""the "Commission"" — Epstein Files Search

Search Entities About Settings

/to search

Dataset

Sort

Status

DOJ Status

Date Range

–

Page Count

–

results for “"the "Commission"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

EFTA00198408Set 9

2002-09-03178p37,272w

COMMISSION 120,00 SEC FEE 2,67 AS OF 06/26/02 ontvin/12 dlYarNt dr5 C2N -6.200 8.32330 51. 15.40 EXECUTION BY MONT VS 1000 05.02-01. 6200 06.13-0 COMMISSION ... PURCHASE PREFRO SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY NEED VS 1400 05-17-02 COMMISSION 98.00 SEC FEE 1j4 07/01/02 06/26/02 SOLD DMC STRATEX NETWORKS INC SIXN ... EXECUTION BY SLKC VS 750 10-17-01. 4900 04-18-01 COMMISSION 169e0 SEC FEE .38 AS OF 06/26/02 07/01/02 06/26/02 SOLD EDISON INTERNATIONAL EIX 2.600 17.15570 44.406.47 EXECUTION

https://www.justice.gov/epstein/files/DataSet%209/EFTA00198408.pdf

EFTA01080289Set 9

2012-11-14130p66,380w

Department ofJustice and thy Enforcement Division of the U.S. Securities and Exchange Commission EFTA01080289 This guide is intended to provide information for businesses and individuals regarding the U.S. Foreign Corrupt ... Department of Justice and the Enforcement Division ofthe US. Securities and Exchange Commission. It is non-binding, informal, and summary in nature, and the information contained herein does not constitute ... intentions or litigating positions of the US. Department ofJustice, the US. Securities and Exchange Commission, or any other U.S. government agency. Companies or individuals seeking an opinion concerning specific prospective

https://www.justice.gov/epstein/files/DataSet%209/EFTA01080289.pdf

EFTA00087400Set 9

2021-08-17145p42,084w

Congress that the OWB is the primary point of contact between whistleblowers and the Commission. My extensive correspondence: THE RECORD. SEC IG Hoecker, I am STILL eagerly waiting for your ... Filed by newsfilecorp.com (sec.gov) EFTA00087411 TEC TECHNOLOGY, INC. - sec.gov UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 . FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION ... York, announced today that it intends to file with the Securities and Exchange Commission ("SEC ... www.sec.gov The SEC KNOWS Cemtrex to be a money laundering shell for years also

https://www.justice.gov/epstein/files/DataSet%209/EFTA00087400.pdf

EFTA00597384Set 9

2015-11-034p839w

Federal Election Commission Washington, DC 20463 November 3, 2015 Darren K. Indyke, Esq. Darren K. Indyke, PLLC Re: ADR 780 (MUR 6921) Committee to Elect to Congress and John ... Jeffrey Epstein, and GingerVuich Dear Mr. lndyke: On March 11, 2015 the Federal Election Commission ("FEC" or "Commission") notified your diet of a complaint alleging certain violations of the Federal ... complaint was enclosed with the notification. After considering the circumstances of this matter, the Commission has determined to exercise its prosecutorial discretion and take no further action against the Respondents

https://www.justice.gov/epstein/files/DataSet%209/EFTA00597384.pdf

EFTA02256646Set 11

2018-09-0690p24,609w

specific itineraries fiduciary. We want you to be aware that certain suppliers pay us commissions as to time may also provide incentives to our travel counselors. Certain suppliers m administrative ... specific itineraries fiduciary. We want you to be aware that certain suppliers pay us commissions as to time may also provide incentives to our travel counselors. Certain suppliers m administrative ... fiduciary. We want you to be aware that certain suppliers pay us commissions as well a to time may also provide incentives to our travel counselors. Certain suppliers may alsc

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02256646.pdf

EFTA02256245Set 11

fiduciary. We want you to be aware that certain suppliers pay us commissions as well a to time may also provide incentives to our travel counselors. Certain suppliers may alsi ... fiduciary. We want you to be aware that certain suppliers pay us commissions as well a to time may also provide incentives to our travel counselors. Certain suppliers may alsi ... this role, fiduciary. We want you to be aware that certain suppliers pay us commissions as well as inter to time may also provide incentives to our travel counselors. Certain

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02256245.pdf

EFTA02277406Set 11

specific itin independent third party and not as a fiduciary. We wai pay us commissions as well as incentives for reachinc time to time may also provide incentives ... itineraries independent third party and not as a fiduciary. We want you pay us commissions as well as incentives for reaching sales time to time may also provide incentives ... independent third party and not as a fiduciary. We want you tc pay us commissions as well as incentives for reaching sales ti time to time may also provide incentives

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02277406.pdf

EFTA01471879Set 10

Funded 0.90 Brokerage (Commissio ns) 5000000 - 0 Black, Leon D. KCP Proposal 0.75 Brokerage (Commissions) 50000000 0 Patriot Strategy Partners Patriot Strategy Partners- Proposal 0.75 Brokerage (C ommissions ... PRODUCT(D10,H10)=1250000 Cummings, Ian Share Collars Developed 0.50 Brokerage (Commissions) 5000000 250000 2500 00 PRODUCT(D11,H11)=125000 Falcon Trail Capital, LLC CLO 2 Proposal 0.50 Derivatives (Equity ... PRODUCT(D15,H15)=50000 Richardson, Julie G. Richardson, Julie G.- Proposal 0.50 Brokerage (Commissions) 3000 0000 25000 25000 PRODUCT(D16,H16)=12500 SK Family Office Residential Mortgage Developed 0.50 Standard

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471879.pdf

EFTA00078132Set 9

2020-11-0437p16,124w

Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March ... complaint: also my information https://www.sec.gov/litigation/complaints/2019/comp24403.pdf Marc P Berger SECURITIES AND EXCHANGE COMMISSION Brookfield Place 200 Vesey Street, Suite 400 New York, NY 10281-1022 SOUTHERN DISTRICT ... FINRA. BACKGROUND ... www.finra.org The SEC https://www.sec.gov/litigation/admin/2015/33-9711.pdf Before the SECURITIES AND EXCHANGE COMMISSION Before the . SECURITIES AND EXCHANGE COMMISSION . SECURITIES ACT OF 1933 . Release No. 9711 / January

https://www.justice.gov/epstein/files/DataSet%209/EFTA00078132.pdf

EFTA00598930Set 9

2015-10-025p4,184w

AAJ321) is regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission in Hong Kong and/or U. Morgan Woking (Hong Kong) Limited (CE number AA B027 ... regulated by the Securities and Futures Commission in Hong Kong. Korea: This material is issued and distributed in Korea by or through t Morgan Securities (Far East) Limited, Seoul Branch ... member of the Korea Exchange(KRX) and is regulated by the Financial Services Commission (FSC) and the Financial Supervisory Service (FSS). Australia:. Morgan Australia Limited (JPMAL

https://www.justice.gov/epstein/files/DataSet%209/EFTA00598930.pdf

EFTA00300337Set 9

2014-05-229p5,425w

J.P.Morgan by the Hong Kong Monetary Authority and the Securities and Futures Commission in Hong Kong and/or J.P. Morgan Braking (Hong Kong) Limited (CE number AAB027) is regulated ... Securities and Futures Commission in Hong Kong. Korea: J.P. Morgan Securities (Far East) Ltd, Seoul Branch. is regulated by the Korea Financial Supervisory Service. Australia: I.P. Morgan Australia Limited (1PMAL ... Thailand and is regulated by the Ministry of Finance and the Securities and Exchange Commission and its registered address is 3rd Floor, 20 North Salem Road. Silom. Bangrak, Bangkok

https://www.justice.gov/epstein/files/DataSet%209/EFTA00300337.pdf

EFTA00295400Set 9

2014-05-0819p10,768w

regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission in Hong Kong ander.; J.P. Morgan Broking (Hong Kong) Limited (CE number AAB027) is regulated ... Securities and Futures Commission in Hong Kong. Korea: J.P. Morgan Securities (Far East) Ltd, Seoul Branch. is regulated by the Korea Financial Supervisory Service. Australia: J.P. Morgan Australia Limited (JPMAL ... Thailand and is regulated by the Ministry of Finance and the Securities and Exchange Commission and its registered address is 3rd Floor. 20 North Sathom Road, Silom. Bangrak, Bangkok

https://www.justice.gov/epstein/files/DataSet%209/EFTA00295400.pdf

EFTA01170770Set 9

AAJ321) is regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission in Hong Kong. Korea: J.P. Morgan Securities (Far East) Ltd. Seoul Branch, is regulated ... Thailand and is regulated by the Ministry of Finance and the Securities and Exchange Commission. Indonesia: PT J.P. Morgan Securities Indonesia is a member of the Indonesia Stock Exchange ... member of the Philippine Stock Exchange and is regulated by the Securities and Exchange Commission. Brazil: Banco J.P. Morgan S.A. is regulated by the Comissao de Valores Mobiliarios

https://www.justice.gov/epstein/files/DataSet%209/EFTA01170770.pdf

EFTA01297505Set 10

2018-02-058p4,413w

Violations (Insider Trading. Securities Fraud)! DMS - Dismissed, 02/25/2016 The Securities and Exchange Commission ends tax probe without action against its foreign subsidiary, known as Caterpillar SARL., 02/25/2016, McClatchy Tribune Academic ... Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/23/2003 Entity appears on the Arizona Corporate Commission Securities Division Enforcement Actions site, 01/23/2003, Arizona - Corp. Commission Securities Division Enforcement Actions • DEN - Denied Entity ... Galesburg, IL) • TAX - Tax Related Offenses / DMS - Dismissed, 02252016 The Securities and Exchange Commission ends tax probe without action against its foreign subsidiary, known as Caterpillar SARL.. 02/25/2016, McClatchy

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297505.pdf

EFTA02264044Set 11

party and not as a fiduciary. We want aware that certain suppliers pay us commissions as well as incentives for re sales targets or other goals. and from time ... fiduciary. We want you to be aware that certain suppliers pay us commissions as well as incentives for reaching sales targets or other goals, and from time to time ... party and not as a fiduciary. We want aware that certain suppliers pay us commissions as well as incentives for re sales targets or other goals, and from time

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02264044.pdf

EFTA00324929Set 9

2016-05-1912p5,233w

such woollen. We want you to be aware that certain suppliers pay us commissions and other incentives for reaching sales targets or other goals, and may also provide incentives ... such suppliers. We want you to be aware that certain suppliers pay us commissions and other incentives for reaching sales targets or other goals, and may also provide incentives ... such suppliers. We want you to be aware that certain suppliers pay us commissions and other incentives for reaching sales targets or other goals, and may also provide incentives

https://www.justice.gov/epstein/files/DataSet%209/EFTA00324929.pdf

EFTA00298388Set 9

2014-03-1518p6,833w

acquisition date and whether the gains/losses are short-term or long-term. lt Less commissions. +Cost basis totals include only amounts that were available to us. EFTA00298391 Page ... disallowed" are provided for your reference and are NOT reported to the IRS. # Less commissions. EFTA00298392 Page 4 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions ... disallowed' are provided for your reference and are NOT reported to the IRS. # Less commissions. EFTA00298393 Page 5 of 12 SCOTTRADE INC Account Proceeds from Broker and Barter Exchange Transactions

https://www.justice.gov/epstein/files/DataSet%209/EFTA00298388.pdf

EFTA01191326Set 9

2015-02-0577p42,524w

Insurance Corporation or any other governmental agency. c>. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of the depositary shares or Preferred Stock ... Public Offering Price(I) S S C as .• C y El Underwriting Commissions(3) S S oll :7 Proceeds (before expenses) S S a•‘• E ',7, ( I ) The public offering ... supplement in order to cover over-allotments, if any. .la 2 (3) The underwriting commissions of 5 per depositary share will be deducted from the public offering price; provided

https://www.justice.gov/epstein/files/DataSet%209/EFTA01191326.pdf

EFTA00205074Set 9

2011-03-2131p13,342w

Association. I currently serve as an Ethics Commissioner on the Palm Beach County Commission on Ethics. 9. From May 1, 1996 to January 1, 2008, I served as an Assistant ... example 4 to paragraph (d) of this section); (v) Filing a Securities and Exchange Commission (SEC) Form 10-K or similar disclosure forms required by the SEC; (vi) Making ... periodical, or similar widely available publication. Example 1 to paragraph (f): A Federal Trade Commission (FTC) employee participated in the FTC's decision to initiate an enforcement proceeding against

https://www.justice.gov/epstein/files/DataSet%209/EFTA00205074.pdf

EFTA01112229Set 9

2010-02-0133p10,480w

Case No: 502009CA024752)00(XMB(AVV) Not.ry Public Male of Mode tidttCal R Dyczek •:, Commission EE001664 Print Name: NICO 07/17/2014 Notary Public, State of Florida Notary Pudic ... Floods My commission expires: &Pie% Nicole Dyczek My Commission EE001664 IF Expires 07/17f2014 IFY that a true and correct copy of the foregoing was mailed to Christy L. Goddeau ... National City Bank v. Hardman Development Corp., et al Case No: 502009CA024752XXXXMB(AW) My commission expires: I HEREBY CERTIFY that a true and correct copy of the foregoing was mailed

https://www.justice.gov/epstein/files/DataSet%209/EFTA01112229.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

September 2002

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy

Results by Dataset1,000 total

Set 8

2

Set 9

678

Set 10

186

Set 11

134