GHISLAINE MAXWELL -OAP HID ACCT
For die Period 9/1/13 to 9/30/13
Note: ' This is the Annual Percentage Yield (ARV) which is the rate earned it balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Equity Detail
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield
EAFE Equity
ABB LTD 23.59 2,200.000 51,898.00 47,460.92 4,437.08 1,548 80 2.98%
SPONS ADR
000375-20-4 ABB
ALSTOM 3.56 1Z070.000 43,017.48 44,210.81 (1,193.33) 869.04 2.02%
ADR
021244-20-7 ALSM Y
ASTRAZENECA PLC 51.93 385.000 18,954.45 18,351.75 602.70 1,022.00 5.39%
SPONS ADR
046353-10-8 AZN
BAE SYSTEMS PLC 29.43 1,735.000 51,067.99 39,277.38 11,790.61 2,026.48 3.97%
SPONS ADR
05523R-10-7 BAES Y
BAYER A G 117.99 325.000 38,345.13 32,896.77 5,448.36 586.62 1.53%
SPONS ADR
072730-30-2 BAYR Y
BHP LTD 86.50 435.000 28,927.50 32,227.68 (3,300.18) 1,009.20 3.49%
SPONS ADR
088606-10-8 BHP
BOC HONG KONG HOLDINGS LTD 64.22 555.000 35,639.33 36,821.52 (1,182 19) 1,748.80 4.91%
SPONS ADR 780.06
096813-20-9 BHKL Y
JP Morgan Page 5 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046134
Chase
CONFIDENTIAL SDNY_GM_00315332
EFTA01518877