delivery of the
Securities (or, in the case of the Co-Issuer, the Co-Issued Securities) applied for have
been complied with;
(vi) fully executed counterparts of the Transaction Documents ... Additional Securities (or, in the case of the Co-Issuer, the Additional
Co-Issued Securities) to be authenticated and delivered, (B) in the case of the Issuer,
certifying that ... Additional Securities (or, in the case of the Co-Issuer, the Additional
Co-Issued Securities), or (B) an opinion of counsel to the effect that no such
authorization, approval
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365427.pdf
EFTA01422410Set 10
2011-06-22369p87,774w
notes, combination securities or preferred
shares issued in
accordance with Section 2.12.
"Additional Co-Issued Securities": Any Additional Securities that are Co-
Issued
Securities.
"Additional Securities Closing Date": The closing ... Even
Default Rate at
such time.
"Applicable Issuer": With respect to (a) the Co-Issued Securities, the Co-
Issuers and
(b) the Issuer Only Notes, the Issuer.
"Applicable Legend": With ... Deposit": $825,000.
"Code": The U.S. Internal Revenue Code of 1986, as amended.
"Co-Issued Securities": The Senior Notes.
"Co-Issuer": ING IM CLO 2011-1 LLC, a limited liability
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf
delivery of the
Securities (or, in the case of the Co-Issuer, the Co-Issued Securities) applied for have
been complied with;
(vi) fully executed counterparts of the Transaction Documents ... Additional Securities (or, in the case of the Co-Issuer, the Additional
Co-Issued Securities) to be authenticated and delivered, (B) in the case of the Issuer,
certifying that ... Additional Securities (or, in the case of the Co-Issuer, the Additional
Co-Issued Securities), or (B) an opinion of counsel to the effect that no such
authorization, approval
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376200.pdf
Additional Securities (or, in
the case of the Co-Issuer, the Co-Issued Securities) applied for will not result in a breach
of any of the terms, conditions or provisions ... Additional
Securities (or, in the case of the Co-Issuer, the Co-Issued Securities) applied for have
been complied with;
(vi) authentication orders consistent with Section 2.3; and
(vii) copies
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376201.pdf
Additional Securities (or, in
the case of the Co-Issuer, the Co-Issued Securities) applied for will not result in a breach
of any of the terms, conditions or provisions ... Additional
Securities (or, in the case of the Co-Issuer, the Co-Issued Securities) applied for have
been complied with;
(vi) authentication orders consistent with Section 2.3; and
(vii) copies
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365428.pdf