Epstein Files Search

EFTA00583332Set 9

2016-12-2053p18,162w

number of Equivalent Heritage Points of such Principal Group over the Pecuniary Interest in the Heritage Points of such Principal Group. "Exchange" means (i) the exchange by Holdings ... Extraordinary Transaction or any other transaction approved by the Persons who will be selling Pecuniary Interests in AOG Units or (iv) at the option of the Executive Committee ... which is the number of AOG Units in which such Principal Group had a Pecuniary Interest immediately prior to such transfer. "Excluded Assets" means any direct or indirect (i) personal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00583332.pdf

EFTA00808222Set 9

2007-07-1355p18,213w

1/octi: US1:107703119t 15 EFTA00808228 Equivalent Heritage Points of such Principal Group over the Pecuniary Interest in the Heritage Points of such Principal Group. "Exchange" means (i) the exchange ... Extraordinary Transaction or any other transaction approved by the Persons who will be selling Pecuniary Interests in AOG Units or (iv) at the option of the Executive Committee ... which is the number of AOG Units in which such Principal Group had a Pecuniary Interest immediately prior to such transfer. "Excluded Assets" means any direct or indirect (i) personal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00808222.pdf

EFTA00797433Set 9

2007-07-1351p18,487w

number of Equivalent Heritage Points of such Principal Group over the Pecuniary Interest in the Heritage Points of such Principal Group. "Exchange" means (i) the exchange by Holdings ... Extraordinary Transaction or any other transaction approved by the Persons who will be selling Pecuniary Interests in AOG Units or (iv) at the option of the Executive Committee ... which is the number of AOG Units in which such Principal Group had a Pecuniary Interest immediately prior to such transfer. "Excluded Assets" means any direct or indirect (i) personal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00797433.pdf

EFTA00623298Set 9

2007-07-1350p18,403w

number of Equivalent Heritage Points of such Principal Group over the Pecuniary Interest in the Heritage Points of such Principal Group. "Exchange" means (i) the exchange by Holdings ... Extraordinary Transaction or any other transaction approved by the Persons who will be selling Pecuniary Interests in AOG Units or (iv) at the option of the Executive Committee ... which is the number of AOG Units in which such Principal Group had a Pecuniary Interest immediately prior to such transfer. "Excluded Assets" means any direct or indirect (i) personal

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623298.pdf

EFTA01121162Set 9

2007-07-1345p17,604w

with respect to a Restricted Party, a Person who, directly or indirectly, holds a Pecuniary Interest. The terms "Beneficially Own" and "Beneficial Ownership" have correlative meanings. "Board" means ... such Person. "Other Proposed Sellers" has the meaning set forth in Section 5.2(b). "Pecuniary Interest" means with respect to the Operating Group Units (and all securities into which such ... Restricted Party may, directly or indirectly, voluntarily effect cumulative transfers of his Pecuniary Interests representing more than (the percentages set forth in this Section 2.2(a), in each case, shall

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121162.pdf

EFTA01069550Set 9

2007-07-1342p17,867w

with respect to a Restricted Party, a Person who, directly or indirectly, holds a Pecuniary Interest. The terms "Beneficially Own" and "Beneficial Ownership" have correlative meanings. "Board" means ... such Person. "Other Proposed Sellers" has the meaning set forth in Section 5.2(bl. "Pecuniary Interest" means with respect to the Operating Group Units (and all securities into which such ... Restricted Party may. directly or indirectly, voluntarily effect cumulative transfers of his Pecuniary Interests representing more than (the percentages set forth in this Section 2.2(a), in each case, shall

https://www.justice.gov/epstein/files/DataSet%209/EFTA01069550.pdf

EFTA01121207Set 9

3p1,420w

Restricted Party may. directly or indirectly. voluntarily effect cumulative transfers of his Pecuniary Interests representing more than (the percentages set forth in this Section 2 2fa) . in each case, shall ... determined based on the aggregate amount of Pecuniary Interests held by such Restricted Party as of the date hereof and as adjusted pursuant to Section ... Pecuniary Interests at any time prior to the second anniversary of the closing date of the IPO: (ii) 7.5% of his Pecuniary Interests at any time after the second anniversary

https://www.justice.gov/epstein/files/DataSet%209/EFTA01121207.pdf

EFTA01146331Set 9

4p2,404w

event of Mr. Black's termination by reason of death or disability, his pecuniary interest in Apollo Operating Group units would vest in full. Pursuant to his employment agreement ... individuals disclaim any beneficial ownership of these shares, except to the extent of their pecuniary interest therein. (4) BRH. the holder of the Class B share. is one third owned ... beneficial ownership of these Class A shares. except to the extent of their pecuniary interest therein. Reflects units beneficially owned by Waddell & Reed Financial. Inc. and its subsidiary Ivy Investment

https://www.justice.gov/epstein/files/DataSet%209/EFTA01146331.pdf

EFTA01366379Set 10

1p644w

prospectus. The post-offering ownership percentage column below, as well as the footnotes denoting pecuniary interest below, assume that the underwriters do not exercise their over-allotment option, that ... control over such securities. Mr. Zepf. through his holdings in our sponsor, has a pecuniary interest in 752,7% thunder shares; 173.914 shares are held in the Zepf 1999 Descendants ... Michael Johnston. (3) Tomahawk International Holdings Limited, an affiliate of Mr. Cook. has a pecuniary interest in 255.380 founder shares through its holdings in our sponsor. (4) Mr. Km. through

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366379.pdf

EFTA00615446Set 9

2007-07-1334p11,849w

means, with respect to any Principal Group and Heritage Fund, such Principal Group's Pecuniary Interest in the Heritage Points of such Heritage Fund divided by the Pecuniary Interest ... Limited Partners. "Partnership" means the limited partnership continued pursuant to this Agreement. "Pecuniary Interest' means (i) with respect to AOG Units, the number of AOG Units that would be distributable ... Partner, the amount, expressed as a percentage, obtained by dividing (i) the Pecuniary Interest of such Partner in AOG Units by (ii) the Pecuniary Interest of all the Partners

https://www.justice.gov/epstein/files/DataSet%209/EFTA00615446.pdf

EFTA01384982Set 10

2015-06-301p302w

Common Units outstanding after this offering and the Internalization. Includes Mr. Boardman's pecuniary interest in 47,151 Common Units held by AFA and 77,380 Common Units held ... Boardman is the sole beneficiary as of June 30, 2015. Includes Mr. Climbers pecuniary interest in 20,614 Common Units held by AFA as of June 30, 2015. Includes ... held by IF Farmland L.I.C. an entity indirectly owned by Mr. LeFrak, and the pecuniary interest in IF Farmland LLC in 105,876 Common Units held by AEA, both

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384982.pdf

EFTA01084175Set 9

2013-10-034p1,107w

copy of this Amendment. 2 The Agreement Among Principal provides that each Principal's Pecuniary Interest in AOG units he holds indirectly thorough AP Professional Holdings ("Holdings") is subject ... vesting. "Pecuniary Interest" means the number of AOG units that would be distributed to the principal if Holdings was liquidated. Leon's AOG units vested in 72 equal monthly installments ... transfer (and thus cannot Exchange) more than the following percentages of their Pecuniary Interests (see Section 2.2): a. 0% until March 30, 2013 (2nd anniversary of the IPO closing date

https://www.justice.gov/epstein/files/DataSet%209/EFTA01084175.pdf

EFTA01433450Set 10

2015-05-2716p7,433w

allege that the defendants failed to disclose that they or their affiliates had a pecuniary interest in the AIG Investment "despite mismanagement" of the AIG fund. The plaintiffs contend that ... business, profession or employment, or in any other transaction in which he has a pecuniary interest, supplies false information for the guidance of others in their business transactions, is subject ... that the defendants, negligently failed to disclose that they or their affiliates had a pecuniary interest in the AIG investment and that the plaintiffs relied upon the information and advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433450.pdf

EFTA01726507Set 10

1999-08-0237p7,942w

allege that the defendants failed to disclose that they or their affiliates had a pecuniary interest in the AIG Investment "despite mismanagement" of the AIG fund. The EFTA01726528 Financial Trust ... business, profession or employment, or in any other transaction in which he has a pecuniary interest, supplies false information for the guidance of others in their business transactions, is subject ... that the defendants negligently failed to disclose that they or their affiliates had a pecuniary interest in the AIG investment and that the plaintiffs relied upon the information and advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01726507.pdf

EFTA01091832Set 9

2004-11-1967p15,221w

which the insider acts as trustee and in which the insider has a "pecuniary interest." Since most hedging strategies are reportable as a "sale" under Section 16 (requiring that ... trustee (or a member of the trustee's immediate family) has a pecuniary interest [Rule 16a-8(a)(2)] • The donation of the securities to the CRT should be exempt ... circumstances • Section 16 - Trustee who has (or whose immediate family member has) a pecuniary interest must include trust stock in determining volume limits and sales by the trust will

https://www.justice.gov/epstein/files/DataSet%209/EFTA01091832.pdf

EFTA01366328Set 10

1p889w

Transactions." Our executive officers, directors, security holders and their respective affiliates may have competitive pecuniary interests that conflict with our interests. We have not adopted a policy that expressly prohibits

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366328.pdf

EFTA01086276Set 9

2015-11-03108p35,449w

Principals Agreement The Principals Agreement provides that each Managing Partner's Pecuniary Interest" in the AOG Units that he holds indirectly through Holdings shall be subject to vesting. The Managing ... time on or after the sixth anniversary of the shelf effectiveness date. 27 Pecuniary Interest - With respect to each Managing Partner, the number of AOG units that would be distributable

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086276.pdf

EFTA01086168Set 9

2015-11-03108p35,698w

Principals Agreement The Principals Agreement provides that each Managing Partner's Pecuniary Interest" in the AOG Units that he holds indirectly through Holdings shall be subject to vesting. The Managing ... time on or after the sixth anniversary of the shelf effectiveness date. 29 Pecuniary Interest - With respect to each Managing Partner, the number of AOG units that would be distributable

https://www.justice.gov/epstein/files/DataSet%209/EFTA01086168.pdf

EFTA01386063Set 10

1p892w

business, profession or employment, or in any other transaction in which he has a pecuniary interest, supplies false information for the guidance of others in their business transactions, is subject ... that the defendants, negligently failed to disclose that they or their affiliates had a pecuniary interest in the AIG investment and that the plaintiffs relied upon the information and advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386063.pdf

EFTA01386029Set 10

1p941w

business, profession or employment, or in any other transaction in which he has a pecuniary interest, supplies false information for the guidance of others in their business transactions, is subject ... that the defendants, negligently failed to disclose that they or their affiliates had a pecuniary interest in the AIG investment and that the plaintiffs relied upon the information and advice

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386029.pdf