EFTA01088167Set 9
2012-02-0223p7,441w
Condidons
e„"_ -vtriu2-vin rogrcovdrogt vo gtva-
„,n NE
5
cloirrio4 Clef Cl
410., SPCC .
0 1 11/11111111111111111111
a44a 4888“844888,,,n ags2s888844s$ss-00-0
1011111111
"'II
44410g44115,241titglIplOWAWWW ... therefore are not subject to the restrictions contained in
the NASD and NYSE rules on communications with a subject company. public appearances, and trading securities held by a
research analyst
https://www.justice.gov/epstein/files/DataSet%209/EFTA01088167.pdf