Reallocation"). In cases where a single
investment thesis or idea is manifested through a group of positions, including related hedges, one
of which is an investment in a Restricted Company ... include hedges (internal and otherwise)
in the Management Company's discretion, the Restricted Investments Reallocation may result in
a different allocation of profits and losses to the SRI Investors ... Management Company
retains complete discretion in determining the methodology used to determine the Restricted
Investments Reallocation. To the extent the Partnership enters into similar arrangements with
certain of its Limited
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384676.pdf
Capital retains complete discretion in
determining the methodology used to determine the Restricted Investments Reallocation.
The SRI Shares are not managed as a segregated, or even separate portfolio ... profits and losses
associated with the Offshore Fund's portfolio pursuant to the Restricted Investment
Reallocation. As a consequence of the Restricted Investment Reallocation, other shares
of the Offshore Fund ... enter into similar arrangements
with certain of its investors, the impact of the Restricted Investments Reallocation vis a
vis such Fund on its investors will be similar to the impact
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384528.pdf
EFTA01197165Set 9
57p27,425w
investing in a wide
variety of securities, instruments, and other investment opportunities and
engaging in a broad array of trading and investment strategies. The
Investment Manager may also invest ... reverse repurchase agreements, short
sales, and leverage in their investment programs.
Direct Investing and Seed Investing
The Partnership may invest directly in financial instruments (as opposed to
through Portfolio Managers ... Investment Management Agreement between the Partnership and the Investment Manager (the
"Investment Management Agreement"). Neither the General Partner nor the Investment
Manager is registered as an investment advisor under
https://www.justice.gov/epstein/files/DataSet%209/EFTA01197165.pdf
EFTA02713615Set 11
2012-11-2957p27,450w
investing in a wide
variety of securities, instruments, and other investment opportunities and
engaging in a broad array of trading and investment strategies. The
Investment Manager may also invest ... reverse repurchase agreements, short
sales, and leverage in their investment programs.
Direct Investing and Seed Investing
The Partnership may invest directly in financial instruments (as opposed to
through Portfolio Managers ... Investment Management Agreement between the Partnership and the Investment Manager (the
"Investment Management Agreement"). Neither the General Partner nor the Investment
Manager is registered as an investment advisor under
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf
EFTA00314334Set 9
93p50,036w
with respect to an existing investment that
becomes a Special Situation Investment, the lower of: (i) the
fair value of the investment determined by the Manager
immediately preceding the time ... Investment. If such
estimated fair value of such Special Situation Investment is less
than the Book Value of such Special Situation Investment, the
Book Value of such Special Situation Investment ... invested by the Investment
Manager for the benefit of such Limited Partner in U.S.
Treasury bills, money market funds or any other investment
deemed appropriate by the Investment Manager; provided
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314334.pdf
EFTA00292433Set 9
46p28,194w
Fund's capital will be allocated to opportunistic investments on a discretionary basis
which may include investments in proven blockchain companies and earlier stage
companies that have demonstrated potential ... breakout success. No
assurance can be given that the Fund's investment objective will be achieved, and
investment results may vary substantially on a monthly, quarterly and annual basis ... expenses, fees and expenses
related to consulting, advisory or professional services relating to investments or
proposed investments, taxes applicable to the Fund or the Token Issuer on account
https://www.justice.gov/epstein/files/DataSet%209/EFTA00292433.pdf
EFTA00314299Set 9
2016-11-1435p18,312w
that, in the sole opinion of the Manager, are
subject to regulatory or contractual restrictions on disposition; (ii) structured products and over-
the-counter derivative transactions that, in the sole ... case) difficult or impossible
to value accurately such securities, products or transactions; or (iii) investments that become
illiquid due to regulatory action, bankruptcy or insolvency of an issuer or counterparty ... such Partner's name in the Schedule (the "Initial Capital
Contribution"). The minimum initial investment by each new Limited Partner in the Partnership
is $1,000,000, subject
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314299.pdf
EFTA01108276Set 9
2003-07-0153p25,836w
will not be registered as an investment
company and, therefore, will not be required to adhere to
certain investment policies under the Investment Company
Act of 1940, as amended ... affiliated entities) also provide investment
management services to other entities and clients, including other collective investment vehicles,
which may or may not utilize investment programs substantially similar to that ... limiting the
Partnership's investment activities. The Partnership may engage in investment strategies
not described herein that the Partnership considers appropriate.
The specialized investment program of the Partnership involves
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108276.pdf