EFTA01396322Set 10
342p99,568w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01396367
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396322.pdf
EFTA00316104Set 9
78p20,616w
they were either unregistered stock options granted
to the Wylys originally as director compensation, or were obtained through private
placement transactions with the Issuers- Such securities could lawfully be sold ... Wylys, acting upon Schaufele's suggestion,
also directed their Offshore Trustees to have the restrictions removed on the remaining
2.2 million of unregistered Michaels shares that the Wylys held offshore ... deviation of Lehman's
purchases from the VWAP, (vi) the amount of upfront collateral the Wylys' Offshore
System would need to provide for Lehman's purchases, (vii) the cumulative number
https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf
EFTA00730018Set 9
21p6,610w
cash used
in operating activities:
Depreciation and amortization 180,120 586,863
Stock-based compensation expense 137,460 579,506
Gain on disposal of property and equipment (374)
Issuance ... services 30,188
Debt forgiveness (200,000)
Change in operating assets and liabilities:
Restricted cash 210,578
Prepaid expenses and other current assets 13,600 (57,788)
Security deposits ... allow execution of this aggressive growth plan
CONFIDENTIAL
Use of Proceeds
Care with Ceiu.qt,
Upfront payment for global Roche/Baylor human pathogen test $6.3MM
license
Manufacturing facility build
https://www.justice.gov/epstein/files/DataSet%209/EFTA00730018.pdf
EFTA00765781Set 9
21p6,612w
cash used
in operating activities:
Depreciation and amortization 180,120 586,863
Stock-based compensation expense 137,460 579,506
Gain on disposal of property and equipment (374)
Issuance ... services 30,188
Debt forgiveness (200,000)
Change in operating assets and liabilities:
Restricted cash 210,578
Prepaid expenses and other current assets 13,600 (57,788)
Security deposits ... allow execution of this aggressive growth plan
CONFIDENTIAL
Use of Proceeds
Care with Ceiu.qt,
Upfront payment for global Roche/Baylor human pathogen test $6.3MM
license
Manufacturing facility build
https://www.justice.gov/epstein/files/DataSet%209/EFTA00765781.pdf
EFTA01204332Set 9
2014-03-0522p12,481w
Changes in payments on account (21.2) 0.0 0.0 0.0
Changes in upfront payments and deferred income 147.2 0.0 0.0 0.0
Net cash flows from operating activkles ... subject securitydes) and
subject companydes). I also certify that no part of my compensation was, is, or will be, directly or indirectly, related to the specific recommendations
or views expressed ... subject security(ies) and
subject companydes). I also certify that no part of my compensation was, is, or will be, directly or indirectly, related to the specific recommendations
or views
https://www.justice.gov/epstein/files/DataSet%209/EFTA01204332.pdf
EFTA01429072Set 10
342p99,376w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01429117
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429072.pdf
EFTA01442366Set 10
342p99,369w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01442411
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442366.pdf
EFTA01438842Set 10
342p99,366w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01438887
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438842.pdf
EFTA01395294Set 10
342p99,186w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01395339
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395294.pdf
EFTA01442981Set 10
342p99,177w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01443026
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442981.pdf
EFTA01443786Set 10
342p99,179w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01443831
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443786.pdf
EFTA01395758Set 10
342p99,190w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01395803
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395758.pdf
EFTA01441665Set 10
342p99,187w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01441710
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01441665.pdf
EFTA01396995Set 10
342p99,177w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01397040
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396995.pdf
EFTA01440455Set 10
342p99,112w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01440500
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01440455.pdf
EFTA01445223Set 10
342p99,176w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01445268
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01445223.pdf
EFTA01439650Set 10
342p99,175w
required to directly pay their applicable Placement
Agent or its affiliate a one-time upfront sales charge or placement fee (a
"Placement Fee") in connection with such Limited Partner ... their positions or duties
or pursuant to written agreement, subject to substantially equivalent
restrictions with respect to the use and disclosure of the confidential
information as are set forth ... Partner's
assets under management,
among other factors, certain of these Limited Partners may compensate a
EFTA01439695
particular Placement Agent at
higher levels than other such Limited Partners Accordingly
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439650.pdf