EFTA01092343Set 9
2007-01-17141p86,219w
Collateral Manager and the Issuer (the
"Collateral Management Agreement"). The Indenture and the Collateral Management
Agreement place significant restrictions on the Collateral Manager's ability to
purchase or sell Collateral ... value of the Collateral, changes in the
distributions on the Collateral, defaults and recoveries on the Collateral, capital gains and losses on the Collateral,
prepayments on Collateral and the availability ... value of the Collateral, changes in the distributions on the Collateral, defaults and recoveries on the Collateral,
capital gains and losses on the Collateral, prepayments on Collateral and availability, prices
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092343.pdf
under the Collateral Administration Agreement,
the Collateral Administrator will receive a fee (the "Collateral Administrator Fee") each payable on each Payment
Date, and to the extent there are not sufficient ... Payment Date, on a subsequent
Payment Date. The Trustee Fee and the Collateral Administrator Fee will accrue if unpaid (but without the accrual
of any interest thereon) and be payable ... incurred by it in any Collection Period, other than those included within the Collateral Administrator Fee, in
carrying out the provisions of the Collateral Administration Agreement (the "Collateral Administrator Expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376089.pdf
under the Collateral Administration Agreement,
the Collateral Administrator will receive a fee (the "Collateral Administrator Fee") each payable on each Payment
Date, and to the extent there are not sufficient ... Payment Date, on a subsequent
Payment Date. The Trustee Fee and the Collateral Administrator Fee will accrue if unpaid (but without the accrual
of any interest thereon) and be payable ... incurred by it in any Collection Period, other than those included within the Collateral Administrator Fee, in
carrying out the provisions of the Collateral Administration Agreement (the "Collateral Administrator Expenses
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365258.pdf
EFTA01422410Set 10
2011-06-22369p87,774w
capacities, including as Collateral Administrator
and Fiscal Agent; then
(iii) the Administrator under the Administration Agreement; and then (iv)
each Rating Agency
for fees and expenses in connection with ... Collateral Administration
Agreement, and thereafter "Collateral Administrator" shall mean such
successor Person.
"Collateral Matrix": The meaning specified in Schedule G.
"Collateral Obligation": An obligation that:
(a)
a Senior Secured Note ... Notes,
unless such Class is the Controlling Class.
"Deferred Fees": The Deferred Senior Fees and Deferred Subordinated Fees.
"Deferred Interest": With respect to the Class B Notes, the Class
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf
Collateral Administration Agreement 40, 90
Collateral Administrator 90
Collateral Administrator Expenses 40, 90
Collateral Administrator Fee 40, 90
Collateral Interest Amount 90
Collateral Management Agreement 4, 54 90
Collateral Manager
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365324.pdf
fee, charge or tax imposed on or
applicable to the Issuer (including all filing. registration and annual return fees payable to the Cayman Islands'
government and registered office fees ... other than indemnification owed under the Indenture): (iii) the Collateral Administrator for the Collateral
Administrator Fee and Collateral Administrator Expenses; (iv) ordinary fees and ordinary expenses of the Rating
Agencies ... Issuers including, without limitation expenses and indemnification obligations (but not fees) owed to the
Collateral Manager. provided, however, that Administrative Expenses shall not include any amounts due or accrued
with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365297.pdf
Section 14.2.
"Administration Agreement": An agreement between the Administrator and the
Issuer relating to the various corporate and administrative functions the Administrator will
perform on behalf of the Issuer, including ... under Section 6.7(aXiii) of the Indenture); (iii) the Collateral Administrator for the Collateral
Administrator Fee and Collateral Administrator Expenses; (iv) ordinary fees and ordinary
expenses of the Rating Agencies ... Issuers including, without limitation,
expenses and indemnification obligations (but not fees) owed to the Collateral Manager;
provided, however, that Administrative Expenses shall not include any amounts due or accrued
with
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376365.pdf
EFTA00314334Set 9
93p50,036w
behalf. The
Partnership's service providers include, but are not limited to
the Administrator, the auditors and the legal advisors of the
Partnership. Notwithstanding the foregoing, the Partnership,
the General ... Partnership or Limited Partners, notwithstanding the fact that,
in certain cases, HB's fees are paid through or by the
Partnership. HB does not undertake to monitor the compliance ... more favorable than) those set forth herein, including different investment
strategies and/or fee structures. The Partnership's investment objective and strategy with regard to the
Interests is set forth below
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314334.pdf
EFTA00295515Set 9
2018-03-1627p14,283w
commissions associated with its brokerage. Brokerage
fees include financing charges and transaction and administrative fees as more fully described in the
brokerage agreements. Transaction costs vary depending on the country ... trading opportunities, and in circumstances where any client pays a different management fee and/or
performance fee than another. The Firm reviews the portfolio holdings of each client to determine
whether ... client assets due to the
Finn's ability to deduct fees, even though indirectly through the Administrator, from client accounts.
Therefore, CAS is subject to Rule 206(4)-2 under
https://www.justice.gov/epstein/files/DataSet%209/EFTA00295515.pdf
EFTA01078984Set 9
2015-12-3132p8,813w
fair value of assets under administration. The Company's
fees for the administration of estates may be subject to approval by the relevant state
surrogate's court, which is granted ... provision of most or all of the
services. In such cases, the Company recognizes fee revenue at the point when it becomes
fixed and determinable.
Cash and Cash Equivalents
Cash ... Professional and administrative services fees 16,239 16,137
Trust and estate services fees 7,716 7,256
Interest and other revenue 64 4
Professional fees
https://www.justice.gov/epstein/files/DataSet%209/EFTA01078984.pdf
EFTA00595953Set 9
2015-12-3132p8,833w
fair value of assets under administration. The Company's
fees for the administration of estates may be subject to approval by the relevant state
surrogate's court, which is granted ... provision of most or all of the
services. In such cases, the Company recognizes fee revenue at the point when it becomes
fixed and determinable.
Cash and Cash Equivalents
Cash ... Professional and administrative services fees 16,239 16,137
Trust and estate services fees 7,716 7,256
Interest and other revenue 64 4
Professional fees
https://www.justice.gov/epstein/files/DataSet%209/EFTA00595953.pdf