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EFTA00623392Set 9

2011-12-31324p169,210w

APOLLO GLOBAL MANAGEMENT LLC (APO) 10-K Annual report pursuant to section 13 and 15(d) Filed on 03/09/2012 Filed Period 12/31/2011 THOMSON REUTERS ACCELUS- EFTA00623392 Table of ('ontrnls UNITED ... TRANSITION PERIOD FROM TO Commission File Number: 001-35107 APOLLO GLOBAL MANAGEMENT, LLC (Exact name of Registrant as specified in its charter) Delaware 20-8880053 (State or other jurbdictimi ... PURCHASES OF EQUiT_Y SECURITIES 71 ITEM 6. SELECTED FINANCIAL DATA 73 ITEM 7. MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS 76 ITEM 7A. QUANTITATIVE

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623392.pdf

EFTA01443786Set 10

furnished on a confidential basis by iCapital Advisors, LLC or an affiliate (the "Investment Manager") to a limited number of sophisticated investors ("Investors") for the purpose of providing certain information ... request by Glendower Access Secondary Opportunities IV GP LLC (the "General Partner") or Investment Manager. In the event of any conflict or inconsistency between such reference or terms described ... expected to develop in the future. Neither the General Partner nor the Investment Manager is authorized or expected to become authorized under the European Union's Directive 2011/61/EU on Alternative

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443786.pdf

EFTA01093444Set 9

CURRENCY PARTNERS II, LLC (A Delaware Limited Liability Company) SUBSCRIPTION APPLICATION BLOCKCHAIN CAPITAL, LLC Managing Member ACTIVE 203796780v.2 EFTA01093444 CRYPTO CURRENCY PARTNERS II, LLC SUBSCRIPTION INSTRUCTIONS 1. Please complete, date ... direct all questions to the Company's general partner, Blockchain Capital, LLC (the 'Managing Member'). 4. Upon a request by the Managing Member, please make your initial Capital Contribution ... transfer (wiring instructions to be sent separately). To ensure proper processing, please contact the Managing Member to confirm your wire transfer. 5. If this Subscription Application is accepted, Subscriber will

https://www.justice.gov/epstein/files/DataSet%209/EFTA01093444.pdf

EFTA01101857Set 9

2014-06-24123p41,119w

assets are presented in Appendix A; • Conversations and correspondence regarding BFP, its management policies, financial status and investments with Ms. Eileen Alexanderson ("Management"); and • Other reviews, analyses, and research ... discussed later in this report.' The Partnership was also invested in co-investment funds managed by Apollo Global Management LLC and its consolidated affiliates (the "Company" or "Apollo"). In addition ... returns, are presented in Exhibits A through C. Percentages based on Apollo Global Management LLC's 10-Q filing as of September 30, 2013. EFTA01101859 Alan S. Halperin, Esq. June

https://www.justice.gov/epstein/files/DataSet%209/EFTA01101857.pdf

EFTA01252886Set 9

2013-10-1625p8,873w

relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIOUSHIPMCCC0483290 Booking Center. New York Relationship Manager: Paul Morris O New PWM Relationship 1O Existrig PWM Relaticnship Relationship to PWM: If existing ... opened 1. Account Ownership Summary Account Name: Hyperion Air Inc Act Number (stavaablei Account Manager: Paul Morris What s the purpose of the accost (e.g. portfolio management, advisory account, custody ... account approx. one year after openrg? Coes/will the client have Assets Under Management (MEW) within DB under Eur. 3M? 0 Yes 4 No Please list all parties related

https://www.justice.gov/epstein/files/DataSet%209/EFTA01252886.pdf

EFTA01305252Set 10

2012-08-20418p73,946w

office at the above address or myself at 827-5773. Sincere Nick fa o, Management Analyst Right-of-Way Section Surface Resource Division Enclosures SDNY_GM_001 EFTA_00195009 EFTA01305254 ... II/puked I. Front Pod Croak September 26, 2006 VIA HAND DELIVERY Ms. Melissa Armijo Management Analyst Surface Resource Management Division New Mexico State Land Office 310 Old Santa Fe Trail ... enclosed is the Affidavit of Completion of Right-of-Way Construction, executed by the manager of Zorro Ranch. In the third paragraph of the Right-of-Way easement, we recognize

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01305252.pdf

EFTA01566688Set 10

2013-12-01148p14,644w

hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account ... Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services ... GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Price US Fixed Income 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566688.pdf

EFTA00523978Set 9

2012-01-1816p5,178w

proposed position qualifies as a specialty occupation. The position in question is "Business Development Manager". As we will discuss in the following pages, this position, in the context ... proverbial "t". According to the US DOL, the position in question, "Business Development Manager", is a reported title of "Market Research Analysts". Business Development Managers is a sub and specialized ... title, Market Research Analyst, before moving on to its reported sub-title, Business Development Manager. Every business, regardless of size, from mom and pop operations to huge multinationals, needs market

https://www.justice.gov/epstein/files/DataSet%209/EFTA00523978.pdf

EFTA01124983Set 9

2007-03-3127p6,985w

year period beginning in 2002, Jeffrey Epstein ("Epstein"), through a firm he owned and managed named Financial Trust Company, Inc. ("FTC"), made an $80 million investment in D.B. Zwirn Special ... financial and accounting irregularities. Over the next few months, Zwirn, the Fund and its management employed a combination of misrepresentations and contrived legal arguments to thwart FTC's withdrawal ... Fund's general partner and in D.B. Zwim & Co., L.P., the investment manager of the Fund, and the other funds and managed accounts that comprised Zwim's hedge fund business

https://www.justice.gov/epstein/files/DataSet%209/EFTA01124983.pdf

EFTA01104373Set 9

2011-06-2411p3,811w

Financial Services Practice at Katten Muchin Rosenman LLP and am the Co-Managing Partner of the firm's New York office. In my practice, I advise banks, domestic and offshore ... hedge funds (and their general partners/managing members and investments managers), private equity funds, life insurance companies, investment advisers and broker-dealers on a broad range of regulatory, securities, tax, finance ... investment vehicles, securities and commodities hedge funds, private equity funds, funds of funds and managed account platforms having a broad range of investment strategies, including alternative investments, asset-backed, alpha

https://www.justice.gov/epstein/files/DataSet%209/EFTA01104373.pdf

EFTA01365271Set 10

Closing Date, the Issuer and the Collateral Manager will enter into an agreement (the "Collateral Management Agreement") pursuant to which the Collateral Manager will agree to perform certain administrative ... advisory functions with respect to the Collateral. Subject to the terms of the Collateral Management Agreement. the Collateral Manager will select the Initial Collateral Obligations, make decisions and accordingly instruct ... Description of the Notes—The Indenture and the Collateral Administration Agreement-Reports" The Collateral Manager will act under the Collateral Management Agreement as the agent of and on behalf

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365271.pdf

EFTA01378254Set 10

ZIFF CAPITAL Portfolio Risk Management, Systems and Financial Controls MANAGEMENT GROUP Core Component of the Business Portfolio Monitoring ■ Individual positions are monitored by the portfolio manager and investment analysts ■ Formal ... Ziff proprietary systems perform parallel checks of all indenture requirements and other obligations Risk Management Infrastructure ■ Risk Management Committee reviews the portfolio regularly and formally meets on a weekly basis ... Overseen by Daniel S. Och, Executive Managing Director and Chief Executive Officer, and comprised of: — David Windreich, Executive Managing Director and Head of U.S. and European Investing; Joel Frank, Executive

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378254.pdf

EFTA01571667Set 10

2013-06-3071p8,041w

MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price US Fixed Income P JPM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND ... Trade Date Est. Settle Date Type Pending Securities Purchased 9/30 Purchase 9/30 Description 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 (ID: 051398-91-5) Quantity 0.090 Amount ... third EFTA01571728 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01571667.pdf

EFTA01393551Set 10

such amounts were distributed to the Limited Partner pursuant to 7.1. 5.2.2 Management Fee. 5.2.2.1 Amount A separate fee for management services provided by the Investment Manager or a designated ... Affiliate thereof shall be assessed separately for each Limited Partner (the Limited Partner's "Management Fee"). The Partnership shall pay to the Investment Manager or a designated Affiliate thereof ... aggregate amount of such Management Fees assessed with respect to the Limited Partners. Commencing upon the "Initial Closing" of the Underlying Fund (as defined in the limited partnership agreement

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393551.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account ... Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services ... third EFTA01540236 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01451920Set 10

Interest" before making a commitment to a Feeder Fund. The services of the Investment Manager are not exclusive to the Onshore Feeder Fund, and the Investment Manager and its affiliates ... also serve as managers to other funds. As an affiliate of the Investment Manager will serve as the investment manager to the Master Fund, potential conflicts of interest may arise ... Master Fund and the Limited Partners of the Feeder Funds. The Investment Manager will be under no obligation other than those imposed by law to act in the best interest

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451920.pdf

EFTA00648579Set 9

2017-05-154p1,900w

From: Neal Berger To: jeevacation@gmail.com Subject: Eagle's View Capital Management, LLC- April 2017 Performance Update... Date: Mon, 15 May 2017 23:26:56 +0000 Eagles View Capital Management ... options also suppresses realized market volatility through hedging activity. Indirectly, central banks have managed market volatility over the past decade through increased asset purchases which coincided with dampening market volatility ... hedge fund Elliott Associates raised $5 Billion over the course of 24 hours. Famed Manager Paul Singer likened markets to a "coiled spring", distorted by more than eight years

https://www.justice.gov/epstein/files/DataSet%209/EFTA00648579.pdf

EFTA01596695Set 10

2017-04-2324p16,041w

will not be liable for any only for cardholders with a UBS Resource Management Account 6 unauthorized use that occurs after you notify us. You may, however, be (RMA6 ... time electronic fund transfer from your available funds from your UBS Resource Management Account account a to process the payment as a check transaction. When we use information from your ... Resource will be considered a "non-conforming payment" which may delay the Management Account or UBS Business Services Account BSA. crediting of the payment for up to 5 days

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01596695.pdf

EFTA01297892Set 10

2018-08-1730p6,377w

below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results ... Status: INACTIVE Record Type: CURRENT Record Date: 7/24/2018 Filing Date: 6/1/2000 5: RDK ASSET MANAGEMENT INC. Name: KAHN. RICHARD Status: INACTIVE State: NY Corporation Number: 2558561 Descriptive Status: INACTIVE Record ... HBRK ASSOCIATES INC. Name: KAHN. RICHARD SSN: Confidence: Medium 3: Company Name: RDK ASSET MANAGEMENT INC. Name: KAHN. RICHARD SSN: Confidence: 4: Company Name: ARC HOLDING INC. Name: KAHN, RICHARD

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297892.pdf

EFTA00621325Set 9

creating, developing, and growing the Atorus trading methodology into a global, leadership-driven asset management business. Michael J. Fowler — Partner & Chief Investment Officer Joshua L. Levy — Partner & Chief Operating Officer ... Founder and Senior Portfolio Trading, LLC with partner Michael Fowler, where they both traded Manager at Red Dot Trading, LLC, where in cooperation with the core-equity book. Prior ... MUUS Asset sector specific core listed-equity book. Prior to this, he was Management, a Connecticut-based private equity firm, where he was the Director of Structured Products & Finance

https://www.justice.gov/epstein/files/DataSet%209/EFTA00621325.pdf

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Corpus: 1990-03-17 – 2025-12-01

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