From: Stewart Oldfield
SeM: 10/31/2018 5:30:20 PM
To: Alan Brody Liam Osullivan
Subject: Fwd: Butterfly Trust account
FYI. Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel.
Mobil
Email
Securities offered through Deutsche Bank Securities Inc.
Begin forwarded message:
From: Stewart Oldfield
Date: October 31, 2018 at 5:30:02 PM EDT
To: Daniel-E Kaiser Andrew Gallivan
Subject: Butterfly Trust account
Dan and Andrew,
Perhaps we've had some miscommunication on this one, or maybe I'm out of the loop since I've
been in sales training for three days, but I'm confused about what's creating concern opening a
new account for a client that we have recently KYC'd and have other accounts for. I still need to
remediate some KYCs for Jeffrey's other accounts, but I don't think this one should be part of
that group. If that's the issue, I will have that resolved early next week I think. If there's
something else I need to address, let's discuss as soon as possible.
Thanks
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel
Mobile
Email
Securities offered through Deutsche Bank Securities Inc.
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