EFTA01129050Set 9
2016-02-1942p21,118w
operator of the
S-6
EFTA01129057
Euroclear System ("Euroclear"), if they are a participant of such system, or indirectly through
organizations that are participants in such systems. Interests held through ... related Operating Procedures of
the Euroclear System, or the Euroclear Terms and Conditions, and applicable Belgian law govern
securities clearance accounts and cash accounts with the Euroclear Operator. Specifically, these ... accordance with the applicable rules and operating procedures of Clearstream and Euroclear and
will be settled using the procedures applicable to conventional eurobonds in immediately available
funds.
Cross-market transfers
https://www.justice.gov/epstein/files/DataSet%209/EFTA01129050.pdf
EFTA01129958Set 9
2014-11-2095p54,256w
Operating Procedures of the Euroclear
System, and applicable Belgian law (collectively, the "Euroclear Terms and Conditions"). The Euroclear Terms
and Conditions govern transfers of securities and cash within Euroclear, withdrawals ... Euroclear
Operator acts under the Euroclear Terms and Conditions only on behalf of Euroclear participants and has no
record of or relationship with persons holding through Euroclear participants.
Distributions ... accordance with the applicable rules and operating procedures of
Clearstream and Euroclear and will be settled using the procedures applicable to conventional eurobonds in
immediately available funds. No assurances
https://www.justice.gov/epstein/files/DataSet%209/EFTA01129958.pdf
EFTA01205493Set 9
2015-08-0580p43,228w
Euro-clear Clearance Systems S.C., a Belgian cooperative corporation (the
"Cooperative"). All operations are conducted by the Euroclear Operator, and all Euroclear securities clearance
accounts and Euroclear cash accounts ... accounts with the Euroclear Operator, not the Cooperative. The
Cooperative establishes policy for Euroclear on behalf of Euroclear Participants. Euroclear Participants include
banks (including central banks), securities brokers and dealers ... cash accounts with the Euroclear Operator are governed by the Terms and
S-25
EFTA01205519
Conditions Governing Use of Euroclear and the related Operating Procedures of the Euroclear System
https://www.justice.gov/epstein/files/DataSet%209/EFTA01205493.pdf
EFTA02702272Set 11
2015-12-3173p41,069w
Operating Procedures of the Euroclear
System, and applicable Belgian law (collectively, the "Euroclear Terms and Conditions"). The Euroclear Terms
and Conditions govern transfers of securities and cash within Euroclear, withdrawals ... Euroclear
Operator acts under the Euroclear Terms and Conditions only on behalf of Euroclear participants and has no
record of or relationship with persons holding through Euroclear participants.
Distributions ... accordance with the applicable rules and operating procedures of
Clearstream and Euroclear and will be settled using the procedures applicable to conventional eurobonds in
immediately available funds. No assurances
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702272.pdf
EFTA01136567Set 9
2015-05-2879p43,659w
direct participants, including Euroclear Bank S.A.=., as operator of the Euroclear System, and Clearstreant Banking,
societe anonyme, on or about .
O. = Our affiliates, including M. Morgan Securities ... dividends depends upon the results of operations of our subsidiaries.
We are a holding company and conduct substantially all of our operations through subsidiaries. As a result, our
ability ... with an organization that participates in DTC, including
Euroclear Bank S.A.M., as operator of the Euroclear System ("Euroclear"), and Clearstream Banking, societe
anonyme ("Clearstream").
Except as described in the attached
https://www.justice.gov/epstein/files/DataSet%209/EFTA01136567.pdf
EFTA01124129Set 9
2016-01-19216p110,656w
accounts of its participants, including Euroclear Bank S.A.S, as operator of the Euroclear System, and Clearstream
Banking societ6 anonyme on January , 2016.
•(,)
O. Because our affiliate, Wells Fargo Securities ... risk-based capital
guidelines of the Board of Governors of the Federal
Reserve System (the "Federal Reserve Board") applicable
to bank holding companies, any redemption of the
Series W Preferred ... have an account with an
organization that participates in DTC, including Euroclear Bank S.A.M., as operator of the Euroclear System
("Euroclear"), and Clearstream Banking, societe anonyme ("Clearstream").
As long
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124129.pdf
EFTA01191326Set 9
2015-02-0577p42,524w
direct participants, including Euroclear Bank S.A./N.V., as operator of the Euroclear System, and Clearstreant Banking,
• 41
t 4/
societe anonyme, on or about .
a Si Our affiliates, including ... dividends depends upon the results of operations of our subsidiaries.
We are a holding company and conduct substantially all of our operations through subsidiaries. As a result, our
ability ... organization that participates in DTC, including
Euroclear Bank S.A./N.V., as operator of the Euroclear System ("Euroclear"), and Clearstream Banking, societe
anonyme ("Clearstream").
Except as described in the attached prospectus
https://www.justice.gov/epstein/files/DataSet%209/EFTA01191326.pdf
EFTA01129863Set 9
2016-05-3195p58,807w
and/or Euroclear Bank S.AJN.V.. as
ci.
-
C VI
0
operator of the Euroclear System. against payment in New York. New York on or about June ... economic feasibility of developing and operating wind and solar
energy projects in regions in which NEER operates or plans to develop and operate renewable energy facilities.
The federal government ... financial condition, results of operations and prospects of NEE and NEE
Capital.
Operational Risks
NEE's and NEE Capital's business, financial condition, results of operations and prospects could suffer
https://www.justice.gov/epstein/files/DataSet%209/EFTA01129863.pdf
Securities deposited with or on behalf of DTC.
The provisions of the "Operating Procedures of the Euroclear System" of
Euroclear and the "Terms and Conditions Governing Use of Participants ... insofar as interests in such Global Securities are held by the
Agent Members of Euroclear or Clearstream, as the case may be.
Agent Members shall have no rights under this ... authorization furnished by DTC or impair, as between DTC and its Agent Members, the
operation of customary practices governing the exercise of the rights of a Holder of any Note
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376399.pdf
EFTA01121460Set 9
47p26,357w
Euroclear", Morgan Guaranty Trust Company of New York, Brussels office, as operator of the
Euroclear System;
(v) "Event of Default", the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any
other ... transfers is or are effected through a settlement system in
circumstances which under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121460.pdf
EFTA01121507Set 9
46p26,291w
Euroclear", Morgan Guaranty Trust Company of New York, Brussels office, as operator of the
Euroclear System;
(v) "Event of Default", the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any
other ... transfers is or are effected through a settlement system in
circumstances which under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121507.pdf
EFTA01153541Set 9
2015-01-2246p26,346w
Euroclear", Morgan Guaranty Trust Company of New York, Brussels office, as operator of the
Euroclear System;
(v) "Event of Default", the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any
other ... transfers is or are effected through a settlement system in
circumstances which under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%209/EFTA01153541.pdf
EFTA01441339Set 10
122p26,458w
Euroclear". Morgan Guaranty Trust Company of New York, Brussels office, as
operator of the
Euroclear System;
(u)
(v) "Eventof Default", ihcmeaning specified in paragraph 10;
"Income", with respect ... transferred through the book entry system of Euroclear or
Clearslream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv)
shall be transferred by any
other ... transfers is or are effected through
a settlement system in
circumstances which under the rules and procedures of that settlement system
give rise to a payment
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441339.pdf
EFTA01471811Set 10
2014-12-3159p26,097w
event;
"Euroclear", Morgan Guaranty Trust Company of New York, Brussels office, as
operator of the Euroclear System;
"Event of Default", the meaning specified in paragraph 10;
"Income", with respect ... transferred through the
book entry system of Euroclear or Clearstream, or (iii) shall be transferred
through any other agreed securities clearance system or (iv) shall be
transferred by any other ... transfers is
or are effected through a settlement system in circumstances which under the
rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471811.pdf
EFTA01115595Set 9
48p26,391w
Euroclear", Morgan Guaranty Trust Company of New York, Brussels office, as operator of the
Euroclear System;
(V) "Event of Default", the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any other ... transfers is or are effected through a settlement system in circumstances which
under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%209/EFTA01115595.pdf
EFTA00169659Set 9
2015-02-2646p26,857w
Euroclear". Morgan Guaranty Trust Company of New York. Brussels office, as operator of the
Euroclear System;
(v) "Event of Default", the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any
other ... transfers is or are effected through a settlement system in
circumstances which under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169659.pdf
EFTA01282704Set 10
46p26,942w
Euroclear". Morgan Guaranty Trust Company of New York. Brussels office, as operator of the
Euroclear System;
(v) "Event ofDefault". the meaning specified in paragraph 10;
(w) "Income", with respect ... transferred through the book entry system of Euroclear or Clearstream, or (iii) shall be
transferred through any other agreed securities clearance system or (iv) shall be transferred by any
other ... transfers is or are effected through a settlement system in
circumstances which under the rules and procedures of that settlement system give rise to a payment
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282704.pdf