EFTA00601702Set 9
2015-07-2281p44,346w
Pursuant to Rule 424(b)(2)
Registration No. 333-191692
The information in this prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus ... offer or sale is not permitted.
SUBJECT TO COMPLETION, DATED JULY 22, 2015
Prospectus Supplement
(To Prospectus dated ()tuber 11, 2013)
HMORGAN CHASE &CO.
DEPOSITARY SHARES
EACH REPRESENTING A 1/40OA ... redeem the Preferred Stock upon certain events involving capital treatment as described in this prospectus
supplement. subject to regulatory approval. If we redeem any Preferred Stock. the depositary will redeem
https://www.justice.gov/epstein/files/DataSet%209/EFTA00601702.pdf
EFTA01140688Set 9
2012-03-2217p7,839w
Registration No. 333.180289
PRICING SUPPLEMENT
Dated April 5.2013
(To Prospectus dated March 22.2012
and Prospectus Supplement dated March 22, 2012)
Structured HSBC USA Inc.
Investments $11.525.000
Bather Notes with Step ... General
• Terms used in this pricing supplement are described or defined herein, in the prospectus supplement and in the prospectus.
The Notes will have the terms described herein ... prospectus supplement and prospectus. The Notes do not
guarantee any return of principal, and you may lose up to 100% of your initial investment. The Notes will not bear
interest
https://www.justice.gov/epstein/files/DataSet%209/EFTA01140688.pdf
EFTA00607796Set 9
2015-03-2487p43,548w
SUBJECT TO COMPLETION
PRELIMINARY PROSPECTUS SUPPLEMENT DATED MARCH 24, 2015
• PROSPECTUS SUPPLEMENT
(To Prospectus datedMarch 23, 2015)
ea Depositary Shares
National General >>
ry Holdings Corp.
Depositary Shares, Each Representing ... other lectured dividends. See
"Description of the Series B Preferred Stock—Redemption — in this prospectus supplement. The depositary shares representing the
=
Series B Preferred Stock will be redeemed ... forth under
"Description of the Series B Preferred Stock—Voting Rights" in this prospectus supplement. A holder of depositary shares representing
r, fractional Tests in the Series B Preferred Stuck
https://www.justice.gov/epstein/files/DataSet%209/EFTA00607796.pdf
EFTA01191326Set 9
2015-02-0577p42,524w
SUBJECT TO COMPLETION, DATED FEBRUARY 5, 2015
o.• Prospectus Supplement
la 2 (To Prospectus dated October It 2013)
b.. al
O. in
cr.
3.
c 0
.to 4--..,.
JPMORGAN ... Preferred Stock upon certain events involving capital
kr!) treatment as described in this prospectus supplement, subject to regulatory approval. If we redeem any Preferred Stock, the
depositary will redeem ... approved or disapproved of the depositary
shares or Preferred Stock or determined that this prospectus supplement or the attached prospectus is accurate or complete. Any
-5 -° representation to the contrary
https://www.justice.gov/epstein/files/DataSet%209/EFTA01191326.pdf
EFTA01205493Set 9
2015-08-0580p43,228w
SUBJECT TO COMPLETION, DATED AUGUST 5, 2015
PRELIMINARY PROSPECTUS SUPPLEMENT
Prospectus Supplement
(To Prospectus datedJuly 15, 2015)
a
CO GLOBAL INDEMNITY PLC
% Subordinated Notes ... Subordinated Notes due 2045. which we refer to as the "Notes" in this prospectus supplement
and as "subordinated debt securities" in the accompanying prospectus. The Notes will accrue interest ... these securities or passed upon the accuracy or adequacy of the disclosure in this prospectus supplement and the
N • accompanying prospectus. Any representation to the contrary is a criminal offense
https://www.justice.gov/epstein/files/DataSet%209/EFTA01205493.pdf
EFTA01108547Set 9
2016-03-1096p52,843w
SUBJECT TO COMPLETION, DATED MARCH 10, 2016
•
•-••
g PRELIMINARY PROSPECTUS SUPPLEMENT
('lb Prospectus dated March 10, 2016)
IF-•
Ra
KKR
2° KKR & Co. L.P.
TS
c -Ng Units ... securities commission has approved or
=c.• —•., disapproved of these securities or determined if this prospectus supplement or the related prospectus is truthful or
-0
c c complete. Any representation ... Investment Bank NVells Fargo Securities
O t,
9 March , 2016
EFTA01108547
TABLE OF CONTENTS
Prospectus Supplement
Page Page
About This Prospectus Supplement iii Book-Entry, Delivery, and Form
https://www.justice.gov/epstein/files/DataSet%209/EFTA01108547.pdf
EFTA01198069Set 9
2015-07-2795p44,280w
SUBJECT TO COMPLETION, DATED JULY 27, 2015
0 PROSPECTUS SUPPLEMENT
k
• (To Prospectus dated December 15, 2014)
... Char/eS SCHWAB
-0... ,...
CP
The Charles Schwab Corporation
4.aI Asi Depositary Shares, Each ... disapproved of the depositary shares or passed upon the adequacy or accuracy of this prospectus supplement or
0 f.. the accompanying prospectus. Any representation to the contrary ... Bank Wells Fargo Securities
0 oal
C', 0w, , 2015
EFTA01198069
TABLE OF CONTENTS
PAGE
PROSPECTUS SUPPLEMENT
ABOUT THIS PROSPECTUS SUPPLEMENT S-ii
WHERE YOU CAN FIND MORE INFORMATION
https://www.justice.gov/epstein/files/DataSet%209/EFTA01198069.pdf
EFTA01090509Set 9
2015-08-1774p39,980w
Subject to completion, dated August 17, 2015
0
0 Ft
PRELIMINARY PROSPECTUS SUPPLEMENT
n' —
D,1= (To prospectus dated March 31, 2015)
G
03
C
CD en
•-•
rn =
CapitajOne ... additional depositary shares within 30 days after the date of this
=
prospectus supplement at the public offering price, less underwriting discounts and commissions. solely to cover over-allotments ... representing an interest in
o •
a 413 our Preferred Stock, you should read this prospectus supplement, the related prospectus and all information
a. 0,..= incorporated by reference herein, including
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090509.pdf
EFTA00618203Set 9
2016-06-0663p37,674w
Series A (the
"preferred shares") of Validus Holdings, Ltd. (the "Issuer").
In the Preliminary Prospectus Supplement dated June 6, 2016, the Issuer indicates that it it does not believe that ... associated with an investment in
the preferred shares of the Issuer in the Preliminary Prospectus Supplement at pages S•33 to SAO.
Clients should consult their tax advisors about ... Smith Incorporated. Member Securities Investor Protection Corporation (SIPC)
EFTA00618203
The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and
the accompanying
https://www.justice.gov/epstein/files/DataSet%209/EFTA00618203.pdf
EFTA00690288Set 9
2015-11-1656p26,214w
SUBJECT TO COMPLETION, DATED NOVEMBER 16, 2015
.= els
5 .=
c E
CU a-
PRELIMINARY PROSPECTUS SUPPLEMENT
E a (To Prospectus Dated November ... disapproved of these
a= >. securities or passed upon the accuracy or adequacy of this prospectus supplement or the accompanying prospectus. Any representation
=.. = to the contrary is a criminal offense ... offering price less the underwriting discounts, within 30 days from the date of this prospectus supplement solely to cover
A)
= la over-allotments, if any.
ci. ea The underwriters expect
https://www.justice.gov/epstein/files/DataSet%209/EFTA00690288.pdf
EFTA00597104Set 9
2016-07-2595p54,885w
Subject to Completion, Dated July 25, 2016
co= PROSPECTUS SUPPLEMENT
(To Prospectus Dated February 9, 2016)
E
S
se
co
BNY MELLON
The Bank of New York Mellon Corporation ... rate equal to Three-month LIBOR (as defined
0 .
co t elsewhere in this prospectus supplement) plus % from and including September 20. 2026. Fixed rate dividends will be payable ... subject to certain legal. regulatory and other restrictions as
described elsewhere in this prospectus supplement.
co v3 We may. at our option, redeem the shares of Series F Preferred Stock
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597104.pdf
EFTA00597527Set 9
2013-07-1914p12,307w
Rule 433
(To the Prospectus dated July 19, 2013, Registration No. 333-190038
the Prospectus Supplement dated July 19, 2013 and September 15.2015
the Prospectus Addendum dated February ... relevant U.K. resolution authority. should read the prospectus dated July 19, 2013, the prospectus supplement
dated July 19. 2013. the prospectus addendum dated February 3, 2015 and
• The notes ... Risk Factors' beginning on page
New York. NY 10019.
S-6 of the accompanying prospectus supplement and "Selected Risk Considerations* beginning on page FW P-7 ol the
accompanying
https://www.justice.gov/epstein/files/DataSet%209/EFTA00597527.pdf
EFTA01124129Set 9
2016-01-19216p110,656w
SUBJECT TO COMPLETION. DATED JANUARY 19, 2016
cum
ac Prospectus Supplement to Prospectus Dated May 5, 2014
E 10 WELLS
o w FARGO
o
••co 00 Wells Fargo & Company ... disapproved of these securities or passed upon the accuracy or adequacy of this prospectus supplement or the
accompanying prospectus. Any representation to the contrary is a criminal offense ... Morgan Morgan Stanley RBC Capital Markets UBS Investment Bank
u) L E
:E c
Prospectus Supplement dated January , 2016
EFTA01124129
ABOUT THIS PROSPECTUS SUPPLEMENT
You should read this prospectus supplement
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124129.pdf
EFTA02702844Set 11
2016-05-1111p5,318w
Agit 26. 2016
FREE WRITING PROSPECTUS
go Prospectus dated March 5. 2015 and
Prospectus Supplement dated March 5. 2015)
,DF
HSBC USA Inc.
Fixed to Floating Rate Notes
► Five year ... passed upon the accuracy or the adequacy of this document, the accompanying prospectus or
prospectus supplement. My representation to the contrary is a criminal offense.
We have appointed HSBC Securities ... pago FWP-6 of this
document and page S-3 of the accompanying prospectus supplement.
Price to Public Underwriting Proceeds to Issuer
Discount'
Per security $1,000
Total
HSBC
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702844.pdf
EFTA01129958Set 9
2014-11-2095p54,256w
Subject to Completion
-o Preliminary Prospectus Supplement dated May IS, 2016
PROSPECTUS SUPPLEMENT
(To Prospectus dated November ... more deferral periods for up to five consecutive years as described in this prospectus supplement.
On or after . 2021. we may redeem the debentures. in whole at any time ... year ended
6 a) December 31, 2015, which is incorporated by reference in this prospectus supplement and the
= ces
to
›, accompanying prospectus.
co c)
=2 Neither the Securities and Exchange
https://www.justice.gov/epstein/files/DataSet%209/EFTA01129958.pdf
EFTA01465578Set 10
2013-03-1322p7,232w
PRICING SUPPLEMENT
Dated March 13, 2013
(To Prospectus dated March 22, 2012
and Prospectus Supplement dated March 22, 2012)
Structured
Investments
General
• Terms used in this pricing supplement are described ... defined herein, in
the prospectus supplement and in the prospectus. The Notes will have
the terms described herein and in the prospectus supplement and prospectus.
The Notes do not guarantee ... terms of the Notes set forth below are inconsistent with those
described in the prospectus supplement and prospectus, the terms set
forth below will supersede.
• Any payment on the Notes
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465578.pdf
EFTA00613223Set 9
2017-02-28143p82,733w
SUBJECT TO COMPLETION, DATED FEBRUARY 28, 2017
4.6 PRELIMINARY PROSPECTUS SUPPLEMENT
(To Prospectus dated May 6, 2016)
•g
"ID 0
erj
ch APOLLO
0
<
▪ to)
Apollo Global Management ... approved or disapproved of these
ua
g a. Pc securities or determined if this prospectus supplement or the related prospectus is truthful or complete. Any representation to the contrary ... underwriters the option to purchase, exercisable within 30 days of the date of this prospectus supplement, up
5 „ to additional Series A Prefened Shares on the same terms and conditions
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613223.pdf