Epstein Files Search

EFTA01467802Set 10

2012-07-0416p2,833w

EFTA01467803 EFTA01467804 EFTA01467805 EFTA01467806 EFTA01467807 EFTA01467808 DEUTSCHE BANK AG PRIVATE WEALTH MANAGEMENT DIVISION DODD-FRANK PROTOCOL FOR US SWAP COUNTERPARTIES AMENDMENT NO. 1 6453332 This Amendment No.1 (the "First Amendment ... supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd - Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1 EMIR COUNTERPARTY STATUS Definitions. For purposes of this Section 1: "Balancing Payment Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467802.pdf

EFTA01467829Set 10

2012-07-0417p2,840w

EFTA01467831 EFTA01467832 EFTA01467833 EFTA01467834 EFTA01467835 5r DEUTSCHE BANK AG PRIVATE WEALTH MANAGEMENT DIVISION DODD-FRANK PROTOCOL FOR US SWAP COUNTERPARTIES AMENDMENT NO. 1 6453332 This Amendment No.1 (the "First Amendment ... supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd - Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1 EMIR COUNTERPARTY STATUS Definitions. For purposes of this Section 1: "Balancing Payment Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467829.pdf

EFTA01467785Set 10

2012-07-0417p2,837w

EFTA01467787 EFTA01467788 EFTA01467789 EFTA01467790 EFTA01467791 f DEUTSCHE BANK AG PRIVATE WEALTH MANAGEMENT DIVISION DODD-FRANK PROTOCOL FOR US SWAP COUNTERPARTIES AMENDMENT NO. 1 6453332 This Amendment No.1 (the "First Amendment ... supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd - Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1 EMIR COUNTERPARTY STATUS Definitions. For purposes of this Section 1: "Balancing Payment Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467785.pdf

EFTA01412704Set 10

65p11,777w

meanings ascribed to them in the Glossary which constitutes Part 8 of the Dodd-Frank Protocol. 1. CLIENT VERIFICATION. Client represents (which representations are deemed repeated as of the time ... statement in the form of Statement A in Part 4 of the Dodd-Frank Protocol as a condition precedent to discussing additional swaps and/or swaps trading strategies with ... statement in the form of Statement B in Part 4 of the Dodd -Frank Protocol as a condition precedent to discussing additional swaps and/or swap trading strategies with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412704.pdf

EFTA01453196Set 10

2012-07-041p547w

supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd-Frank Protocol") emend into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1. EMIR COUNTERPARTY STATUS 1.1 Definitions. For purposes of this Section 1: "Balancing Payment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453196.pdf

EFTA01453174Set 10

2012-07-041p549w

supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd-Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1. EMIR COUNTERPARTY STATUS 1.1 Definitions. For purposes of this Section : "Balancing Payment Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453174.pdf

EFTA01453181Set 10

2012-07-041p548w

supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd-Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1. EMIR COUNTERPARTY STATUS 1.1 Definitions. For purposes of this Section I: "Balancing Payment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453181.pdf

EFTA01453190Set 10

1p551w

supplements the Swap Trading Addendum (the "Addendum") and other Parts of the Dodd-Frank Protocol for US Swap Counterparties (collectively, the "Dodd-Frank Protocol") entered into between Client ... terms not otherwise defined herein have the meanings ascribed to them in the Dodd-Frank Protocol. 1. EMIR COUNTERPARTY STATUS 1.1 Definitions. For purposes of this Section I: "Balancing Payment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453190.pdf

EFTA01453198Set 10

1p536w

Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed to mean such information as is required for reconciliation under EMIR ... section 5 of Part 7 of the Dodd-Frank Protocol is deleted; and 2.4 the following sentence is added at the end of paragraph 6.2 ofPart 7 of the Dodd

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453198.pdf

EFTA01453192Set 10

1p537w

Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed to mean such information as is required for reconciliation under EMIR ... section 5 of Part 7 of the Dodd-Frank Protocol is deleted; and 2.4 the following sentence is added at the end of paragraph 6.2 of Part ... Dodd-Frank Protocol: "Any valuation in respect of one or more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453192.pdf

EFTA01453183Set 10

1p536w

Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed to mean such information as is required for reconciliation under EMIR ... section 5 of Part 7 of the Dodd-Frank Protocol is deleted; and 2.4 the following sentence is added at the end of paragraph 6.2 of Part ... Dodd-Frank Protocol: "Any valuation in respect of one or more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453183.pdf

EFTA01453176Set 10

1p537w

Mitigation Techniques; 2.2 the definition of "Material Terms" in Part 7 of the Dodd-Frank Protocol is construed to mean such information as is required for reconciliation under EMIR ... section 5 of Part 7 of the Dodd-Frank Protocol is deleted; and 2.4 the following sentence is added at the end of paragraph 6.2 of Part ... Dodd-Frank Protocol: "Any valuation in respect of one or more transactions used for the purposes of compliance with the Portfolio Reconciliation Risk Mitigation Techniques will be without prejudice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453176.pdf

EFTA01401031Set 10

2014-03-125p829w

This document covers the EMIR requirements that were not part of our original Dodd Frank protocol. (attachment "DB Wealth - DF Protocol Amendment No 1 Final 10.29.13.pdf" deleted by Amanda Kirby/db/dbcomj ... Brown) I) Classification: For internal use only Please provide the Amendment to the Dodd Frank protocol, which covers the EMIR requirements, for the two clients below to finalize account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401031.pdf

EFTA01368414Set 10

1p519w

statement in the form of Statement B in Part 4 of the Dodd-Frank Protocol as a condition precedent to discussing additional swaps and/or swap trading strategies with ... statement in the form of Statement C in Part 4 of the Dodd-Frank Protocol as a condition precedent to discussing additional swaps and/or swaps trading strategies with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368414.pdf

EFTA01409731Set 10

2017-07-123p372w

approved on our platform They show Ceiling of 40mm usd However, Dodd Frank protocol is not up to date with us However, they may have redone their DF Protocol w/Global

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409731.pdf

EFTA01344513Set 10

1p177w

CLOs VI. Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA unilateral b. DB Dodd Frank Protocol (STING and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344513.pdf

EFTA01344525Set 10

1p146w

cLcis VI. Appendix: Paperwork checklist [Vahe/Amanda - with marry] a. ISDA Unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344525.pdf

EFTA01453182Set 10

2012-12-191p544w

swaps" in Section 6.3 of the Addendum and in Part 7 of the Dodd-Frank Protocol are construed to be references to each "OTC derivative" and "OTC derivative contract

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453182.pdf

EFTA01344520Set 10

1p122w

Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA unilateral b. DB Dodd Frank Protocol (STINC and SFLLC) C. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA 2111 Institutional

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344520.pdf

EFTA01351245Set 10

2013-10-229p741w

Appendix: Paperwork Checklist [Vahe/Amanda - with Harry] a. ISDA Unilateral EFTA01351251 b. DB Dodd Frank Protocol (STINC and SFLLC) c. KCP Non-Advisory Letter (for STINC and SFLLC) d. FINRA

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01351245.pdf