""the Securities"" — Epstein Files Search

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Corpus: 1990-03-17 – 2025-12-01

April 2016

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EFTA00151384Set 9

2016-04-1428p12,804w

PURCHASE MONEY Mortgage MIN 100011511242809607 Words Used Often In This Document (A) "Security Instrument." This document, which is dated April 14, 2016 torts with all Ridrrs to this document, will ... called the "Security Instrument." (B) "Borrower." and whose address is Unit MISA New York, NY 10028- sometimes will be called "Borrower" and sometimes simply 'I" or "me." (C) MERS ... charges and late charges due under the Note, and all sums due under this Security Instrument, plus interest. (H) "Sums Secured.' The amounts described below In the section titled "Borrower

https://www.justice.gov/epstein/files/DataSet%209/EFTA00151384.pdf

EFTA01396742Set 10

offer to sell or a solicitation of an offer to buy any securities or investment products referred to herein. A private offering of interest in the securities described herein ... Capital Network, Inc. (d/b/a iCapital Network), is an investment adviser registered with the U.S. Securities and Exchange Commission ("SEC"). The registrations and memberships above in no way imply that ... shall not be distributed, in any jurisdiction where such distribution would violate applicable securities laws This Presentation may refer to certain events as having occurred and documents as having been

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396742.pdf

EFTA01536045Set 10

2010-06-0194p8,672w

Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals ... Total Inflows OUTFLOWS Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance ... BROKERAGE TAX &/OR SEC (12,000.000) EFTA01536084 89,673.00 600.00 1.52 J.P. MORGAN SECURITIES INC. TRADE DATE 06/03/10

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01536045.pdf

EFTA01559210Set 10

2010-06-0128p4,941w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities, Inc. ("JPMSI"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMSI, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities Inc. ("JPMSI") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559210.pdf

EFTA01477939Set 10

2015-12-3162p10,734w

Process Portfolio Construction CIO View Global Asset Research Allocation MIC1 Regional Asset Allocation RIC2 Security Selection PIC3 Portfolio Management Client Portfolio Quality Management 1 MIC = Multi Asset Investment Committee ... reCommendation (PIC) Different asset-class specific groups create investable portfolio implementation recommendations on single security level suitable to implement RIC allocations. These groups use best in class research ... high-yield bonds, international bonds, emerging market bonds, municipal bonds, Treasury Inflation Protected Securities, hedge funds, Real Estate Investment Trusts, commodities, and cash. The RIC currently recognizes four basic investment

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477939.pdf

EFTA01559381Set 10

2010-12-0129p4,030w

Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions ... Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio ... discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559381.pdf

EFTA01360273Set 10

which this Agreement applies may include Transactions in respect of which the Purchased Securities consist of or include equities; and (ii) a transfer of Margin Securities may consist ... conditions of this Annex shall apply to such Transactions and transfers of Margin Securities. (b) In relation to Transactions and transfers of Margin Securities to which this Annex applies ... this Annex. 2. Interpretation (a) In this Annex - (i) "equities" and "equity securities" include shares or stock in the share capital of a corporation, whether ordinary shares or preference shares

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360273.pdf

EFTA01552072Set 10

2012-04-0116p2,648w

obtain a current price from an internal or external source for a particular security, the price column on your statement may indicate "unpriced". Although such securities may have value, please ... note that if a security is indicated as "unpriced" it will not be included in your overall current market value as reflected on the statement. Page 1 of 6 EFTA01552074 ... reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01552072.pdf

EFTA01920613Set 10

2014-06-1436p8,997w

Sectarian Challenge Giorgio Cafiero and Daniel Wagner Article 6. National Review Obama's National-Security Team of Yes Men Matthew Continetti EFTA_R1_00363801 EFTA01920613 Article 7. American Thinker ... used his EFTA_R1_00363802 EFTA01920614 office to install Shiites in key security posts, drive out Sunni politicians and generals and direct money to Shiite communities. In a word, Maliki ... minister, he made himself acting minister of defense, minister of the interior and national security adviser, and his cronies also control the Central Bank and the Finance Ministry. Maliki

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01920613.pdf

EFTA00149845Set 9

2020-08-1136p21,180w

officers EFTA00149847 were injured." Bloomberg (8/10, Singh, 4.73M) reports "a civilian and a security guard" were shot, according to Superintendent Brown. On the CBS Evening NewsVi (8/10, story ... will be held responsible. The Guard is ready to act immediately. The Courthouse is secured by Homeland!" Noting the President's tweet, the New York Post (8/10, Moore, Nelson ... Evening NewsVi (8/10, Story 2, 2:10, Brennan, 4.37M) reported on "a rare security breach at the White House," as "moments after beginning his daily coronavirus briefing with reporters

https://www.justice.gov/epstein/files/DataSet%209/EFTA00149845.pdf

EFTA00620125Set 9

2016-04-272p1,410w

Equity Options: AAPL Cash-Secured Put Catalyst When should investors consider a cash-secured On April 26, Apple, Inc. (AAPL, B17, $120) announced that 2Q put strategy? sales were down ... ending its streak of 51 consecutive Investors can use a cash-secured put strategy to achieve two quarters of sales growth. Despite this down quarter, BAML investment objectives: Research analyst ... strong capital return program , Android switch 1. To generate income. Selling a cash-secured put is often rate, and interest in iPhones/demand for iPhone 7. Mohan did compared to entering

https://www.justice.gov/epstein/files/DataSet%209/EFTA00620125.pdf

EFTA00592599Set 9

Table of Contents As filed with the Securities and Exchange Commission on November 23,2009 Registration No. 333-150141 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment ... FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APOLLO GLOBAL MANAGEMENT, LLC tExaci name of registrant ax specified in its charter) Delaware 6282 20.8880053 (State or other ... soon as practicable after the effective date of this Registration Statement. If any securities being registered on this Form are to be offered on a delayed or continuous basis pursuant

https://www.justice.gov/epstein/files/DataSet%209/EFTA00592599.pdf

EFTA00045963Set 9removed from DOJ

2019-08-191000p211,050w

until 0 Delegated fake Archived fake Read true Deleted fake Opened true Completed fake Security Normal Box type Sent Items Return notification when opened fake Return notification when deleted fake ... Delegated fake Arehis ed fake Read true Deleted fake Opened true Completed fake Security Normal Box type lithos Return notification when opened fake Return notification when deleted fake Return notification ... until 0 Delegated fake Archived fake Read true Deleted fake Opened true Completed fake Security Normal Box type Inbox Return notification mhen opened fake Return notification Awn deleted fake Return

https://www.justice.gov/epstein/files/DataSet%209/EFTA00045963.pdf

EFTA00236788Set 9

2013-09-204p1,415w

August 22, 2011 Entity: UBS Financial Services, Inc. Brought By. New Hampshire Bureau of Securities Regulation Allegations: UBS sold Lehman Structured Products to clients (specifically referencing three particular investors ... group from 2001 to 2006. Allegations included violations of: Section I5(cX1XA) of the Securities Exchange Act of 1934, Section I of the Sherman Act, and IRS regulations in bidding ... practices and representations made involving the investment of proceeds of municipal securities transactions. Disposition: SEC: Waiver and Consent to Final Judgment enjoining UBS from violating Section

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236788.pdf

EFTA01384662Set 10

claims — i.e., amounts due from a company to its suppliers. Trade claims are not "securities" for regulatory purposes, and an Underlying Fund, in investing in trade claims, will not have ... protection of the securities laws. Trade claims are typically highly illiquid and may have a relatively junior position as compared to securities and other debt owed by the issuer. There ... aware at the time of an Underlying Fund's acquisition of such claims. Convertible Securities An Underlying Fund invests in convertible securities that it may acquire in the open market

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384662.pdf

EFTA01593019Set 10

2007-02-0122p2,260w

CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK. NY 10010-3629 EFTA01593020 Statement of Account ... Options Convertibles Short Equities Other Municipals Taxable Fixed Income Governments & Agencies Corporates Asset Backed Securities Money Markets Debt Options Other Assets Long Market Value Short Market Value Debit Balance Short ... FLOOR NEW YORK NY 10019 MONTHLY ACTIVITY SUMMARY DEBIT CREDIT 6,513.73 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 EFTA01593022 Statement of Account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593019.pdf

EFTA01574537Set 10

2006-05-017p1,671w

Year to Date USD* Quantity Description Amount USD FUNDS RECEIVED FROM OGB: BEAR STEARNS SECURITIES CORP B/O GHISLAINEMAXWELLIRA FUNDS RECEIVED FROM BEAR STEARNS SECURITIES CORP OGB: BEAR STEARNS B/O BEAR ... oral communication should be re-conf irmedin writing to furtherprotect yourrights, including yourrights underthe Securities InvestorProt ection Act (SIPA). Ifyou haveanyquestions pleasecontact yourJPMSI Account Repres entativeor JPMSI ComplianceDepartmentat ... warrantyor guarantee,expressor implied, that anyquoted valuerepre sentsthe actual terms at which transactions or securities could be bought or sol d or new transactions could be enteredinto, or the actual

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574537.pdf

EFTA00588757Set 9

SUMMARY OF PROPOSED TERMS SERIES A PREFERRED SHARES Reporty Homeland Security Ltd. Deeember-January , 24142015 We are happy to confirm our interest, subject to all terms and conditions herein ... explore the possibility of an investment in Reporty Homeland Security Ltd. This letter summarizes the principal terms of a proposed investment for Preferred A Shares. Except as specifically provided herein ... intent. It is presented solely for the purpose of discussion. Company Reporty Homeland Security Ltd., an Israeli company (the "Company"). Founders Amir Elichai, Alexander Dizengoff, Yoni Yitzon & Lital Leshem Investor

https://www.justice.gov/epstein/files/DataSet%209/EFTA00588757.pdf

EFTA01530210Set 10

2013-07-016p1,577w

reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically ... liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In t he event ... auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01530210.pdf

EFTA00803322Set 9

2018-03-017p4,409w

this "Agreement") made as of I 2017 ("Effective Date"), by and among Reporty Homeland Security Ltd., a company organized under the laws of the State of Israel (the "Company ... transaction or series of related transactions in which the Company issues equity securities of the Company in consideration for an aggregate amount equal to or greater than ... assuming the exercise and conversion of all outstanding options and warrants to purchase equity securities (excluding, for the avoidance of doubt. (a) the shares issued or issuable on the Qualified

https://www.justice.gov/epstein/files/DataSet%209/EFTA00803322.pdf

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