EFTA01003882Set 9
2018-08-0578p42,479w
liabilities 56,010 1,501 54,509 54,509
Minority interest 110,860 110,860 110,860
EFTA01003904
Contingent stock
redemption agreement 351,600 351,600 (351,600)(d)
Total ... restricted cash of $351.6 million, set
aside for the Contingent Stock Redemption Agreement, and approximately $8.7 million interest income, at an
investment rate of 4.8%, on general cash ... percentage point change in the investment rate would change
interest income by approximately $900,000. The cash from the Contingent Stock Redemption Agreement and
general cash is assumed
https://www.justice.gov/epstein/files/DataSet%209/EFTA01003882.pdf
EFTA00598147Set 9
2011-06-158p5,152w
Code Secs. 2512 and 2522]
Gift tax: Valuation: Interest in a closely held corporation: Formula Clause.—
The value of stock in a closely held corporation (CHC) transferred by a husband ... Federal gift tax purposes the value
of the transfer of the stock.
In the light of petitioners' interest in making charitable gifts, Mr. Dyer advised them to establish a donor ... into an agreement that partitioned into separate property their
community property interests in the JHHC nonvoting common stock. Afterwards, each petitioner owned 403,241.85
shares of JHHC nonvoting stock
https://www.justice.gov/epstein/files/DataSet%209/EFTA00598147.pdf
EFTA01070351Set 9
2011-08-3143p24,061w
such Customers professional user entity and administrator for the purpose of discharging any
Registerable Interests as and when directed to do so by Lender in connection with its exercise ... there is any substantial change in the ownership or control of its
capital stock or membership interests; unless, in the case of Avioneta, after such change, Leon Black controls
https://www.justice.gov/epstein/files/DataSet%209/EFTA01070351.pdf
EFTA01440978Set 10
16p5,857w
limited to, the following.
• Form 1099-INT (interest earned or paid)
Cat. No. 10231X
Date ►
• Form 1099-DIV (dividends, including those from stocks or mutual
funds)
• Form 1099-MISC (various ... types of income, prizes, awards, or gross
proceeds)
• Form 1099-B (stock or mutual fund sales and certain other
transactions by brokers)
EFTA01440979
• Form 1099-S (proceeds from real estate ... Form 1099-K (merchant card and third party network transactions)
• Form 1098 (home mortgage interest), 1098-E (student loan interest),
1098-1 (tuition)
• Form 1099-C (canceled debt)
• Form
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440978.pdf
EFTA00666183Set 9
5p1,520w
Blockchain holds the promise to facilitate the secure exchange of assets of all types: stocks, bonds,
currencies, commodities and even the tide to your car or house.
Banks have ... ledger that is
transparent and open for all to use. Most banks have little interest in Bitcoin, but they are beginning
to realize the power of the Blockchain and distributed ... technology for the secure exchange of
traditional assets.
Examples of Wall Street's increasing interest in Blockchain technology are abound. Blockchain
Capital portfolio company, Chain, recently announced that it will
https://www.justice.gov/epstein/files/DataSet%209/EFTA00666183.pdf
EFTA01282316Set 10
2006-12-2723p4,598w
agreement shall bind all persons, whether or not then in
being, then or thereafter interested in either the income or the principal of
the Trust. Any such settlement shall have ... margin, exchange, engage in risk arbitrage
transactions with respect to, and trade in stocks (common or preferred),
bonds, notes., obligations (secured or unsecured), securities of open-end and
closed ... personal, of any kind, whether similar or dissimilar to that
specifically enumerated above, and interests in any of the foregoing, without
being bound by any provision of law restricting investments
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282316.pdf
EFTA01290854Set 10
1999-02-09120p60,417w
Estimated
Date Acquired Quantity Veit Cod Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield
Fixed Income 8.00% of Portfolio (In Matunty Date Sequence)
Corporate Bonds
IPAYM ... Market Price Markel Value Gale/ Loss Annual Income Yield
Equities 15.00% of Portfolio
Preferred Stocks (Listed by expiration dale)
CITIGROUP INC DEP SKS REPSTG 111000TH Security Identifier ... Total Preferred Stocks $8,850,588.54 37,122,850.00 3272,081.48 $425,181.25
Total Equities $8,850,608.54 37,122150.00 3272,081.18 9426,181.25
Unrealized Estimated Estimated
Dale Acquired Quantity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290854.pdf
EFTA01115312Set 9
2013-07-1915p9,295w
EMMA 4.378A 4,153A 4.451 4,936
Net interest income ((expense) Net interest income / (expense)
Other income ((expense) 625 888 1359 2,124 Other income / (expense) 134A 247A ... this report.
Important Disclosures
• Market Maker: JPMS makes a market in the stock of Google.
• Client: J.P. Morgan currently has, or had within the past 12 months, the following company ... Pakistan: J. P. Morgan Pakistan Broking (Pvt.) Ltd is a member of the Karachi Stock
Exchange and regulated by the Securities and Exchange Commission of Pakistan. Saudi Arabia: J.P. Morgan
https://www.justice.gov/epstein/files/DataSet%209/EFTA01115312.pdf
EFTA01463496Set 10
38p12,034w
representative
capacity, then no one except the beneficial owner(s), has any interest in
the Account(s), (b) Client is and will
remain compliant with all Applicable Laws, (c) Client ... securities exchange (or corporation of which any exchange owns
a majority of the capital stock),
Financial Industry Regulatory Authority, Inc. (FINRA) or of any broker-
dealer, (b) Client ... required delivery. Client agrees to
compensate DBSI for any loss or cost,
including interest, commission or fees sustained as a result of the
foregoing. DBSI charges interest on unpaid
balances
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01463496.pdf