdf

EFTA01725150Set 10

2004-10-15100p32,053w

Regulatory Programs Fee that T. Mobile elects to collect and retain. Federal Universal Service Fund• The Federal Uri versal Service Fund (FUSF) i5 not a lax or government assessment imposed ... kind that you may hour as a result of an erect in your stalernanL Funds will be transferred from your checking or savings account Cr charms will be made ... bill (settlement date). Under federal law, you have the right to stop an electronic fund transit( provided you give your financial institution Cr Credit card issuer notice of at east

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01725150.pdf

EFTA01106385Set 9

2009-08-1493p14,633w

Discala re attachments (nothing attached) Confidential Offering Memorandum — PRODA 110-222 Banyon Income Fund, LP 8/14/09 Email between Adam Fisher and AJ Discala re attachments (nothing attached) Confidential Offering Memorandum ... PRODA 223-336 Banyon Income Fund, LP Supplement to PPM PRODA 337-338 7/31/09 Letter of Intent between Clockwork PRODA 339-347 and Banyon 8/23/09 Email exchange between Adam PRODA ... Kretschmar, Mazzeo, Peters, Podaras 9/30/09 Email from Podaras to Podaras re PRODA 1367 Clockwork/Razorback Funding (promotional) 9/30/09 Email from Peters to Kramer re PRODA 1368 Clockwork/Razorback Funding (promotional) 9/30/09 Email

https://www.justice.gov/epstein/files/DataSet%209/EFTA01106385.pdf

EFTA00295515Set 9

2018-03-1627p14,283w

domestic privately offered pooled investment vehicles and managed accounts. Sosin Partners, LP ("Partnership or "Fund") is currently CAS's only client. It is intended for investment by certain investors that ... clients in separately managed accounts ("SMAs") with similar investment objectives and strategies as the Fund. The Fund and the SMAs, if applicable, are herein referred to as the "Advisory Clients ... Partnership. The Partnership's General Partner is Sosin, LLC ("General Partner"). The Fund is formed to pool investment assets of its investors (each a "Limited Partner" and, collectively, "Limited Partners

https://www.justice.gov/epstein/files/DataSet%209/EFTA00295515.pdf

EFTA01429922Set 10

2019-02-1562p9,777w

Percent 0% 0% 0% 0% Asset Summary Asset Type Prior Year-End Cash, Money Funds, and Bank Deposits EFTA01429922 Fixed Income Equities Account Total Please review your allocation periodically with ... This Period 0.00 0.00 0.00 $0.00 EFTA01429923 Date Money Market Fund Detail Activity Type Description Sweep Money Market Fund CASH AC TR DWS GOVT & AG INSTL Current Yield: 2.31% Activity ... Balance Withdrawal Withdrawal Deposit Deposit Withdrawal Withdrawal Deposit Closing Balance Total All Money Market Funds Income and Expense Summary Current Period Taxable Dividend Income Equities Money Market Other Dividends Total

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429922.pdf

EFTA01557743Set 10

2003-04-3014p3,127w

investments referred to in this statement of your Asset Account, including mutual funds, are FDIC insured or bank deposits, obligations of or guaranteed by JPMCB or any of its bank ... Annual Yield/ Income USD YTM % Cash JP MORGAN INSTITUTIONAL PRIME MONEY INSTITUTIONAL CLASS SWEEP FUND (829) (SWEEP DEADLINE IS 4:30 PM EST) 7-Day Annualized Yield ... Dividend Misc. Receipt Quantity Description JP MORGAN INSTITUTIONAL PRIME MONEY INSTITUTIONAL CLASS SWEEP FUND (829) (SWEEP DEADLINE IS 4:30 PM EST) FED FUND RECEIVED FROM MELLON BANK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557743.pdf

EFTA01324270Set 10

96p18,802w

Other Diriderds 0.00 68.516.90 Securities Sold 1,473,948.36 Credit Balance In: 0.00 32.227.50 Funds Deposited 100,000.00 Total 511.454.00 5195.063.88 Dividends/Interest 11454.00 0 Miscellaneous 700,000.00 Margin Mt. Paid ... WITHDRAWALS LAOT STATD.ON November 30. 2031 an TRANSACTINE DISCRP031. Om Avail., CROW MOJNT 12/11/01 FUNDS REC FNDSYBR6D TOCMBANK FROM 100.000.00 0 B/1 PALM BEAH F05134500754201 TOTAL 51C0 000.00 0 DIVIDENDS ... residents who own, manage. control stocks, bonds. 12? money r or market or mutual funds having a value of 525.OOO or more for individuals or $45,OOO for married couples

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01324270.pdf

EFTA01393599Set 10

1p744w

purchase of Interests by Investors. Risks Associated with Investing in the Access Fund. The Access Fund is an investment vehicle being formed to facilitate the investment of certain categories ... investors into the Underlying Fund. The Access Fund's sole objective is to invest in the Underlying Fund and, other than such investment, the Access Fund is not expected ... have any material operations. Substantially all of the capital contributions to the Access Fund will be contributed by the Access Fund to the Underlying Fund, and the Limited Partners will

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393599.pdf

EFTA01557255Set 10

2001-01-3117p2,564w

Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % Cash PRIME MONEY MARKET SWEEP FUND (SWEEP DEADLINE IS 4:30 PM EST) 7-Day Annualized Yield: 5.79% Short Term ... Maturity J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND (FUND 390) 7-Day Annualized Yield: 6.01% USD 1,552,073.68 1.00 1.00 1,552,073.68 EFTA01557257 ... Sale Jan 30 Jan 30 Sale J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND (FUND 390) J P MORGAN INSTITUTIONAL PRIME MONEY MARKET FUND (FUND 390) J P MORGAN INSTITUTIONAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557255.pdf

EFTA00589350Set 9

59p17,983w

tRS35.0O142 0RRIM 0011 EFTA00589350 TABLE OF CONTENTS ARTICLE PAGE I : TRUST FUND 1 II : THE DE-RIWR,1≥4=AGI4DRB 2012 FAMILY TRUST 1 III : SEPARATE TRUSTS FOR ISSUE ... PAIN D BLACK and irEAN-Dt-BLACK; RICHARD RF.SSI FR as Trustees. I: TRUST FUND The Settlor hereby assigns, transfers and delivers to the Trustees the property listed on Schedule ... Trustees acknowledge receipt of such property. This property shall be the original Trust Fund of a Trust for the benefit of the Beneficiaries, the dispositive terms of which

https://www.justice.gov/epstein/files/DataSet%209/EFTA00589350.pdf

EFTA01555795Set 10

2010-02-0131p4,489w

MATURITY Short Term Less than 3 months SUMMARY BY TYPE Short Term Mutual Funds Market Value 124,399,513.51 % of Bond Portfolio 100% CONTINUED 124,399,513.51 Market Value Account ... Quantity Cash POUND STERLING US DOLLAR Total Cash Short Term JPMORGAN PRIME MONEY MARKET FUND CAPITAL SHARE CLASS FUND 3605 7-Day Annualized Yield: .09% 4812A0 ... Detail INFLOWS & OUTFLOWS Settlement Date 2/1 Type Domestic Dividend/Distribution Description JPMORGAN PRIME MONEY MARKET FUND CAPITAL SHARE CLASS FUND 3605 FOR JAN @ VARIOUS RATES FROM 0.0002811% TO 0.0003759% 2/1 Interest

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555795.pdf

EFTA01389712Set 10

1p755w

GLDUS132 EverWatch Financial where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio company, there is a potential risk that the Access Fund ... company could be subject to controlled group liability under ERISA. These liabilities generally include funding obligations to single- employer pension plans and withdrawal liability from union-sponsored multiemployer pension plans ... First Circuit held that the portfolio company management activities of a private equity fund could cause the fund to be regarded for ERISA controlled group liability purposes as engaging

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389712.pdf

EFTA01521614Set 10

2013-03-011p870w

Period 3/1/13 to 3/31/13 Hedge funds generally calculate the price (the "Net Asset Value" or NAV"), 10-15 business days following the last business day of the month. For that ... reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees ... limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521614.pdf

EFTA01532468Set 10

2005-10-017p1,208w

makes the most sense for recurring payments. It is also useful in situations where funds are not required urgently. ACH payments are transacted two business days after initiation, unlike wire ... Description Debit Opening Balance Overdraft Interest Charge-Current Month Electronic Funds Transfer ADP PAYROLL FEES Re: ADP - FEES Ref: 13LMB 0048313 Check Paid # 2137 Electronic Funds Transfer ADP TX/FINCL ... 66LMB 103043A01 Electronic Funds Transfer ADP TX/FINCL SVC Re: ADP - TAX Ref: 706007173135LMB $5,725.29 Ending Balance Checks Paid Check 2137 Date Oct 18 Total Checks Enclosed Checks: 1 Fees

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01532468.pdf