EFTA01118524Set 9
4p1,169w
Grade Structured Credit
Stams HighaGrade.Stnrctured Cre Strategi
dit Strategies Enhanced Leverag es, L.P. (the "High-Grade Fund") and Bear
e Fund, L.P. (the "Partnershi
p=').
WHEREAS, the Investor ... Stearns High-Grade Structured lega l and beneficial owner of a limited
Credit Strategies, L.P. (the "Hi partners
Grade Fund Interest") and desires gh-Grade Fund" and the interest ... apply the in-kind ind withdrawal of a portion
withdrawal proceeds thereof of its High-Grade
Interest in the Partnership. to the Subscription Amount pay
able in respect ofan
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118524.pdf
EFTA00300203Set 9
20p5,701w
invested in excess of $20 million in a hedge fund called the
Bear Stearns High-Grade Structured Credit Enhanced Leverage Fund, L.P. (the "Enhanced
Fund"). Tenth months later, this investment ... York for their roles at the Enhanced Fund
and its sister fund, Bear Steams High-Grade Structured Credit Strategies, L.P. (the "High-Grade
Fund").
968107 2
EFTA00300204
6. The Enhanced ... with (and was designed in part to cover-
up) huge problems with the original High-Grade Fund, which had been running for years before
the Enhanced Fund was created. Claimant
https://www.justice.gov/epstein/files/DataSet%209/EFTA00300203.pdf
EFTA00724436Set 9
2010-02-0517p3,889w
encompass "any."
-2-
KU 274066.1
EFTA00724437
10. The term "Funds" means Bear Stearns High-Grade Structured Credit
Strategies, L.P., Bear Steams High-Grade Structured Credit Strategies Enhanced Leverage, L.P.,
Bear ... Stearns High-Grade Structured Credit Strategies Master Fund, Ltd., Bear Steams
High-Grade Structured Credit Strategies Enhanced Leverage Master Fund, Ltd., Bear Steams
Asset Back Securities Partners, L.P., Bear Steams
https://www.justice.gov/epstein/files/DataSet%209/EFTA00724436.pdf
EFTA01300739Set 10
2008-01-0115p4,080w
invested fifteen million U.S. Dollars ($15,000,000) to purchase
interests in Bear Steams High-Grade Structured Credit Strategies, L.P. (the "HG Fund"),
WHEREAS, FTC withdrew its investment ... Fund and invested $20,155,344 in
the Bear Stearns High-Grade Structured Credit Strategics Enhanced Leverage Fund, L.P. (the
"EL Fund"); and
WHEREAS, FTC invested ten million U.S. Dollars ... Bear Stearns Companies Inc.,
No. 10 Civ. 1226 (RWS).
"Master Funds" means Bear Steams High-Grade Structured Credit Strategies Master Fund, Ltd.,
Bear Steams High-Grade Structured Credit Strategies Enhanced
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01300739.pdf
EFTA00294815Set 9
2002-10-2832p9,752w
Epstein caused FTC and COUQ to invest
nearly $35 million in Bear Steams High-Grade Structured Credit Strategies, L.P. (the "HG
Fund"), Bear Stearns High-Grade Structured Credit Strategies Enhanced ... either the Bear Stoma lillIkOrede Structured Credit
Strategies Master Fund, Ltd., the Bear Steams High-Grade Structured Credit Strategies Enhanced Leverage Master
Fund, Ltd., or the Boar Steams Asset Back ... providing for a suspension of redemptions when necessary); see
also Bear Stearns High-Grade Structured Credit Strategies, L.P. Limited Partnership Agreement,
dated August 26, 2003, attached hereto as Exhibit
https://www.justice.gov/epstein/files/DataSet%209/EFTA00294815.pdf
EFTA01118509Set 9
2006-08-253p1,047w
Thomas, Virgin Islands 00802
Re: Financial Trust Company, Inc.
Dear Investor,
High-Grade Structured Credit Strategies Enhanced Leverage
Thank you for your participation in the Bear Steams
we have received ... roll-over from the
mailed to you for another three weeks. We can confir
High-Grade Structured Credit Strategies Enhanced
Bear Steams High-Grade Structured Credit Strategies to the
Leverage ... Interest income
B PannerjeTsname. address. city. state. and 21P code C
Bear Stearns High-Grade Structured Credit Strategies. L.P. a Ordinary dividends
oto Bear Stearns Asset Management
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118509.pdf
EFTA01118520Set 9
4p3,163w
BEAR STEARNS
HIGH-GRADE STRUCTURED CRED
IT STRATEGIES
ENHANCED LEVERAGE FUND, L.P
.
(FOR USE BY INVESTORS IN BEAR STEARNS HIG
STRATEGIES FUND, L.P., THAT WISH TO H-GRADE STRUCTURED ... request the withdrawal of all or a portion of your
interest in the High-Grade Fund as of the Transaction Effective Date (as defined in the
interest Exchange Agreement ... value equal to the value of the withdrawn portion of your interest in
the High-Grade Fund immediately prior to the effectiveness of such withdrawal.
(A) The Partnership will offer
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118520.pdf
EFTA01146380Set 9
2012-10-128p6,029w
Americans in 2013.
Credit
• Spreads gave a mixed picture this week as US high-grade tightened,
treasuries rallied, and lower-quality credit and equity markets sold-off. At
160bp ... high-grade is now back to pre-August 2011 levels, and the Fed's
activity in mortgage markets seems to be bolstering demand for high-quality
corporates as MBS portfolio
https://www.justice.gov/epstein/files/DataSet%209/EFTA01146380.pdf
EFTA00188312Set 9
2007-10-18170p86,295w
Financial Trust Company, is listed
Leverage fund. A
"beneficial owner" of the Bear Steams High-Grade Structured Credit Strategies Enhanced
having "the power to
January filing with the Securities ... 6/22/07, "Bear
Leverage fund was
Rescue—Sort Of"). The four-year-old Bear Stearns High-Grade Structured Credit Strategies
s in that fund, too. The
down about
https://www.justice.gov/epstein/files/DataSet%209/EFTA00188312.pdf
EFTA00955197Set 9
2013-02-225p2,708w
client survey, Trang Nguyen), which helps
explain the asset class's recent underperformance.
• US high-grade bonds continue to trade in an astonishingly tight range, with spread volatility approaching ... bonds this year. If nothing else, this, we believe, highlights the diversification benefit ofhaving
high-grade credit in a global portfolio. Within US HG, our overweight of financials
https://www.justice.gov/epstein/files/DataSet%209/EFTA00955197.pdf