EFTA00608962Set 9
2015-03-064p1,559w
March 6, 2015
Via e-mail
Counsel for Category 2 Swiss Banks
Re: Swiss Bank Program penalty reductions under Part II.H
Dear Counsel:
We have received inquiries from a number ... considering the banks'
submissions with respect to the computation of penalties under the Swiss Bank Program. We are
writing now to provide you with a description of the guidance ... make any comments, you do so on
or before March 13, 2015.
The Swiss Bank Program allows Category 2 banks to reduce the Swiss Bank Program
penalty in three ways
https://www.justice.gov/epstein/files/DataSet%209/EFTA00608962.pdf
EFTA02348188Set 11
2015-03-304p1,442w
Lugano, Switzerland, is First Bank to Reach Resolution=Under Justice Department's Swiss Bank Program=/p>
The Department of Justice announced today ... first
bank to reach a resolution under the Department of JusticeQ=804*s Swiss Bank Program
chttp://www.justice.gov/tax/2013/txdv13975.htm> .<=span>
"Because of the department'= continuing efforts to root out offshore ... today than they did just a few years ago, and the departm=nes Swiss Banking Program is a big part of that
change," =aid Acting Deputy Attorney General Sally Quillian
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02348188.pdf
EFTA01135848Set 9
2009-02-187p3,306w
Prosecution Agreements or Non-Target Letters for Swiss Banks (referred to as "Swiss
Bank Program" or "SBP") as a Category 2 bank.
33. Since 2013, Etirt. Switzerland has cooperated with ... comply with the Swiss
Bank Program. At the outset, EdR Switzerland formed a Steering Committee consisting
of EdR Switzerland representatives and U.S. and Swiss law firm partners who, along with ... their
accounts were disclosed have been extensive. Since 2008, and continuing through the
Swiss Bank Program EdR Switzerland has proactively encouraged U.S. clients to make a
IWA6983221.1211 I DRAFT
https://www.justice.gov/epstein/files/DataSet%209/EFTA01135848.pdf
EFTA01090698Set 9
2009-02-1811p4,196w
Target Letters for Swiss
Banks, issued on August 29, 2013 (the "Swiss Bank Program").
3 Of the 161 U.S. client accounts at Edmond de Rothschild (I.uganol SA. g$
accounts with ... evidence of participation in an OVDP.
EDR SWITZERLAND'S COOPERATION
THROUGHOUT THE SWISS BANK PROGRAM
3& 3-7rIn December 2013, EdR Switzerland entered into the Department of Justice ... Swiss Bank Program as a Category 2 bank.
a 38rSince 2013, EdR Switzerland has cooperated with the Department of Justice to
comply with the Swiss Bank Program. At the outset
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090698.pdf
EFTA00590334Set 9
2015-12-107p3,064w
Edmond de Rothschild (Suisse) SA
Edmond de Rothschidl (Lugano) SA
DOJ Swiss Bank Program — Category 2
Non-Prosecution Agreement
Dear Ms. Ruemmler and Mr. Clark:
Banque Privee Edmond de Rothschild ... Target Letters for Swiss Banks, as announced on August 29, 2013 (hereafter
"Swiss Bank Program"). Since submitting their respective letters, the banks have changed their
names to Edmond de Rothschild ... Switzerland" or the "Bank") and joined
for the purposes of the Swiss Bank Program. This Non-Prosecution Agreement ("Agreement") is
entered into based on the representations in the aforementioned Letters
https://www.justice.gov/epstein/files/DataSet%209/EFTA00590334.pdf