Epstein Files Search

EFTA01492174Set 10

2011-04-011p605w

Access Portfolios and are available upon request. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge ... funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV') on a daily basis and mutual fund NAVs shown on your statement generally will ... last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492174.pdf

EFTA01576056Set 10

2005-01-017p1,293w

received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they ... federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested ... Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01576056.pdf

EFTA01526361Set 10

2004-12-0118p2,446w

received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they ... federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested ... Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01526361.pdf

EFTA01576111Set 10

2005-10-019p1,352w

received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they ... federal or state government or government agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount invested ... Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01576111.pdf

EFTA01496853Set 10

1p816w

received within this period, your account will be considered correct. Mutual Funds/Securities Securities (including Mutual Funds) and annuities are not bank deposits and are not FDIC insured nor are they ... erom en t or go, ernment agency or government sponsored agency. Securities (including mutual funds) and annuities involve investment risks, including the possible loss of the principal amount Invested ... Income fund, Inc. are not pan of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P.. which an: unaffiliatal

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01496853.pdf

EFTA01389929Set 10

1p803w

same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) including requirements for such entities to provide certain periodic pricing and valuation information to investors ... equity funds may have a more concentrated or less diversified portfolio than an average mutual fund. While a more concentrated portfolio can have good results when a manager is correct ... expenses associated with private equity investing may exceed those of a long-only mutual fund. • Reliance on Fund Manager Lack of Transparency - A private equity fund's manager or general

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389929.pdf

EFTA01449437Set 10

1p765w

Account # IV. PARTIAL TRANSFERS. DIRECT MUTUAL FUNDS AND LIQUIDATIONS (If there are more than eight assets, attach a signed list to this form) QUANTITY ASSET DESCRiPTON CUSir/SYMSOL FUND ACCOUNT TRANSFER ... review process. DRS items cannot be !podded. 2 it this is a mutual fund transfer and there is no dividend or capital gain option checked in the section above. Pershing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449437.pdf

EFTA00587420Set 9

1p382w

June 2001 Experience: Bank of New York Mellon: Brooklyn, NY Jan 2008- Present Senior Mutual Fund Accountant: • Responsible for a verification of assets, cash and units, by producing formal reconcilements ... State Street Corporation: Boston, MA Senior Associate MutualFund Accountant: June 2007- Nov 2007 Associate Mutual Fund Accountant: Nov 2005- June 2007 • Completed manual account reconcilements both weekly and monthly • Performed

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587420.pdf

EFTA01411928Set 10

2017-10-062p417w

Gate Pkwy #400 Jacksonville, FL 32256 Email: Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated ... instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01411928.pdf

EFTA01563932Set 10

2009-04-0112p1,326w

Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01563932.pdf

EFTA01495714Set 10

2008-04-301p524w

Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich & Tang Distributors Inc. and Reich & Tang Asset Management L.P., which are unaffiliated with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01495714.pdf

EFTA01532743Set 10

2008-11-014p770w

Income Fund, Inc. are not part of, or affiliated with, the JPMorgan Family of Mutual Funds. Reich a Tang Distributors Inc. and Reich & Tang Asset Man agement L.P., which

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01532743.pdf

EFTA01207162Set 9

2015-07-0535p13,823w

Puerto Rico's plight also affects most people with a mutual fund invested in the municipal bond market. Unlike the bonds of most states and municipalities, Puerto Rico

https://www.justice.gov/epstein/files/DataSet%209/EFTA01207162.pdf

EFTA01511441Set 10

2002-06-011p305w

Asset ACCCont .nduitno mutual funds we FDIC ensured a beak °costs Foreign Exchange - 239,064.43 755,488 63 Obt9abAnS 0!o Oua ranteed by JI3MCS Or any Of As Cana

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01511441.pdf

EFTA01510487Set 10

2012-03-011p811w

custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510487.pdf

EFTA00617113Set 9

2017-05-2515p1,547w

interrogatories. 4. If you own or have any beneficial interest in any stocks, bonds, mutual funds, or other securities of any class in any government, governmental organization, company, firm

https://www.justice.gov/epstein/files/DataSet%209/EFTA00617113.pdf

EFTA01541655Set 10

2013-06-3021p3,027w

custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01541655.pdf

EFTA01518449Set 10

2013-04-011p195w

months' 658,810 05 100% Cash 23,321.40 3% International Bonds 151,753.55 23% Mutual Funds 483,735.10 74% ' The years indicate the number of years until the bond

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518449.pdf

EFTA01548310Set 10

2014-02-0118p4,045w

JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01548310.pdf