EFTA01153541Set 9
2015-01-2246p26,346w
Transaction and ending on (but
excluding) the date of calculation or, if earlier, the Repurchase Date;
"Pricing Rate", with respect to any Transaction, the per annum percentage rate for calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(oo) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date;
(uu) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%209/EFTA01153541.pdf
EFTA00169456Set 9
46p26,938w
respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10:
(00) "Repurchase Date", with respect to any Transaction. the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date:
(uu) - Termination", with respect to any Transaction, refers to the requirement with respect ... Date;
(ii) the Purchase Price;
terminable on demand (in which case the
(ill) the Repurchase Date, unless the Transaction is to be
demand );
Confirmation shall state that it is terminable
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169456.pdf
EFTA01121507Set 9
46p26,291w
Transaction and ending on (but
excluding) the date of calculation or, if earlier, the Repurchase Date;
"Pricing Rate", with respect to any Transaction, the per annum percentage rate for calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(oo) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date;
(uu) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121507.pdf
EFTA01121460Set 9
47p26,357w
Transaction and ending on (but
excluding) the date of calculation or, if earlier, the Repurchase Date;
"Pricing Rate", with respect to any Transaction, the per annum percentage rate for calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(oo) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date;
(uu) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121460.pdf
EFTA00195431Set 9
2008-10-1568p10,045w
Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PURCAISE/ REPURCHASE ARCO(' PURCHASE PRICE) ACCRUED REPO OVANMY
START DATE DATE RATE PRINOPAL INTEREST' (FACE ... Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
etrearme REPURCHASE PRICING PURCHASE PRICE) ACCRUED REPO %NNW
START DATE DATE RATE PAINCTPAL MEREST ... Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PIAICASE: REPURCHASE PRICIN3 PURCHASE PRICE ACCRUED REPO CAANTIRY
START DATE DATE RATE MINERAL MEREST' (FACE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195431.pdf
EFTA01282704Set 10
46p26,942w
Transaction and ending on (but
excluding) the date of calculation or, if earlier. the Repurchase Date:
"Pricing Rate", with respect to any Transaction, the per annum percentage rate for calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(oo) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date: '
(uu) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282704.pdf
EFTA01471811Set 10
2014-12-3159p26,097w
Transaction and ending on (but excluding) the date of
calculation or, if earlier, the Repurchase Date;
"Pricing Rate", with respect to any Transaction, the per annum percentage
rate for calculation ... respect of that Transaction;
"Receivable Securities", the meaning specified in paragraph 10;
"Repurchase Date", with respect to any Transaction, the date on which Buyer
is to sell Equivalent Securities ... Transaction, the interval of time commencing
with the Purchase Date and ending with the Repurchase Date;
"Termination", with respect to any Transaction, refers to the requirement
with respect to such
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471811.pdf
EFTA00169659Set 9
2015-02-2646p26,857w
Transaction and ending on (but
excluding) the date of calculation or, if earlier. the Repurchase Date;
(10 "Pricing Rate", with respect to any Transaction, the per annum percentage rate ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10:
(oo) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date; '
(uu) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169659.pdf
EFTA01282501Set 10
46p27,026w
Transaction and ending on (but
excluding) the date of calculation or. if earlier. the Repurchase Date:
-Pricing Rate", with respect to any Transaction, the per annum percentage rate his calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(00) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date:
(uu) -Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282501.pdf
EFTA01115595Set 9
48p26,391w
Transaction and ending on (but excluding)
the date of calculation or, if earlier, the Repurchase Date;
"Pricing Rate", with respect to any Transaction, the per annum percentage rate for calculation ... respect of that Transaction;
(nn) "Receivable Securities", the meaning specified in paragraph 10;
(OO) "Repurchase Date", with respect to any Transaction, the date on which Buyer is to sell Equivalent ... Transaction, the interval of time commencing with the Purchase Date and
ending with the Repurchase Date;
(1.8.1) "Termination", with respect to any Transaction, refers to the requirement with respect
https://www.justice.gov/epstein/files/DataSet%209/EFTA01115595.pdf
EFTA01441339Set 10
122p26,458w
Transaction
and ending on (but
excluding) the dale of calculation or. if earlier, the Repurchase Date;
(ii)
"Pricing Rate", with respect to any Transaction, the per annum percentage
rale ... respect of that Transaction;
"Receivable Securities", the meaning specified in paragraph 10;
(nn)
"Repurchase Date", with respect to any Transaction, the date on which Buyer
is to sell Equivalent
Securities ... Transaction, the interval of time commencing
with the Purchase Date and
ending with the Repurchase Date;
(tt)
"Termination", with respect to any Transaction, refers to the requirement
with respect
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441339.pdf
EFTA01553128Set 10
2003-09-3096p15,416w
EUROPEAN STYLE OPTION
OCT 30, 2003 @ .655
KNOCK IN @ .6325
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 08/28/03
Sep 2
Buy-Back Opt
4,782,608.70 EUR PUT USD CALL ... EUROPEAN STYLE OPTION
OCT 01, 2003 @ 1.15
KNOCK IN TRIGGERED @ 1.14
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 08/28/03
Sep 2
Write Option
- 10,000,000 EUR CALL ... CALL
FX EUROPEAN STYLE OPTION
NOV 03, 2003 @ .58
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 08/28/03
Sep 2
Buy-Back Opt
7,000,000 EUR PUT USD CALL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01553128.pdf
EFTA00195618Set 9
2004-02-02154p27,796w
Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PLREHASE REPURCHASE PPnCIMi PLIPtHASE P a. ACCRUED REPO CMANTIlY
START DATE DATE RATE FRINCPAL NMEREST ... Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PLACHASE REPURCHASE fl tIMi PLIPtHASE PRICE ACCRUED REPO CMAARITY
START DAR DATE RATE MINERAL MEREST ... Repurchase and Reverse Repurchase Transactions
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PLADMSE REPURCHASE PIOCINS PURCHASE PRICE ACCRUED REPO CMPAITITY
START DATE DATE RATE MINERAL MEREST' (FACE
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195618.pdf
EFTA00197171Set 9
2003-12-1927p4,054w
Premise or Third Party Repurchase Agreements
with Bear,Stearnsand Co.Inc.outstanding as of date of statement
PURCHASE: REPURCHASE/ PURCHASE PRICE/ PRICN3 REPO/ ACCRUED
START DATE ENO DATE PFIRCIPAL RATE NTEREST ... Third Party Repurchase Agreements
with Bear,Stearnsand Co.Inc. outstanding as of date of statement
PURCHASE' REPURCHASE/ PURCAMS2 PRIM PRICN3 REPO' ACCRUED
START DATE 032DATE PRNCIPAL PATE NTERES11 NET AMOUNT
10/20103 ... Premise or Third Party Repurchase Agreements
with Bear, Stearnsand Co.Inc.outstanding as of date of statement
PURCHASE' REPURCHASE/ PURCNASE PRICE/ OWNS REPO, ACCRUED
START DATE EAD DATE PRIACIPIL RATE MEREST
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197171.pdf
EFTA00195772Set 9
2002-10-11191p34,632w
OFFICE INTEREST 1204
TOTAL $761,324.57
REPURCHASE AND REVERSE REPURCHASETRANSACTIONS
with Bear,Stearns& Co.Inc.
SETTLEMENT TRADE
DATE DATE TRANSACTION DESCRPTION SYMBOL CuSte QUANTITY DEBIT AMOUNT CREDIT AMOUNT
12/13/04 JOURNAL GOVERNMENT ... REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS
with Bear,Stearns& Co.Inc.
SETTLEMENT TILDE
DATE DATE TRANSA.C100 DESCRPTION SYMBOLCLIST1 QUANTITY MINT AMOUNT CREDIT AMOUNT
11/03/04 RECEIVED UNITED STATES TREASURY NOTE ... Transaction Detail (continued) ACCOUNT NUMBER
TAXPAYER NUMBER On FOS
REPURCHASE AND REVERSE REPURCHASETRANSACTIONS (continued) LAST STATEMENT WOW! 29.2004
SETTLEMENT TRACE
DATE DATE TRANSACTION DESCRPTICN SYMEMICUSIP GUMMY DEBIT AMOUNT CREDIT AMOUNT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195772.pdf
EFTA00195416Set 9
2001-06-1915p1,998w
Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc. outstanding as of date of statement
PURCH4SE REPURCHASE/ PLITIENASE PRIM REPO ACCR-E0
START DATE END DATE PRNCIPAL P.A"E N'EREST ... Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
NODOSE, REPURCHASE/ PURCHASE PRIM/ PP CNC; REPO' ACCPLEG
START DATE EnD DATE PRNC1PAL ... Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
PLIPtftr.SE REPURCHASE/ POOL:KASE PRIM/ PRelt43 REPO' K.CFLEG
START DATE ENO DATE PRIVCIPAL PATE WEREST
https://www.justice.gov/epstein/files/DataSet%209/EFTA00195416.pdf
EFTA00197593Set 9
2001-06-2515p1,967w
Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.inc.outstanding as of date of statement
PUPPOSE REPURCHASE/ PURCHASE PRIM PP CNS REPO K..CELE0
START DATE EM3 DATE PRIVCIPAL ... Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
PLIP.CH4SE REPURCHASE/ PURCHASE PRICE/ 2T CPC. REPO ACCELE0
START DATE EM3 DATE PRIVCIPAL ... Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
REPURCHASE/ PLIII04ASE PRICE/ PRONG REPO/ ACCRUED
START DATE END DATE PROICIPAL PATE MEREST' NET AMOUNT
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197593.pdf
EFTA01553998Set 10
2004-07-3183p14,357w
EUROPEAN STYLE OPTION
DEC 23, 2004 @ .625
KNOCK IN TRIGGERED @ .6450
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 07/01/04
Jul 6
Write Option
- 20,000,000 NZD PUT USD CALL ... KNOCK IN TRIGGERED @ .7250
KNOCK OUT @ .65
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 07/02/04
Jul 6
Write Option
- 20,000,000 AUD PUT USD CALL
FX EUROPEAN STYLE OPTION ... EUROPEAN STYLE OPTION
DEC 23, 2004 @ .64
KNOCK IN TRIGGERED @ .6515
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 07/02/04
- 210,560.00
233,280.00
458,460.00
Amount USD
- 132,825.00
EFTA01554061
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01553998.pdf
EFTA00200520Set 9
2001-06-2515p1,952w
Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
PUP.CHASE REPURCHASE/ PURCHASE PRIM PRICING REPO/ ACCRUED
START DATE END DATE PRINCIPAL RATE MEREST ... Premise or Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc.outstanding as of date of statement
PUP.CH4SE REPURCHASE/ PinOnSE PRIM P? CINS REPS ACCPLED
START DATE END DATE PRINCIPAL ... Third Party Repurchase Agreements
with Bear,Stearns& Co.Inc. outstanding as of date of statement
PUPL.{ REPURCHASE/ PURCHASE PRIM ARCING READ' ACCRUE0
START 0A-: EhODATE PRINCIPAL RATE MEREST* NET a1JC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00200520.pdf