""the 'Securities"" — Epstein Files Search

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EFTA01439454Set 10

2018-03-3061p17,665w

information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission ("SEC") or by any state securities authority. Additional information about iCapital ... Item 15: Custody 27 Item 16: Investment Discretion 27 Item 17: Voting Client Securities 28 Item 18: Financial Information 28 Form ADV Part 2A Item 4: Advisory Business iCapital Advisors ... Company") and have our principal place of business in New York, NY. iCapital Securities, LLC ("iCapital Securities"), is a broker-dealer primarily engaged in the private placement of securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439454.pdf

EFTA00612460Set 9

2012-12-2613p10,101w

usage O1 words used in this document are also provided in Section 18. (A) 'Security Inatrurrianta means this document which is dated DECIDOIRR 19, 2012, together with all Riders ... BRADLEY EDWARDS AID TERESA EDWARDS, HUSBAND AND WIFE. Borrower is the mortgagor under this Security Instrument. (C)"Lesioels CAPITAL BANE, NA. Lender is a BANKING CORPORATION, organized and existing under ... Nemo PARKWAY 12, PT. MYRRH, FL 33966. Lender is the mortgagee under this Security Instrument. (0) 'NoSe" means the promissory note signed by Borrower and dated DICCIMBIR

https://www.justice.gov/epstein/files/DataSet%209/EFTA00612460.pdf

EFTA00310572Set 9

2002-03-0146p22,726w

management and policies of a Person, whether through the ownership of voting securities, by contract or otherwise; "Controlling" and "Controlled" have the correlative meanings. "Control Affiliate" of any Person means ... indirectly owning with the power to vote at least 80% of the outstanding voting securities of the specified Person, (ii) any Person at least 80% of whose outstanding voting securities ... specified Person and (iii) any Person at least 80% of whose outstanding voting securities are directly or indirectly owned with the power to vote by a Person specified in clause

https://www.justice.gov/epstein/files/DataSet%209/EFTA00310572.pdf

EFTA01538148Set 10

2010-09-0171p6,845w

www.MorganOnline.com Page 2 4 6 8 11 14 16 19 Client News J.P. Morgan Securities Inc. name change to J.P. Morgan Securities LLC Effective September 1, 2010, J.P. Morgan Securities ... company. As part of this conversion, JPMSI will change its name to J.P. Morgan Securities LLC. The new name will appear on account statements, confirmations and other correspondence related ... Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538148.pdf

EFTA01087638Set 9

2015-10-015p3,969w

based on results from a Phase II trial, recently a Phase III M. Masan Secur __C (Checkmate-067) study confirmed Opdivo/Yervoy combos —15% improvement in ORR relative to Opdivo monotherapy ... cover or within the document individually certifies, with respect to each security or issuer that the research analyst covers in this research) that (I ) all of the views expressed ... accurately reflect his or her personal views about any and all of the subject securities or issuers; and (2) no part of any of the research analyst's compensation

https://www.justice.gov/epstein/files/DataSet%209/EFTA01087638.pdf

EFTA00169189Set 9

Account and collectively the "Account") for you. Your Account will have one or more securities accounts and one or more cash accounts and the Account Title will be: Jeffrey Epstein ... account opening. V. TAX REPORTING FOR U.S. CLIENTS HOLDING NON-U.S. DOLLAR SECURITIES U.S. tax laws are quite complex and constantly evolving, especially in the area of international investments ... your tax professional at no charge. An annual International Tax Letter for foreign securities, which provides a detailed summary with supporting schedules of all capital and foreign exchange gains/losses recognized

https://www.justice.gov/epstein/files/DataSet%209/EFTA00169189.pdf

EFTA00070950Set 9

2017-07-3148p18,482w

hook? shareholders. SEC facilitated fraud. CDEL: self clears for internal funds but NOT CDEL Securities: RH,OTCM etc WHY the inconsistency? Because CDEL Securities is a private entity. LLc with ... Griffin. So, the inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook. CDEL Securities clears Pershing/BoNY Mellon. The largest ... Nothing NITE/VIRT can convert to cash for company use. Also: Trading assets: the old securities owned Trading liabilities: the old securities sold not yet purchased Structural liability as a result

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070950.pdf

EFTA01260699Set 9

THOMAS VI CO802-1348 O -n Pursuant to your previously issued insInxtions. Bear Stearns Securities Cap, provides duplicate monthly statements and/or transaction confirmations to the third parties listed ... Cells& Enthalara 59.418 014 2005 interest. *tends. macellaneous InCelne. gross z TOTAL YAUJE or SECURITIES THIS PERIOD MONEY MARKET RAM BALANCE 37.445.002 9.438.024 Erpites — 515.334.419 $37.445002 $37.353.781 proceeds a signal ... Equities & Options in The research ratings for Bear Steams (BSC) are shown for certain securities covered by the Firm's Equity Research Department. The first rating represents the stock

https://www.justice.gov/epstein/files/DataSet%209/EFTA01260699.pdf

EFTA01557511Set 10

2002-03-3117p3,543w

about assets held at JPMCB and JPMSI in accounts listed on the front page. Securities are not bank deposits or FDIC insured, are not obligations of or guaranteed by JPMCB ... incipal amount invested. Assets held in custody by JPMCB are not protected under the Securities Investor Protection Corporati on ("SIPC") insurance. Total USD EFTA01557512 03 JPMorgan Chase Bank 2002 Account ... JPMCB or any of its bank or thrift affiliates (unless otherwise indicated). Such securities and other investments are subject to investment risks, including possible loss of the principal amount invested

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557511.pdf

EFTA01548283Set 10

2014-01-0127p3,742w

reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically ... liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed ... auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01548283.pdf

EFTA01390426Set 10

Terms and Conditions Corporate Accounts Deutsche Bank Securities Inc. (referred to herein as -GeV) accepts the Account of the client described in the enacted certificate Ithe "Client"). The term D851 ... Account as clearing broker pursuant to a clearing agreement with DBSI. Deutsche Bank Securities Inc. is a subsidiary of Deutsche Bank AG. As used herein, the corm 'affiliate of Deutsche ... incorporated legal entity, none of which is responsible for the obligations of the others. -Securities and Other Property" shall include, but shall not be limited to, money and securities, financial

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390426.pdf

EFTA01355818Set 10

rights of OBSland Pershing shall include the right toibuy all Securities and Other Property which may be short in such account, to cancel any open orders and to close ... request end obtain extension(s) of Client's time to make payment fix securities Client purchases, as provided for by Federal Reserve Bank Regulation T. 9. Short Sales of Securities ... affiirriative determination as to whether ['BSI or Patching •will receive delivery of tho securities from the Client or that the securities can be borrowed by the settlement date. This process

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355818.pdf

EFTA01655826Set 10

2024-03-1317p11,703w

have a generational impact on terrorism. Nation's Spy Chiefs Say Russia Poses National Security Threat Spectrum Local News (03/12, Leigh) reported that the nation's spy chiefs testified before ... Communist Party through TikTok's operations. While the bill aims to protect U.S. national security and user data by removing Chinese ownership of TikTok, its fate in the Senate remains ... savings in its contracts. The articles stated that while this is the first announced security package since December, it wasn't until recently that Pentagon officials publicly acknowledged they weren

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01655826.pdf

EFTA01574873Set 10

2010-06-0115p2,721w

Current Portfolio Activity Beginning Market Value Securities Transferred In Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals ... Summary Beginning Cash Balance Transactions Income INFLOWS Total Inflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 55,191.56 $55,191.56 $55,707.46 * Year ... SPONSORED A/D/R @ 33.50 BROKERAGE TAX &/OR SEC 55,275.00 82.50 .94 J.P. MORGAN SECURITIES INC. TRADE DATE 06/09/10 Quantity (1,650.000) Per Unit Amount 33.449 Proceeds 55,191.56 Tax Cost

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574873.pdf

EFTA01354074Set 10

existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed in the applicable Fund ... have no control, including changes in the overall market for equity or equity-like securities and other general economic and market conditions, such as interest rates, availability of credit, inflation ... currency exchange rates and controls and national and international political circumstances (including wars and security operations). The value of a Fund may also decline as a result of factors pertaining

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354074.pdf

EFTA01444921Set 10

account have the power to control any other Option Account(s) with Deutsche Bank Securities Inc.? see attached list Yes n No If yes. please provide the account number ... documentation relevant to such products or sen/ices. Brokerage services are offered through Deutsche Bank Securities Inc., a broker-dealer and registered investment adviser, which conducts securities activities in the United ... States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Banking and lending services are offered through Deutsche Bank Trust Company Americas, member FDtC.and other members

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444921.pdf

EFTA00589688Set 9

2017-07-315p1,394w

INDEMNIFICATION, PLEDGE AND SECURITY AGREEMENT THIS INDEMNIFICATION, PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of July , 2017, is given by David J. Mitchell ("Pledgor"), in favor of Jeffrey Epstein ... loan ("Loan") from Deutsche Bank AG, New York Branch ("Lender"), secured by one or more mortgages encumbering that certain hotel to be completed and located at 19 West 31s' Street ... Obligations"); D. In order to induce Epstein to give the Epstein Guaranty, and as security for Pledgor's obligations to Epstein hereunder, Pledgor is hereby agreeing to indemnify Epstein

https://www.justice.gov/epstein/files/DataSet%209/EFTA00589688.pdf

EFTA01529887Set 10

2011-08-0116p2,366w

confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your ... implied, that any quoted value represents the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into, or the actual terms ... which existing transactions or securities could be liquidated. Such values may only be indicative. The current price is the value of the financial asset share, unit or contract as priced

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01529887.pdf

EFTA01872437Set 10

2012-07-1338p9,637w

several factors. If the munitions are being concentrated at a smaller number of secure facilities, that would suggest the regime is worried about losing control ... EFTA_R1_00279070 EFTA01872441 undereducated hooligans. Hassan's day job as a state-employed security guard at a public theater pays barely $33 a month, an amount that hasn ... veto power to the military in the drafting of a new constitution exempting the security forces and the military budget from presidential control. Crucial legal questions remain lodged

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01872437.pdf

EFTA01593003Set 10

2007-07-0116p1,773w

CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: IIIIIII FAX: EFTA01593003 Statement ... CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 g )i( - IIIIIIII EFTA01593004 Statement ... Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets MONTH Long Market Value Short Market Value Debit Balance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593003.pdf

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