EFTA01296945Set 10
2017-06-1652p10,715w
Notes Shares, after giving effect to the Reverse Stock Split described
below. The Company delivered cash in lieu of any fractional shares. In addition, each
participating holder received accrued ... issued 2,803,302 shares of common stock, after giving effect to the Reverse Stock
Split described below, to the lenders thereunder (the "New Senior Loan Shares"), which
include ... shares, respectively, after giving effect to the Reverse Stock Split described below.
For internal use only
SDNY_GM_00059811
CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022635
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01296945.pdf
EFTA02444203Set 11
2009-05-039p3,993w
Holder after the merger or consolidation.
(b) Recapitalization. If any stock split, reverse stock split, stock dividend,
subdivision, combination or reclassification of shares of Common Stock or other recapitalization ... number of shares of issued and
outstanding Common Stock (any such stock split, reverse stock split, stock dividend, subdivision,
combination or reclassification of shares of Common Stock or other recapitalization
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02444203.pdf
EFTA02444212Set 11
2009-05-0313p5,699w
hereof.
2.5. Adjustment to Conversion Price. In the event of any stock split, reverse stock
split, stock dividend, subdivision, combination or reclassification of shares of Common Stock or
other recapitalization ... number of
shares of issued and outstanding Common Stock (any such stock split, reverse stock split, stock
dividend, subdivision, combination or reclassification of shares of Common Stock or other
recapitalization
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02444212.pdf
EFTA00289560Set 9
2012-12-28122p36,197w
Series A Preferred Stock
("Accruing Dividends") as adjusted for any stock splits, reverse stock splits, stock dividends and
similar recapitalization events (each a "Recapitalization Event'). Accruing Dividends shall
accrue from ... shares of Common Stock shall be subdivided,
combined or consolidated, by stock split, reverse stock split or similar event, into a greater or
lesser number of shares of Common Stock
https://www.justice.gov/epstein/files/DataSet%209/EFTA00289560.pdf
EFTA00298882Set 9
2012-12-2826p9,661w
this
Agreement, or (vii) in connection with any stock split, stock dividend, reverse stock split or
similar recapitalization event.
3.5 Termination. The right of first offer contained in this Section ... amount per share, then, upon the occurrence of any stock split, stock
dividend, reverse stock split or similar recapitalization event affecting such shares, the specific
number of shares or dollar
https://www.justice.gov/epstein/files/DataSet%209/EFTA00298882.pdf
conversion (with such
conversion price being subject to adjustment upon a stock
split, reverse stock split or similar event)
Prepayment: The Company may prepay any Convertible
Debenture, in whole ... with such exercise price being subject to
adjustment upon a stock split, reverse stock split or similar
event)
Current Capitalization: Authorized capital stock: 50 million, of which 40 million
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02444172.pdf
such as a merger, consolidation, reorganization, recapitalization. separation, extraordinary stock dividend, stock split.
reverse stock split, split up, spin-off, combination of shares, exchange of shams, dividend in kind, extraordinary
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365834.pdf
issued shares of Class A common
stock resulting from a stock split, reverse stock split, stock dividend, subdivision, combination or reclassification of the Class A common stock
(including any such
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382745.pdf
Mergers and Eauity Restructurings. In the event of any recapitalization,
reclassification, stock split, reverse stock split, reorganization, merger, consolidation, split-up, spin-off or other transaction that affects our
common
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382369.pdf
tain events occur, such as a stock dividend, stock
distribution, stock split, reverse stock split, rights offer-
ing, distribution, reorganization, recapitalization.
reclassification in respect of an underlying security
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393107.pdf
tain events occur, such as a stock dividend, stock
distribution, stock split, reverse stock split, rights offer-
ing, distribution, reorganization, recapitalization.
reclassification in respect of an underlying security
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353417.pdf
EFTA01143367Set 9
2012-09-1051p8,591w
class of shares in the event of a stock dividend,
stock split, reverse stock split, combination, reclassification or like change in the capital structure
of the Company. All new, substituted
https://www.justice.gov/epstein/files/DataSet%209/EFTA01143367.pdf
EFTA00298925Set 9
2012-12-2817p3,993w
amount per share, then, upon the occurrence of any stock split,
stock dividend, reverse stock split or similar recapitalization event affecting such shares, the
specific number of shares or dollar
https://www.justice.gov/epstein/files/DataSet%209/EFTA00298925.pdf
EFTA01381317Set 10
2015-07-201p840w
cash. shares of common stock, other securities or other property), recapitalization, stock split, reverse stock
split, reorganization, merger. consolidation, split-up, split-off, spin-off, combination, repurchase or exchange
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381317.pdf