GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 4/1/12 to 4/30/12
Trade Date Per Unit
Sett '.e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4 25 Purchase THE TRAVELERS COMPANIES INC. Gt 63.7263 127.45 2.000 63.745 (127.49)
4 30 BROKERAGE 0.04 CRT CAPITAL GROUP LLC
(ID 69417E-10-9)
Total Settled Securities Purchased (35,002.44)
Trade Dale Type Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss
Pending Sales, Maturities, Redemptions
4/26 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 71270410-5) (5.000) 12.46 62.19 (60.64 1.55 S
5/1
4/26 Sale PEOPLES UNITED FINANCIAL INC (ID: 712704-104) (7.000) 12.50 87.28 (54.90 2.38 S
5/1
4/26 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704.10-5) (41.000) 12.50 511.26 (497.27) 13.99 S
5/1
4/26 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-104) (3.000) 12.504 37.41 (36.30 1.02 S
5/1
4/26 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704404) (18.000) 12.50 224.45 (218.31) 6.14 S
5/1
4/27 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-104) (36.000) 12.40 445.32 (436.63) 8.69 S
5/2
4/27 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-10-5) (27.000) 12.40 333.98 (327.47) 6.51 S
5/2
4/30 Sale PEOPLE'S UNITED FINANCIAL INC (ID: 712704-104) (4.000) 12.40 49.47 (48.51) 0.96 S
513
JP Morgan Page 13 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049686
Chase
CONFIDENTIAL SDNY_GM_00318884
EFTA01522192